Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amend...

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI) AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		14 March 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,446,475		0.05%		45,867,645		0.65%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		40,695,118		0.57%		1,283,690		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				44,141,593		0.62%		47,151,335		0.66%
Â		Â		Â		Â		Â		Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,500,000		0.15%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				3,500,000		0.15%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		100		45.2000 HKD
ORD		Purchase		584		3.9000 GBP
ORD		Purchase		1,018		3.8705 GBP
ORD		Purchase		1,100		45.5500 HKD
ORD		Purchase		2,811		3.8706 GBP
ORD		Purchase		3,315		3.8639 GBP
ORD		Purchase		3,900		44.9000 HKD
ORD		Purchase		4,713		3.8708 GBP
ORD		Purchase		4,980		3.8880 GBP
ORD		Purchase		5,852		3.8798 GBP
ORD		Purchase		7,522		3.8679 GBP
ORD		Purchase		8,828		3.8674 GBP
ORD		Purchase		14,880		3.8792 GBP
ORD		Purchase		16,953		3.8675 GBP
ORD		Purchase		48,991		3.8720 GBP
ORD		Purchase		63,583		3.8794 GBP
ORD		Purchase		68,284		3.8751 GBP
ORD		Purchase		281,213		3.8767 GBP
ORD		Purchase		335,359		3.8905 GBP
ORD		Sale		417		3.8680 GBP
ORD		Sale		760		3.8705 GBP
ORD		Sale		932		3.8657 GBP
ORD		Sale		1,100		45.5500 HKD
ORD		Sale		1,101		3.8950 GBP
ORD		Sale		1,120		3.8640 GBP
ORD		Sale		1,300		45.4000 HKD
ORD		Sale		2,000		45.3000 HKD
ORD		Sale		2,808		3.8853 GBP
ORD		Sale		4,713		3.8708 GBP
ORD		Sale		5,852		3.8798 GBP
ORD		Sale		6,888		3.8619 GBP
ORD		Sale		9,500		45.2000 HKD
ORD		Sale		12,828		3.8943 GBP
ORD		Sale		13,200		45.3500 HKD
ORD		Sale		24,402		3.8783 GBP
ORD		Sale		33,503		3.8750 GBP
ORD		Sale		45,611		3.8794 GBP
ORD		Sale		49,211		3.8756 GBP
ORD		Sale		50,000		3.8653 GBP
ORD		Sale		94,736		3.8767 GBP
ORD		Sale		182,205		3.8905 GBP
ORD		Sale		212,493		3.8755 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		542		3.8841 GBP
ORD		CFD		Long		2,335		3.8979 GBP
ORD		SWAP		Long		19,021		3.8899 GBP
ORD		CFD		Long		19,713		3.8649 GBP
ORD		SWAP		Long		20,164		3.8826 GBP
ORD		CFD		Long		26,000		45.2394 HKD
ORD		SWAP		Long		45,611		3.8794 GBP
ORD		CFD		Long		177,182		3.8736 GBP
ORD		CFD		Short		100		45.2590 HKD
ORD		CFD		Short		3,900		44.9541 HKD
ORD		CFD		Short		6,505		3.8698 GBP
ORD		SWAP		Short		11,974		3.8669 GBP
ORD		CFD		Short		22,100		3.8809 GBP
ORD		SWAP		Short		24,475		3.8676 GBP
ORD		CFD		Short		34,901		3.8814 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	18 Mar 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.