Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC - AME...

Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC - AMENDMENT

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI) AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		8 February 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		2,483,114		0.03%		45,274,884		0.64%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		43,427,500		0.61%		1,078,088		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				45,910,614		0.64%		46,352,972		0.65%
Â		Â		Â		Â		Â		Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,200,000		0.14%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				3,200,000		0.14%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Sale		500,000		125.8750 USD
ORD		Purchase		100		47.0500 HKD
ORD		Purchase		497		3.8362 GBP
ORD		Purchase		500		3.8600 GBP
ORD		Purchase		575		3.8400 GBP
ORD		Purchase		694		3.8537 GBP
ORD		Purchase		710		3.8586 GBP
ORD		Purchase		1,200		46.8000 HKD
ORD		Purchase		1,893		3.8535 GBP
ORD		Purchase		2,300		47.1000 HKD
ORD		Purchase		2,689		3.8601 GBP
ORD		Purchase		2,949		3.8406 GBP
ORD		Purchase		3,586		3.8495 GBP
ORD		Purchase		3,993		3.8442 GBP
ORD		Purchase		4,499		3.8551 GBP
ORD		Purchase		7,500		47.0000 HKD
ORD		Purchase		12,500		3.8486 GBP
ORD		Purchase		13,761		3.8464 GBP
ORD		Purchase		42,394		3.8457 GBP
ORD		Purchase		50,000		3.8608 GBP
ORD		Purchase		76,580		3.8475 GBP
ORD		Purchase		108,728		3.8481 GBP
ORD		Purchase		214,354		3.8533 GBP
ORD		Sale		400		3.8575 GBP
ORD		Sale		645		3.8490 GBP
ORD		Sale		783		3.8501 GBP
ORD		Sale		1,119		3.8453 GBP
ORD		Sale		1,200		3.8451 GBP
ORD		Sale		2,000		3.8535 GBP
ORD		Sale		2,603		3.8549 GBP
ORD		Sale		2,913		3.8430 GBP
ORD		Sale		2,930		3.8592 GBP
ORD		Sale		4,210		3.8408 GBP
ORD		Sale		6,070		3.8565 GBP
ORD		Sale		9,900		47.0237 HKD
ORD		Sale		12,500		3.8486 GBP
ORD		Sale		14,709		3.8459 GBP
ORD		Sale		48,342		3.8482 GBP
ORD		Sale		51,913		3.8470 GBP
ORD		Sale		117,557		3.8619 GBP
ORD		Sale		124,603		3.8477 GBP
ORD		Sale		131,552		3.8488 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		800		3.8570 GBP
ORD		SWAP		Long		1,100		3.8440 GBP
ORD		CFD		Long		2,225		3.8608 GBP
ORD		CFD		Long		2,709		3.8562 GBP
ORD		SWAP		Long		6,470		3.8565 GBP
ORD		CFD		Long		14,709		3.8459 GBP
ORD		CFD		Long		115,498		3.8617 GBP
ORD		SWAP		Short		694		3.8537 GBP
ORD		CFD		Short		1,164		3.8409 GBP
ORD		CFD		Short		1,200		46.8599 HKD
ORD		SWAP		Short		2,100		3.8655 GBP
ORD		SWAP		Short		4,999		3.8556 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	12 Feb 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.