Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC - Ame...

Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC - Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI) AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	GLENCORE INTL PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	Advisor to Offeree
(d) Date position held/dealing undertaken:	Â	9 April 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Â	YES: XSTRATA PLC Â

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,451,195		0.06%		42,432,866		0.60%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		37,613,440		0.53%		2,480,462		0.03%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				42,064,635		0.59%		44,913,328		0.63%
Â		Â		Â		Â		Â		Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,100,000		0.18%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				4,100,000		0.18%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		100		40.7000 HKD
ORD		Purchase		100		41.4500 HKD
ORD		Purchase		300		41.5000 HKD
ORD		Purchase		1,428		3.5317 GBP
ORD		Purchase		2,000		41.3500 HKD
ORD		Purchase		2,800		41.1000 HKD
ORD		Purchase		2,900		41.2500 HKD
ORD		Purchase		3,258		3.5432 GBP
ORD		Purchase		4,000		41.2000 HKD
ORD		Purchase		4,500		41.3000 HKD
ORD		Purchase		5,800		41.1500 HKD
ORD		Purchase		6,410		3.5599 GBP
ORD		Purchase		6,872		3.5372 GBP
ORD		Purchase		9,323		3.5850 GBP
ORD		Purchase		10,044		3.5263 GBP
ORD		Purchase		11,311		3.5540 GBP
ORD		Purchase		21,108		3.5437 GBP
ORD		Purchase		25,102		3.5401 GBP
ORD		Purchase		71,947		3.5386 GBP
ORD		Purchase		74,545		3.5366 GBP
ORD		Purchase		124,544		3.5363 GBP
ORD		Purchase		185,000		3.5632 GBP
ORD		Purchase		264,795		3.5563 GBP
ORD		Purchase		506,300		3.4215 GBP
ORD		Sale		100		40.7000 HKD
ORD		Sale		1,096		3.5370 GBP
ORD		Sale		1,111		3.5552 GBP
ORD		Sale		1,177		3.5461 GBP
ORD		Sale		1,428		3.5318 GBP
ORD		Sale		2,176		3.5294 GBP
ORD		Sale		2,650		3.5713 GBP
ORD		Sale		3,000		3.5215 GBP
ORD		Sale		6,370		3.5850 GBP
ORD		Sale		10,000		3.5515 GBP
ORD		Sale		11,946		3.5481 GBP
ORD		Sale		15,304		3.5337 GBP
ORD		Sale		15,319		3.5483 GBP
ORD		Sale		16,838		3.5440 GBP
ORD		Sale		17,308		3.5311 GBP
ORD		Sale		18,814		3.5628 GBP
ORD		Sale		22,500		41.2173 HKD
ORD		Sale		90,310		3.5544 GBP
ORD		Sale		91,096		3.5543 GBP
ORD		Sale		155,297		3.5507 GBP
ORD		Sale		170,000		3.5316 GBP
ORD		Sale		238,279		3.5666 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		100		40.6419 HKD
ORD		SWAP		Long		794		3.5088 GBP
ORD		CFD		Long		2,320		3.5037 GBP
ORD		CFD		Long		14,675		3.5402 GBP
ORD		CFD		Long		19,505		3.5406 GBP
ORD		CFD		Long		47,000		3.5329 GBP
ORD		CFD		Long		55,778		3.5331 GBP
ORD		SWAP		Long		152,500		3.5846 GBP
ORD		SWAP		Short		600		3.5115 GBP
ORD		SWAP		Short		3,050		3.5112 GBP
ORD		CFD		Short		42,745		3.5374 GBP
ORD		CFD		Short		55,668		3.5437 GBP
ORD		CFD		Short		64,286		3.5857 GBP
ORD		CFD		Short		185,000		3.5632 GBP
ORD		CFD		Short		506,300		3.4215 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	11 Apr 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.