Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC - Ame...

Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC - Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI) Amendment

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	GLENCORE INTL PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	Advisor to Offeree
(d) Date position held/dealing undertaken:	Â	25 March 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Â	YES: XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,567,313		0.05%		44,150,808		0.62%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		39,473,279		0.56%		1,554,141		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				43,040,592		0.61%		45,704,949		0.64%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		5,800,000		0.26%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				5,800,000		0.26%		0		0.00%
											Â
Class of relevant security:		Â		ADR		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				0		0.00%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Purchase		1,900,000		117.6250 USD
Convertible Bond		Sale		1,000,000		117.7500 USD
ORD		Purchase		500		3.6170 GBP
ORD		Purchase		1,605		3.6290 GBP
ORD		Purchase		2,444		3.6269 GBP
ORD		Purchase		3,600		42.8500 HKD
ORD		Purchase		3,748		3.5825 GBP
ORD		Purchase		4,200		42.9000 HKD
ORD		Purchase		4,482		3.5741 GBP
ORD		Purchase		5,180		3.5828 GBP
ORD		Purchase		9,149		3.6058 GBP
ORD		Purchase		12,664		3.6194 GBP
ORD		Purchase		13,293		3.6107 GBP
ORD		Purchase		14,147		3.6183 GBP
ORD		Purchase		14,667		3.5904 GBP
ORD		Purchase		15,439		3.5862 GBP
ORD		Purchase		17,455		3.5805 GBP
ORD		Purchase		20,755		3.6102 GBP
ORD		Purchase		22,410		3.6246 GBP
ORD		Purchase		36,698		3.6118 GBP
ORD		Purchase		37,117		3.5805 GBP
ORD		Purchase		42,393		3.6082 GBP
ORD		Purchase		44,865		3.6149 GBP
ORD		Purchase		53,577		3.6242 GBP
ORD		Purchase		133,183		3.6039 GBP
ORD		Purchase		254,128		3.6141 GBP
ORD		Purchase		305,000		3.5788 GBP
ORD		Sale		520		3.5825 GBP
ORD		Sale		1,056		3.5805 GBP
ORD		Sale		1,766		3.6248 GBP
ORD		Sale		2,317		3.5775 GBP
ORD		Sale		2,815		3.5834 GBP
ORD		Sale		3,751		3.5904 GBP
ORD		Sale		4,900		3.5889 GBP
ORD		Sale		6,621		3.5828 GBP
ORD		Sale		7,800		42.8769 HKD
ORD		Sale		8,724		3.5758 GBP
ORD		Sale		9,752		3.6028 GBP
ORD		Sale		12,724		3.6042 GBP
ORD		Sale		12,842		3.5996 GBP
ORD		Sale		19,293		3.5960 GBP
ORD		Sale		22,365		3.5882 GBP
ORD		Sale		24,532		3.6031 GBP
ORD		Sale		51,260		3.6026 GBP
ORD		Sale		72,481		3.5955 GBP
ORD		Sale		146,574		3.6173 GBP
ORD		Sale		223,031		3.6016 GBP
ORD		Sale		274,220		3.6103 GBP
ORD		Sale		3,801,452		3.5805 GBP
ORD (traded as ADR)		Purchase		560		10.8200 USD
ORD (traded as ADR)		Purchase		620		10.7900 USD
ORD (traded as ADR)		Purchase		9,800		10.9600 USD
ORD (traded as ADR)		Sale		560		10.8200 USD
ORD (traded as ADR)		Sale		620		10.7900 USD
ORD (traded as ADR)		Sale		9,800		10.9600 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		400		3.6177 GBP
ORD		SWAP		Long		2,900		3.5890 GBP
ORD		SWAP		Long		3,900		3.5866 GBP
ORD		SWAP		Long		8,651		3.5895 GBP
ORD		CFD		Long		72,811		3.5911 GBP
ORD		CFD		Long		225,571		3.6149 GBP
ORD		SWAP		Long		3,745,000		3.5805 GBP
ORD		CFD		Short		10,200		3.6176 GBP
ORD		SWAP		Short		31,547		3.6236 GBP
ORD		CFD		Short		32,323		3.5799 GBP
ORD		SWAP		Short		33,589		3.6205 GBP
ORD		CFD		Short		71,360		3.6023 GBP
ORD		SWAP		Short		75,987		3.6243 GBP
ORD		CFD		Short		305,000		3.5788 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	27 March 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.