Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amend...

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		22 March 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

	Â		Â	Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		4,870,741		0.07%		41,816,139		0.59%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		37,270,864		0.52%		1,521,818		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				42,141,605		0.59%		43,337,957		0.61%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,900,000		0.22%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				4,900,000		0.22%		0		0.00%
											Â
Class of relevant security:		Â		ADR		Â		Â		Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				0		0.00%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Purchase		1,600,000		118.4750 USD
Convertible Bond		Sale		100,000		118.5000 USD
Convertible Bond		Sale		1,600,000		118.5250 USD
ORD		Purchase		100		42.9000 HKD
ORD		Purchase		639		3.6150 GBP
ORD		Purchase		755		3.6182 GBP
ORD		Purchase		1,338		3.6070 GBP
ORD		Purchase		1,700		42.8058 HKD
ORD		Purchase		2,651		3.6088 GBP
ORD		Purchase		2,916		3.6191 GBP
ORD		Purchase		4,245		3.6039 GBP
ORD		Purchase		4,861		3.6163 GBP
ORD		Purchase		5,670		3.6200 GBP
ORD		Purchase		15,864		3.6099 GBP
ORD		Purchase		19,585		3.6122 GBP
ORD		Purchase		23,231		3.6093 GBP
ORD		Purchase		30,871		3.6153 GBP
ORD		Purchase		33,457		3.6184 GBP
ORD		Purchase		33,834		3.6257 GBP
ORD		Purchase		139,422		3.6175 GBP
ORD		Purchase		142,593		3.6440 GBP
ORD		Purchase		309,163		3.6173 GBP
ORD		Purchase		610,000		3.6232 GBP
ORD		Purchase		719,135		3.2645 GBP
ORD		Sale		100		42.9000 HKD
ORD		Sale		294		3.6390 GBP
ORD		Sale		600		3.6400 GBP
ORD		Sale		755		3.6182 GBP
ORD		Sale		1,600		42.8000 HKD
ORD		Sale		1,895		3.6081 GBP
ORD		Sale		3,484		3.6089 GBP
ORD		Sale		4,026		3.6178 GBP
ORD		Sale		6,400		3.6403 GBP
ORD		Sale		11,268		3.6264 GBP
ORD		Sale		11,402		3.6401 GBP
ORD		Sale		34,093		3.6213 GBP
ORD		Sale		57,597		3.6181 GBP
ORD		Sale		107,999		3.6204 GBP
ORD		Sale		115,551		3.6070 GBP
ORD		Sale		120,034		3.6225 GBP
ORD		Sale		141,525		3.6170 GBP
ORD		Sale		146,386		3.6299 GBP
ORD		Sale		500,015		3.6053 GBP
ORD (traded as ADR)		Purchase		200		11.0000 USD
ORD (traded as ADR)		Sale		200		11.0000 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		200		3.6416 GBP
ORD		CFD		Long		1,608		3.6418 GBP
ORD		CFD		Long		3,004		3.6165 GBP
ORD		CFD		Long		55,182		3.6172 GBP
ORD		CFD		Short		100		42.9586 HKD
ORD		CFD		Short		660		3.6045 GBP
ORD		CFD		Short		728		3.6219 GBP
ORD		SWAP		Short		13,200		3.6180 GBP
ORD		CFD		Short		16,922		3.6139 GBP
ORD		SWAP		Short		23,231		3.6093 GBP
ORD		SWAP		Short		35,449		3.6112 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	26 Mar 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.