Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amend...

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI) AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		26 April 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		11,531,183		0.16%		44,956,290		0.63%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		40,782,291		0.57%		9,206,749		0.13%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				52,313,474		0.74%		54,163,039		0.76%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,400,000		0.19%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				4,400,000		0.19%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Purchase		1,900,000		115.9000 USD
ORD		Purchase		9		3.2425 GBP
ORD		Purchase		100		39.2500 HKD
ORD		Purchase		185		3.2080 GBP
ORD		Purchase		537		3.2006 GBP
ORD		Purchase		900		39.4000 HKD
ORD		Purchase		1,100		39.3500 HKD
ORD		Purchase		1,506		3.1931 GBP
ORD		Purchase		4,000		39.3000 HKD
ORD		Purchase		7,682		3.2061 GBP
ORD		Purchase		9,100		39.1000 HKD
ORD		Purchase		10,300		39.2014 HKD
ORD		Purchase		12,200		3.1993 GBP
ORD		Purchase		14,304		3.1935 GBP
ORD		Purchase		14,900		39.0000 HKD
ORD		Purchase		44,598		3.1939 GBP
ORD		Purchase		60,016		3.2203 GBP
ORD		Purchase		61,378		3.2092 GBP
ORD		Purchase		67,655		3.2075 GBP
ORD		Purchase		94,433		3.2158 GBP
ORD		Purchase		138,520		3.2192 GBP
ORD		Purchase		177,861		3.2050 GBP
ORD		Purchase		236,128		3.2119 GBP
ORD		Sale		9		3.2428 GBP
ORD		Sale		100		39.3500 HKD
ORD		Sale		400		38.8000 HKD
ORD		Sale		500		39.0000 HKD
ORD		Sale		1,400		39.4000 HKD
ORD		Sale		1,895		3.1932 GBP
ORD		Sale		2,000		39.0500 HKD
ORD		Sale		2,000		39.2000 HKD
ORD		Sale		2,000		39.3000 HKD
ORD		Sale		2,300		39.1000 HKD
ORD		Sale		4,171		3.1935 GBP
ORD		Sale		6,800		39.2500 HKD
ORD		Sale		7,719		3.2092 GBP
ORD		Sale		8,368		3.1977 GBP
ORD		Sale		10,474		3.2287 GBP
ORD		Sale		12,589		3.1973 GBP
ORD		Sale		16,200		39.1061 HKD
ORD		Sale		17,561		3.2063 GBP
ORD		Sale		20,000		3.1927 GBP
ORD		Sale		27,756		3.2094 GBP
ORD		Sale		58,068		3.2099 GBP
ORD		Sale		76,099		3.2069 GBP
ORD		Sale		81,045		3.2037 GBP
ORD		Sale		122,444		3.2004 GBP
ORD		Sale		152,578		3.2108 GBP
ORD		Sale		391,347		3.2067 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		400		39.2396 HKD
ORD		CFD		Long		1,900		39.0553 HKD
ORD		SWAP		Long		3,200		3.1975 GBP
ORD		SWAP		Long		5,200		3.1995 GBP
ORD		CFD		Long		9,000		3.2693 GBP
ORD		SWAP		Long		9,615		3.1985 GBP
ORD		CFD		Long		16,807		3.1999 GBP
ORD		CFD		Long		19,924		3.2541 GBP
ORD		CFD		Long		43,243		3.1943 GBP
ORD		SWAP		Long		66,483		3.2027 GBP
ORD		CFD		Long		419,566		3.1998 GBP
ORD		CFD		Short		600		3.2933 GBP
ORD		CFD		Short		3,040		3.1937 GBP
ORD		CFD		Short		5,047		3.2267 GBP
ORD		CFD		Short		6,298		3.2539 GBP
ORD		CFD		Short		9,000		39.0468 HKD
ORD		SWAP		Short		44,598		3.1939 GBP
ORD		SWAP		Short		67,934		3.2098 GBP
ORD		SWAP		Short		72,027		3.2196 GBP
ORD		SWAP		Short		76,216		3.2164 GBP
ORD		SWAP		Short		171,317		3.2185 GBP
ORD		CFD		Short		96,411		3.2031 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	30 Apr 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.