Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC Amendment

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		22 November 2012
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			Â	ORD
	Â			Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		5,357,788		0.08%		28,974,535		0.41%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		28,468,912		0.40%		2,445,991		0.03%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		1,000,000		0.01%		250,000		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				34,826,700		0.50%		31,670,526		0.45%
Â		Â		Â		Â		Â		Â
Class of relevant security:				Convertible Bond XS0475310396
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		2,400,000		0.10%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				2,400,000		0.10%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		100		41.6000 HKD
ORD		Purchase		1,000		41.3000 HKD
ORD		Purchase		1,000		41.3500 HKD
ORD		Purchase		1,051		3.4045 GBP
ORD		Purchase		1,469		3.3719 GBP
ORD		Purchase		1,478		3.3736 GBP
ORD		Purchase		3,011		3.4247 GBP
ORD		Purchase		5,353		3.4109 GBP
ORD		Purchase		10,341		3.4180 GBP
ORD		Purchase		48,810		3.4084 GBP
ORD		Purchase		50,512		3.3889 GBP
ORD		Purchase		329,819		3.4135 GBP
ORD		Purchase		400,000		3.4072 GBP
ORD		Purchase		449,158		3.4138 GBP
ORD		Sale		100		41.5500 HKD
ORD		Sale		100		41.6500 HKD
ORD		Sale		100		41.9000 HKD
ORD		Sale		200		41.6000 HKD
ORD		Sale		200		41.8000 HKD
ORD		Sale		700		41.7500 HKD
ORD		Sale		800		41.7000 HKD
ORD		Sale		1,051		3.4045 GBP
ORD		Sale		1,469		3.3720 GBP
ORD		Sale		2,000		41.3250 HKD
ORD		Sale		2,397		3.3865 GBP
ORD		Sale		2,519		3.3901 GBP
ORD		Sale		2,659		3.3838 GBP
ORD		Sale		3,011		3.4247 GBP
ORD		Sale		5,756		3.4145 GBP
ORD		Sale		6,213		3.4257 GBP
ORD		Sale		12,835		3.3997 GBP
ORD		Sale		26,419		3.3891 GBP
ORD		Sale		38,249		3.4217 GBP
ORD		Sale		62,394		3.4162 GBP
ORD		Sale		63,666		3.4230 GBP
ORD		Sale		82,236		3.4070 GBP
ORD		Sale		90,360		3.4244 GBP
ORD		Sale		104,169		3.4246 GBP
ORD		Sale		117,937		3.4006 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		300		41.6333 HKD
ORD		CFD		Long		1,800		41.6777 HKD
ORD		SWAP		Long		26,419		3.3891 GBP
ORD		SWAP		Long		55,258		3.4230 GBP
ORD		SWAP		Long		194,529		3.4245 GBP
ORD		CFD		Short		13,443		3.4029 GBP
ORD		CFD		Short		400,000		3.4072 GBP
ORD		CFD		Short		435,715		3.4143 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	YES
Date of disclosure:		30 Nov 2012
Contact name:		Geoff Smith
Telephone number:		0203 555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Â	BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:		Â
Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
relevant securities this from relates:		Â

2. OPTIONS AND DERIVATIVES

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

Â

Â

Â

relates

Â

Â

Â

ORD

Put Options

Purchased

1,000,000

3.2000

American

24 Nov 2012

ORD

Call Options

Written

-250,000

3.6000

American

24 Nov 2012

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.