Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amend...

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI) AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose

GLENCORE INTL PLC

  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 28 February 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,867,876 0.05% 48,946,114 0.69%
           
(2) Derivatives (other than
options): 44,557,403 0.63% 2,115,929 0.03%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
48,425,279 0.68% 51,062,043 0.72%
       
Class of relevant security:   Convertible Bond XS0475310396      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 6,900,000 0.30% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
6,900,000 0.30% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 200 3.8100 GBP
ORD Purchase 400 45.5000 HKD
ORD Purchase 856 3.8200 GBP
ORD Purchase 1,165 3.8126 GBP
ORD Purchase 1,422 3.8156 GBP
ORD Purchase 1,847 3.8366 GBP
ORD Purchase 1,929 3.8250 GBP
ORD Purchase 2,128 3.8319 GBP
ORD Purchase 5,300 45.5500 HKD
ORD Purchase 7,211 3.8750 GBP
ORD Purchase 8,765 3.8643 GBP
ORD Purchase 11,991 3.8410 GBP
ORD Purchase 16,082 3.8328 GBP
ORD Purchase 48,195 3.8572 GBP
ORD Purchase 50,122 3.8300 GBP
ORD Purchase 134,022 3.8292 GBP
ORD Purchase 185,985 3.8309 GBP
ORD Purchase 250,000 3.8161 GBP
ORD Purchase 945,637 3.8417 GBP
ORD Purchase 1,599,557 3.8607 GBP
ORD Sale 2,682 3.8519 GBP
ORD Sale 4,697 3.8224 GBP
ORD Sale 5,679 3.8294 GBP
ORD Sale 5,700 45.5464 HKD
ORD Sale 10,612 3.8594 GBP
ORD Sale 21,777 3.8600 GBP
ORD Sale 25,397 3.8333 GBP
ORD Sale 26,418 3.8549 GBP
ORD Sale 27,879 3.8260 GBP
ORD Sale 28,131 3.8194 GBP
ORD Sale 39,916 3.8191 GBP
ORD Sale 58,717 3.8223 GBP
ORD Sale 64,374 3.8750 GBP
ORD Sale 78,052 3.8200 GBP
ORD Sale 92,553 3.8173 GBP
ORD Sale 104,671 3.8404 GBP
ORD Sale 159,056 3.8280 GBP
ORD Sale 210,000 3.8169 GBP
ORD Sale 222,243 3.8291 GBP
ORD Sale 235,297 3.8373 GBP
ORD Sale 266,279 3.8748 GBP
ORD Sale 317,564 3.8322 GBP
ORD Sale 439,933 3.8750 GBP
ORD (traded as ADR) Purchase 130 11.5400 USD
ORD (traded as ADR) Sale 130 11.5400 USD

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 13,028 3.8446 GBP
ORD CFD Long 16,783 3.8215 GBP
ORD CFD Long 144,240 3.8225 GBP
ORD CFD Long 210,000 3.8169 GBP
ORD CFD Long 258,240 3.8330 GBP
ORD CFD Short 3,643 3.8157 GBP
ORD SWAP Short 70,836 3.9782 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

4 Mar 2013

Contact name:   Geoff Smith
Telephone number:   020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Glencore (GLEN)
UK 100

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