Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC - Ame...

Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC - Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI) Amendment

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	GLENCORE INTL PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	Advisor to Offeree
(d) Date position held/dealing undertaken:	Â	2 April 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Â	YES: XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Â	Â	to which the disclosure relates following the dealing (if any)			Â	Â	Â	Â	Â	Â
Class of relevant security:		Â	Â	ORD		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,589,949		0.05%		44,897,139		0.63%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		40,374,860		0.57%		1,621,444		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				43,964,809		0.62%		46,518,583		0.66%
Â		Â		Â		Â		Â		Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,300,000		0.15%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				3,300,000		0.15%		0		0.00%
Â		Â		Â		Â		Â		Â
(b)		Rights to subscribe for new securities (including directors and other executive

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		1,300		3.6060 GBP
ORD		Purchase		1,621		3.5737 GBP
ORD		Purchase		1,782		3.5980 GBP
ORD		Purchase		2,000		3.5820 GBP
ORD		Purchase		2,015		3.6216 GBP
ORD		Purchase		4,777		3.5736 GBP
ORD		Purchase		4,934		3.6084 GBP
ORD		Purchase		5,290		3.5771 GBP
ORD		Purchase		5,760		3.5621 GBP
ORD		Purchase		10,082		3.6017 GBP
ORD		Purchase		10,700		3.5612 GBP
ORD		Purchase		12,339		3.6013 GBP
ORD		Purchase		14,593		3.5756 GBP
ORD		Purchase		16,443		3.5908 GBP
ORD		Purchase		58,041		3.5892 GBP
ORD		Purchase		66,795		3.5922 GBP
ORD		Purchase		93,611		3.6023 GBP
ORD		Purchase		273,386		3.5971 GBP
ORD		Sale		1,621		3.5737 GBP
ORD		Sale		2,000		3.5820 GBP
ORD		Sale		2,015		3.6216 GBP
ORD		Sale		2,593		3.5791 GBP
ORD		Sale		4,275		3.5940 GBP
ORD		Sale		7,090		3.5980 GBP
ORD		Sale		9,203		3.6031 GBP
ORD		Sale		12,150		3.5842 GBP
ORD		Sale		27,803		3.5810 GBP
ORD		Sale		37,155		3.5874 GBP
ORD		Sale		65,564		3.5916 GBP
ORD		Sale		70,528		3.5936 GBP
ORD		Sale		109,498		3.5928 GBP
ORD		Sale		122,566		3.5942 GBP
ORD		Sale		124,575		3.5924 GBP
ORD		Sale		192,317		3.5851 GBP
ORD		Sale		312,601		3.5741 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		27,803		3.5810 GBP
ORD		CFD		Long		37,803		3.5803 GBP
ORD		SWAP		Long		56,637		3.5932 GBP
ORD		SWAP		Long		59,164		3.5917 GBP
ORD		SWAP		Long		165,793		3.5931 GBP
ORD		CFD		Long		236,711		3.5693 GBP
ORD		CFD		Short		800		3.5363 GBP
ORD		SWAP		Short		5,300		3.5617 GBP
ORD		CFD		Short		6,723		3.5970 GBP
ORD		CFD		Short		6,982		3.6154 GBP
ORD		SWAP		Short		9,900		3.5629 GBP
ORD		SWAP		Short		16,460		3.5616 GBP
ORD		CFD		Short		84,733		3.6058 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	4 April 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.