Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC AMEND...

Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC AMENDMENT

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI) AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	GLENCORE INTL PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	Advisor to Offeree
(d) Date position held/dealing undertaken:	Â	5 July, 2012
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Â	YES:   XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	ORD	Â	Â	Â
		Interests	Â	Short Positions	Â
Â	Â	Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	6,829,343	0.10%	17,300,494	0.25%
Â	Â	Â	Â	Â	Â
(2)	Derivatives (other than
	options):	13,808,720	0.20%	3,545,585	0.05%
Â	Â	Â	Â	Â	Â
(3)	Options and agreements to
	purchase/sell:	1,590,000	0.02%	2,075,900	0.03%
Â	Â	Â	Â	Â	Â
(4)	TOTAL:
		22 228 063	0.32%	22,921,979	0.33%
					Â
Class of relevant security:	Â	Convertible Bond XS0475310396	Â	Â	Â
		Interests	Â	Short Positions	Â
Â	Â	Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	3,000,000	0.13%	0	0.00%
Â	Â	Â	Â	Â	Â
(2)	Derivatives (other than
	options):	0	0.00%	0	0.00%
Â	Â	Â	Â	Â	Â
(3)	Options and agreements to
	purchase/sell:	0	0.00%	0	0.00%
Â	Â	Â	Â	Â	Â
(4)	TOTAL:
		3,000,000	0.13%	0	0.00%

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security	Â	securities	Â
ORD	Purchase	200	38.0000 HKD
ORD	Purchase	1,520	3.1372 GBP
ORD	Purchase	8,029	3.1807 GBP
ORD	Purchase	9,797	3.1539 GBP
ORD	Purchase	16,954	3.1815 GBP
ORD	Purchase	23,600	3.1381 GBP
ORD	Purchase	37,776	3.1602 GBP
ORD	Purchase	57,932	3.1700 GBP
ORD	Purchase	75,966	3.1810 GBP
ORD	Purchase	128,383	3.1480 GBP
ORD	Purchase	200,000	3.1613 GBP
ORD	Purchase	739,480	3.1722 GBP
ORD	Purchase	100,000	3.1517 GBP
ORD	Purchase	148,800	37.9968 HKD
ORD	Purchase	185,300	3.1656 GBP
ORD	Purchase	291,022	3.1655 GBP
ORD	Purchase	643,544	3.1728 GBP
ORD	Sale	600	38.1500 HKD
ORD	Sale	1,520	3.1374 GBP
ORD	Sale	1,600	38.1000 HKD
ORD	Sale	2,211	3.1537 GBP
ORD	Sale	4,894	3.1787 GBP
ORD	Sale	5,700	38.0500 HKD
ORD	Sale	5,891	3.1606 GBP
ORD	Sale	7,330	3.1825 GBP
ORD	Sale	10,351	3.1985 GBP
ORD	Sale	12,300	37.9668 HKD
ORD	Sale	12,414	3.1921 GBP
ORD	Sale	13,666	3.1892 GBP
ORD	Sale	17,167	3.1300 GBP
ORD	Sale	19,349	3.1380 GBP
ORD	Sale	20,000	37.9500 HKD
ORD	Sale	21,261	3.1680 GBP
ORD	Sale	21,715	3.1550 GBP
ORD	Sale	26,394	3.1647 GBP
ORD	Sale	27,073	3.1631 GBP
ORD	Sale	179,800	3.1337 GBP
ORD	Sale	42,000	3.1920 GBP
ORD	Sale	65,813	3.1863 GBP
ORD	Sale	82,675	3.1772 GBP
ORD	Sale	94,535	3.1702 GBP
ORD	Sale	121,100	38.0000 HKD
ORD	Sale	132,071	3.1768 GBP
ORD	Sale	137,864	3.1486 GBP
ORD	Sale	139,242	3.1250 GBP
ORD	Sale	200,000	3.1628 GBP
ORD	Sale	285,849	3.1679 GBP
ORD	Sale	341,027	3.1705 GBP
ORD	Sale	454,427	3.1775 GBP
ORD (traded as ADR)	Purchase	1,000	9.7800 USD
ORD (traded as ADR)	Sale	1,000	9.7800 USD

(b) Derivatives transactions (other than options)

Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security	Â	Â	securities	Â
ORD	SWAP	Long	2,000	3.1432 GBP
ORD	CFD	Long	2,211	3.1537 GBP
ORD	CFD	Long	4,894	3.1787 GBP
ORD	SWAP	Long	10,351	3.1985 GBP
ORD	CFD	Long	12,300	37.9668 HKD
ORD	SWAP	Long	17,167	3.1300 GBP
ORD	SWAP	Long	21,715	3.1550 GBP
ORD	CFD	Long	28,491	3.1664 GBP
ORD	SWAP	Long	79,800	3.1337 GBP
ORD	CFD	Long	91,098	3.1588 GBP
ORD	CFD	Long	395,394	3.1729 GBP
ORD	CFD	Long	400,000	3.1628 GBP
ORD	CFD	Short	434	3.1721 GBP
ORD	CFD	Short	1,000	3.1357 GBP
ORD	CFD	Short	35,010	3.1545 GBP
ORD	SWAP	Short	200,000	3.1613 GBP
ORD	CFD	Short	200,000	3.1696 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	9 Jul 2012
Contact name:	Geoff Smith
Telephone number:	020 7116 2913

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.	Â	Â	KEY INFORMATION
Identity of the person whose positions/dealings	Â	Â	BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:	Â	Â	Â
Name of offeror/offeree in relation to whose			GLENCORE INTL PLC
relevant securities this from relates:	Â	Â	Â

2.	OPTIONS AND DERIVATIVES	Â	Â	Â	Â	Â
Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
Â	Â	Â	relates	Â	Â	Â
ORD	Call Options	Purchased	380,000	4.0000	European	25 Jul 2012
ORD	Put Options	Purchased	1,000,000	3.2000	American	7 Jul 2012
ORD	Put Options	Written	-1,000,000	4.8000	American	7 Jul 2012
ORD	Call Options	Purchased	210,000	3.1000	American	7 Jul 2012
ORD	Call Options	Written	-75,900	4.3890	European	6 Jul 2012
ORD	Call Options	Written	-1,000,000	4.8000	American	7 Jul 2012

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood: