Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amend...

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI) AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		17 April 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		6,461,767		0.09%		42,416,693		0.60%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		37,945,408		0.53%		4,272,461		0.06%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				44,407,175		0.62%		46,689,154		0.66%
Â		Â		Â		Â		Â		Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		900,000		0.04%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				900,000		0.04%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		566		3.1663 GBP
ORD		Purchase		886		3.2094 GBP
ORD		Purchase		900		39.7000 HKD
ORD		Purchase		3,998		3.2206 GBP
ORD		Purchase		4,283		3.1650 GBP
ORD		Purchase		8,163		3.1822 GBP
ORD		Purchase		9,686		3.1656 GBP
ORD		Purchase		12,940		3.1488 GBP
ORD		Purchase		14,187		3.1685 GBP
ORD		Purchase		20,197		3.1699 GBP
ORD		Purchase		23,117		3.1719 GBP
ORD		Purchase		23,394		3.1630 GBP
ORD		Purchase		32,939		3.1674 GBP
ORD		Purchase		72,300		38.2267 HKD
ORD		Purchase		80,000		3.1943 GBP
ORD		Purchase		97,552		3.1806 GBP
ORD		Purchase		150,360		3.1746 GBP
ORD		Purchase		236,827		3.1888 GBP
ORD		Purchase		236,952		3.1714 GBP
ORD		Purchase		465,376		3.1743 GBP
ORD		Purchase		509,121		3.1754 GBP
ORD		Purchase		2,870,777		3.1774 GBP
ORD		Sale		100		37.6000 HKD
ORD		Sale		100		37.6500 HKD
ORD		Sale		102		3.1762 GBP
ORD		Sale		200		37.8500 HKD
ORD		Sale		300		37.5500 HKD
ORD		Sale		500		37.3500 HKD
ORD		Sale		500		38.6000 HKD
ORD		Sale		700		37.2000 HKD
ORD		Sale		700		37.9000 HKD
ORD		Sale		993		3.1806 GBP
ORD		Sale		1,000		38.5500 HKD
ORD		Sale		1,000		39.3000 HKD
ORD		Sale		1,012		3.1585 GBP
ORD		Sale		1,100		38.7000 HKD
ORD		Sale		1,354		3.1986 GBP
ORD		Sale		1,700		38.1000 HKD
ORD		Sale		2,200		38.2000 HKD
ORD		Sale		2,200		38.2500 HKD
ORD		Sale		3,071		3.1853 GBP
ORD		Sale		3,100		38.9000 HKD
ORD		Sale		5,100		38.5000 HKD
ORD		Sale		5,100		38.8000 HKD
ORD		Sale		5,600		38.0000 HKD
ORD		Sale		6,200		37.8000 HKD
ORD		Sale		6,200		39.0500 HKD
ORD		Sale		6,600		38.0500 HKD
ORD		Sale		10,664		3.1809 GBP
ORD		Sale		10,700		39.0000 HKD
ORD		Sale		12,654		3.1826 GBP
ORD		Sale		15,571		3.1691 GBP
ORD		Sale		15,600		37.5000 HKD
ORD		Sale		17,536		3.1895 GBP
ORD		Sale		18,606		3.1675 GBP
ORD		Sale		20,498		3.1797 GBP
ORD		Sale		31,116		3.1678 GBP
ORD		Sale		35,337		3.1674 GBP
ORD		Sale		38,108		3.1682 GBP
ORD		Sale		51,756		3.1773 GBP
ORD		Sale		61,756		3.2193 GBP
ORD		Sale		71,144		3.1865 GBP
ORD		Sale		75,000		3.1839 GBP
ORD		Sale		80,000		3.1975 GBP
ORD		Sale		113,599		3.1720 GBP
ORD		Sale		114,092		3.1763 GBP
ORD		Sale		166,000		3.1830 GBP
ORD		Sale		179,320		3.1820 GBP
ORD		Sale		201,490		3.1926 GBP
ORD		Sale		339,392		3.1760 GBP
ORD		Sale		1,024,930		3.1902 GBP
ORD		Sale		2,958,615		3.1778 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		421		3.1708 GBP
ORD		SWAP		Long		435,182		3.1887 GBP
ORD		SWAP		Short		0		TRANSFER
ORD		SWAP		Short		631		3.1596 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	19 Apr 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.