Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC Amendment

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	Barclays Capital Securities Ltd
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	GLENCORE INTL PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	Advisor to Offeree
(d) Date position held/dealing undertaken:	Â	14 June 2012
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Â	YES:   XSTRATA PLC Â

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		5,130,411		0.07%		18,601,537		0.27%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		16,043,659		0.23%		1,062,088		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		2,010,000		0.03%		2,325,900		0.03%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				23,184,070		0.33%		21,989,525		0.32%
											Â
Class of relevant security:		Â		Convertible Bond		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,700,000		0.20%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				4,700,000		0.20%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		170		3.4943 GBP
ORD		Purchase		716		3.4286 GBP
ORD		Purchase		2,374		3.4169 GBP
ORD		Purchase		10,227		3.4180 GBP
ORD		Purchase		11,106		3.4412 GBP
ORD		Purchase		21,348		3.4482 GBP
ORD		Purchase		36,631		3.4304 GBP
ORD		Purchase		108,794		3.4691 GBP
ORD		Purchase		112,362		3.4239 GBP
ORD		Purchase		135,179		3.4260 GBP
ORD		Purchase		170,752		3.4159 GBP
ORD		Purchase		174,000		42.2141 HKD
ORD		Purchase		400,120		3.4192 GBP
ORD		Purchase		920,848		3.4172 GBP
ORD		Purchase		963,451		3.4225 GBP
ORD		Sale		30,888		3.4252 GBP
ORD		Sale		170		3.4944 GBP
ORD		Sale		465		3.3895 GBP
ORD		Sale		519		3.4630 GBP
ORD		Sale		1,306		3.4605 GBP
ORD		Sale		1,400		3.4993 GBP
ORD		Sale		2,878		3.4115 GBP
ORD		Sale		10,888		3.4091 GBP
ORD		Sale		12,099		3.4012 GBP
ORD		Sale		19,921		3.4635 GBP
ORD		Sale		25,760		3.4036 GBP
ORD		Sale		1,400		42.9000 HKD
ORD		Sale		1,600		42.7500 HKD
ORD		Sale		1,700		43.0000 HKD
ORD		Sale		2,000		42.4000 HKD
ORD		Sale		2,300		43.1500 HKD
ORD		Sale		4,200		42.7000 HKD
ORD		Sale		5,000		42.3500 HKD
ORD		Sale		5,100		42.0500 HKD
ORD		Sale		5,300		42.5000 HKD
ORD		Sale		5,800		42.5500 HKD
ORD		Sale		6,500		42.6500 HKD
ORD		Sale		6,500		42.8500 HKD
ORD		Sale		7,100		42.3000 HKD
ORD		Sale		7,500		42.6000 HKD
ORD		Sale		7,800		42.2000 HKD
ORD		Sale		10,000		42.9500 HKD
ORD		Sale		12,000		41.9500 HKD
ORD		Sale		15,000		42.1000 HKD
ORD		Sale		15,100		41.7500 HKD
ORD		Sale		15,500		42.4500 HKD
ORD		Sale		16,800		41.9000 HKD
ORD		Sale		20,800		42.8000 HKD
ORD		Sale		22,700		41.8500 HKD
ORD		Sale		24,400		42.0000 HKD
ORD		Sale		24,800		41.8000 HKD
ORD		Sale		84,900		42.1500 HKD
ORD		Sale		27,293		3.4874 GBP
ORD		Sale		44,468		3.4131 GBP
ORD		Sale		48,756		3.4105 GBP
ORD		Sale		51,100		3.4246 GBP
ORD		Sale		53,443		3.3760 GBP
ORD		Sale		98,436		3.4691 GBP
ORD		Sale		140,000		3.4106 GBP
ORD		Sale		140,000		3.4475 GBP
ORD		Sale		235,438		3.4116 GBP
ORD		Sale		441,813		3.4179 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		1,400		3.4993 GBP
ORD		CFD		Long		5,045		3.4094 GBP
ORD		CFD		Long		9,932		3.3996 GBP
ORD		CFD		Long		25,760		3.4036 GBP
ORD		CFD		Long		51,100		3.4246 GBP
ORD		CFD		Long		140,000		3.4106 GBP
ORD		CFD		Long		140,000		3.4475 GBP
ORD		CFD		Long		157,800		42.1521 HKD
ORD		CFD		Short		1,000		3.4416 GBP
ORD		SWAP		Short		15,900		3.4106 GBP
ORD		SWAP		Short		16,416		3.4167 GBP
ORD		CFD		Short		17,027		3.4111 GBP
ORD		CFD		Short		40,044		3.4280 GBP
ORD		CFD		Short		157,800		3.5025 GBP
ORD		SWAP		Short		171,810		3.4270 GBP
ORD		CFD		Short		193,093		3.4072 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

YES

Date of disclosure:	Â	19 Jun 2012
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 7116 2913

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of person whose open positions are being disclosed:	Â	Barclays Capital Securities Ltd
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:		GLENCORE INTL PLC

2. OPTIONS AND DERIVATIVES

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

Â

Â

Â

relates

Â

Â

Â

ORD

Call Options

Purchased

760,000

4.0000

European

25 Jul 2012

ORD

Put Options

Purchased

1,000,000

3.2000

American

16 Jun 2012

ORD

Put Options

Purchased

250,000

4.4000

American

16 Jun 2012

ORD

Put Options

Written

-1,000,000

4.8000

American

16 Jun 2012

ORD

Call Options

Written

-75,900

4.3890

European

6 Jul 2012

ORD

Call Options

Written

-250,000

4.6000

American

16 Jun 2012

ORD

Call Options

Written

-1,000,000

4.8000

American

16 Jun 2012

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.