Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC - AME...

Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC - AMENDMENT

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	GLENCORE INTL PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	Advisor to Offeree
(d) Date position held/dealing undertaken:	Â	21 March 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Â	YES: XSTRATA PLC Â

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		5,967,610		0.08%		43,750,014		0.62%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		39,131,060		0.55%		1,521,718		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				45,098,670		0.63%		45,271,732		0.64%
Â		Â		Â		Â		Â		Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		5,000,000		0.22%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				5,000,000		0.22%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Purchase		600,000		118.3000 USD
Convertible Bond		Purchase		600,000		118.8750 USD
ORD		Purchase		400		43.2500 HKD
ORD		Purchase		1,202		3.6292 GBP
ORD		Purchase		1,907		3.6152 GBP
ORD		Purchase		2,660		3.5945 GBP
ORD		Purchase		3,336		3.5900 GBP
ORD		Purchase		6,000		3.6145 GBP
ORD		Purchase		6,577		3.5765 GBP
ORD		Purchase		7,200		43.2548 HKD
ORD		Purchase		11,603		3.6094 GBP
ORD		Purchase		13,532		3.6121 GBP
ORD		Purchase		16,953		3.6226 GBP
ORD		Purchase		17,293		3.6165 GBP
ORD		Purchase		21,426		3.6206 GBP
ORD		Purchase		35,648		3.5830 GBP
ORD		Purchase		47,251		3.6246 GBP
ORD		Purchase		69,730		3.6168 GBP
ORD		Purchase		71,296		3.6240 GBP
ORD		Purchase		95,648		3.6229 GBP
ORD		Purchase		100,000		3.6189 GBP
ORD		Purchase		193,277		3.6215 GBP
ORD		Purchase		203,076		3.6221 GBP
ORD		Purchase		213,889		3.6525 GBP
ORD		Purchase		1,043,699		3.6258 GBP
ORD		Purchase		1,500,000		3.6231 GBP
ORD		Purchase		1,830,000		3.6468 GBP
ORD		Sale		1,000		3.6000 GBP
ORD		Sale		1,005		3.6141 GBP
ORD		Sale		1,202		3.6292 GBP
ORD		Sale		1,428		3.5898 GBP
ORD		Sale		1,500		43.2000 HKD
ORD		Sale		2,200		43.3000 HKD
ORD		Sale		3,000		3.6009 GBP
ORD		Sale		3,500		43.2500 HKD
ORD		Sale		4,742		3.6145 GBP
ORD		Sale		5,780		3.6092 GBP
ORD		Sale		6,816		3.6440 GBP
ORD		Sale		8,249		3.6523 GBP
ORD		Sale		10,369		3.6191 GBP
ORD		Sale		13,293		3.6120 GBP
ORD		Sale		17,575		3.6205 GBP
ORD		Sale		18,293		3.6339 GBP
ORD		Sale		22,622		3.6229 GBP
ORD		Sale		29,027		3.6188 GBP
ORD		Sale		45,719		3.6171 GBP
ORD		Sale		47,636		3.6167 GBP
ORD		Sale		50,000		3.6251 GBP
ORD		Sale		83,576		3.6169 GBP
ORD		Sale		133,948		3.6177 GBP
ORD		Sale		171,158		3.6215 GBP
ORD		Sale		252,048		3.6220 GBP
ORD		Sale		350,016		3.6233 GBP
ORD		Sale		621,258		3.6116 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		1,643		3.6586 GBP
ORD		CFD		Long		2,157		3.6552 GBP
ORD		CFD		Long		3,694		3.6141 GBP
ORD		SWAP		Long		8,665		3.6596 GBP
ORD		SWAP		Long		15,065		3.6486 GBP
ORD		CFD		Long		32,288		3.6109 GBP
ORD		CFD		Long		68,627		3.6211 GBP
ORD		CFD		Short		400		43.3036 HKD
ORD		SWAP		Short		2,613		3.6190 GBP
ORD		CFD		Short		2,660		3.5945 GBP
ORD		SWAP		Short		3,400		3.6209 GBP
ORD		SWAP		Short		19,200		3.6163 GBP
ORD		CFD		Short		163,584		3.6242 GBP
ORD		CFD		Short		299,168		3.6370 GBP
ORD		CFD		Short		480,961		3.6211 GBP
ORD		CFD		Short		253,825		3.6224 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	25 Mar 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.