Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amend...

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC - Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI) AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose

GLENCORE INTL PLC

  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 17 April 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 6,461,767 0.09% 42,416,693 0.60%
           
(2) Derivatives (other than
options): 37,945,408 0.53% 4,272,461 0.06%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
44,407,175 0.62% 46,689,154 0.66%
           
Class of relevant security:   Convertible Bond XS0475310396      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 900,000 0.04% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
900,000 0.04% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 566 3.1663 GBP
ORD Purchase 886 3.2094 GBP
ORD Purchase 900 39.7000 HKD
ORD Purchase 3,998 3.2206 GBP
ORD Purchase 4,283 3.1650 GBP
ORD Purchase 8,163 3.1822 GBP
ORD Purchase 9,686 3.1656 GBP
ORD Purchase 12,940 3.1488 GBP
ORD Purchase 14,187 3.1685 GBP
ORD Purchase 20,197 3.1699 GBP
ORD Purchase 23,117 3.1719 GBP
ORD Purchase 23,394 3.1630 GBP
ORD Purchase 32,939 3.1674 GBP
ORD Purchase 72,300 38.2267 HKD
ORD Purchase 80,000 3.1943 GBP
ORD Purchase 97,552 3.1806 GBP
ORD Purchase 150,360 3.1746 GBP
ORD Purchase 236,827 3.1888 GBP
ORD Purchase 236,952 3.1714 GBP
ORD Purchase 465,376 3.1743 GBP
ORD Purchase 509,121 3.1754 GBP
ORD Purchase 2,870,777 3.1774 GBP
ORD Sale 100 37.6000 HKD
ORD Sale 100 37.6500 HKD
ORD Sale 102 3.1762 GBP
ORD Sale 200 37.8500 HKD
ORD Sale 300 37.5500 HKD
ORD Sale 500 37.3500 HKD
ORD Sale 500 38.6000 HKD
ORD Sale 700 37.2000 HKD
ORD Sale 700 37.9000 HKD
ORD Sale 993 3.1806 GBP
ORD Sale 1,000 38.5500 HKD
ORD Sale 1,000 39.3000 HKD
ORD Sale 1,012 3.1585 GBP
ORD Sale 1,100 38.7000 HKD
ORD Sale 1,354 3.1986 GBP
ORD Sale 1,700 38.1000 HKD
ORD Sale 2,200 38.2000 HKD
ORD Sale 2,200 38.2500 HKD
ORD Sale 3,071 3.1853 GBP
ORD Sale 3,100 38.9000 HKD
ORD Sale 5,100 38.5000 HKD
ORD Sale 5,100 38.8000 HKD
ORD Sale 5,600 38.0000 HKD
ORD Sale 6,200 37.8000 HKD
ORD Sale 6,200 39.0500 HKD
ORD Sale 6,600 38.0500 HKD
ORD Sale 10,664 3.1809 GBP
ORD Sale 10,700 39.0000 HKD
ORD Sale 12,654 3.1826 GBP
ORD Sale 15,571 3.1691 GBP
ORD Sale 15,600 37.5000 HKD
ORD Sale 17,536 3.1895 GBP
ORD Sale 18,606 3.1675 GBP
ORD Sale 20,498 3.1797 GBP
ORD Sale 31,116 3.1678 GBP
ORD Sale 35,337 3.1674 GBP
ORD Sale 38,108 3.1682 GBP
ORD Sale 51,756 3.1773 GBP
ORD Sale 61,756 3.2193 GBP
ORD Sale 71,144 3.1865 GBP
ORD Sale 75,000 3.1839 GBP
ORD Sale 80,000 3.1975 GBP
ORD Sale 113,599 3.1720 GBP
ORD Sale 114,092 3.1763 GBP
ORD Sale 166,000 3.1830 GBP
ORD Sale 179,320 3.1820 GBP
ORD Sale 201,490 3.1926 GBP
ORD Sale 339,392 3.1760 GBP
ORD Sale 1,024,930 3.1902 GBP
ORD Sale 2,958,615 3.1778 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 421 3.1708 GBP
ORD SWAP Long 435,182 3.1887 GBP
ORD SWAP Short 0 TRANSFER
ORD SWAP Short 631 3.1596 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

19 Apr 2013

Contact name:   Geoff Smith
Telephone number:   020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Glencore (GLEN)
UK 100

Latest directors dealings