Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amend...

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI) AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		5 February 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,125,291		0.04%		45,469,588		0.64%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		43,571,599		0.61%		1,300,446		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				46,696,890		0.66%		46,770,034		0.66%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,700,000		0.19%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				3,700,000		0.19%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Sale		2,500,000		125.3750 USD
ORD		Purchase		100		47.0500 HKD
ORD		Purchase		174		3.8310 GBP
ORD		Purchase		400		47.6000 HKD
ORD		Purchase		800		47.3000 HKD
ORD		Purchase		1,024		3.8382 GBP
ORD		Purchase		1,200		47.3041 HKD
ORD		Purchase		1,633		3.8175 GBP
ORD		Purchase		2,184		3.8462 GBP
ORD		Purchase		2,334		3.8326 GBP
ORD		Purchase		3,425		3.8480 GBP
ORD		Purchase		4,210		3.8300 GBP
ORD		Purchase		8,782		3.8453 GBP
ORD		Purchase		22,764		3.8425 GBP
ORD		Purchase		24,543		3.8420 GBP
ORD		Purchase		26,044		3.8446 GBP
ORD		Purchase		41,282		3.8393 GBP
ORD		Purchase		51,068		3.8491 GBP
ORD		Purchase		81,659		3.8485 GBP
ORD		Purchase		109,706		3.8439 GBP
ORD		Purchase		144,314		3.8408 GBP
ORD		Purchase		199,870		3.8447 GBP
ORD		Purchase		249,600		3.8449 GBP
ORD		Purchase		254,991		3.8391 GBP
ORD		Purchase		300,000		3.8720 GBP
ORD		Sale		87		3.8310 GBP
ORD		Sale		100		47.3000 HKD
ORD		Sale		100		47.3500 HKD
ORD		Sale		174		3.8310 GBP
ORD		Sale		247		3.8165 GBP
ORD		Sale		400		47.6000 HKD
ORD		Sale		600		47.1000 HKD
ORD		Sale		1,156		3.8339 GBP
ORD		Sale		2,100		3.8780 GBP
ORD		Sale		2,865		3.8338 GBP
ORD		Sale		3,208		3.8437 GBP
ORD		Sale		4,840		3.8481 GBP
ORD		Sale		5,057		3.8316 GBP
ORD		Sale		5,272		3.8160 GBP
ORD		Sale		22,947		3.8426 GBP
ORD		Sale		37,921		3.8479 GBP
ORD		Sale		41,805		3.8380 GBP
ORD		Sale		56,028		3.8420 GBP
ORD		Sale		57,161		3.8340 GBP
ORD		Sale		85,400		3.8367 GBP
ORD		Sale		91,049		3.8423 GBP
ORD		Sale		197,997		3.8364 GBP
ORD		Sale		207,685		3.8353 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		2,100		3.8780 GBP
ORD		SWAP		Long		5,272		3.8160 GBP
ORD		CFD		Long		85,400		3.8366 GBP
ORD		CFD		Long		197,997		3.8364 GBP
ORD		CFD		Short		500		47.5475 HKD
ORD		CFD		Short		600		3.8350 GBP
ORD		CFD		Short		800		47.3600 HKD
ORD		CFD		Short		29,848		3.8421 GBP
ORD		SWAP		Short		31,506		3.8412 GBP
ORD		SWAP		Short		41,649		3.8454 GBP
ORD		CFD		Short		67,620		3.8393 GBP
ORD		CFD		Short		150,148		3.8372 GBP
ORD		SWAP		Short		225,973		3.8436 GBP
ORD		CFD		Short		300,000		3.8720 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	7 Feb 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.