FORM 8.5 (EPT/NON-RI) Glencore Intl Plc

FORM 8.5 (EPT/NON-RI) Glencore Intl Plc

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â	relevant securities this form relates:		Â
(c)	Name of the party to the offer with which exempt		Advisor to Offeree
Â	principal trader is connected		Â
(d)	Date position held/dealing undertaken:		3 October 2012
(e)	Has the EPT previously disclosed, or is it		YES:
	today disclosing, under the Code in respect
Â	of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	ORD	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		12,869,597		0.19%		27,684,632		0.40%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		24,263,857		0.35%		10,874,801		0.16%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		1,727,600		0.02%		250,000		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			38,861,054		0.56%		38,809,433		0.56%

Class of relevant security:	Â	Â	Convertible Bond XS0475310396	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		4,800,000		0.21%		0		0.00%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		0		0.00%		0		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			4,800,000		0.21%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Purchase		2,000,000		120.5000 USD
ORD		Purchase		100		42.6500 HKD
ORD		Purchase		200		42.4500 HKD
ORD		Purchase		200		42.9500 HKD
ORD		Purchase		300		42.5500 HKD
ORD		Purchase		400		42.5000 HKD
ORD		Purchase		400		42.5875 HKD
ORD		Purchase		400		43.0000 HKD
ORD		Purchase		600		42.6000 HKD
ORD		Purchase		638		3.4036 GBP
ORD		Purchase		1,054		3.3915 GBP
ORD		Purchase		1,438		3.4032 GBP
ORD		Purchase		1,713		3.4113 GBP
ORD		Purchase		3,666		3.4184 GBP
ORD		Purchase		5,848		3.4004 GBP
ORD		Purchase		6,772		3.3988 GBP
ORD		Purchase		9,695		3.4046 GBP
ORD		Purchase		12,864		3.4078 GBP
ORD		Purchase		14,757		3.4056 GBP
ORD		Purchase		26,842		3.4264 GBP
ORD		Purchase		33,895		3.4052 GBP
ORD		Purchase		49,314		3.4070 GBP
ORD		Purchase		69,666		3.4125 GBP
ORD		Purchase		79,684		3.3929 GBP
ORD		Purchase		90,440		3.3980 GBP
ORD		Purchase		129,177		3.4045 GBP
ORD		Purchase		178,200		42.5415 HKD
ORD		Purchase		376,547		3.4091 GBP
ORD		Purchase		756,982		3.4025 GBP
ORD		Sale		100		42.4500 HKD
ORD		Sale		631		3.4050 GBP
ORD		Sale		1,100		42.6500 HKD
ORD		Sale		1,500		3.4035 GBP
ORD		Sale		2,378		3.4048 GBP
ORD		Sale		2,831		3.4067 GBP
ORD		Sale		3,243		3.4052 GBP
ORD		Sale		4,699		3.3955 GBP
ORD		Sale		7,946		3.4041 GBP
ORD		Sale		8,100		42.6000 HKD
ORD		Sale		11,116		3.4289 GBP
ORD		Sale		11,455		3.4081 GBP
ORD		Sale		17,693		3.3978 GBP
ORD		Sale		18,559		3.4019 GBP
ORD		Sale		23,479		3.3985 GBP
ORD		Sale		40,000		42.5000 HKD
ORD		Sale		43,253		3.4045 GBP
ORD		Sale		47,641		3.3930 GBP
ORD		Sale		60,000		3.4121 GBP
ORD		Sale		88,231		3.3977 GBP
ORD		Sale		129,300		42.5500 HKD
ORD		Sale		161,479		3.3915 GBP
ORD		Sale		199,700		3.3795 GBP
ORD		Sale		271,146		3.4012 GBP
ORD		Sale		366,614		3.3986 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		9,500		3.3994 GBP
ORD		CFD		Long		22,650		3.4060 GBP
ORD		SWAP		Long		28,178		3.3980 GBP
ORD		CFD		Short		200		43.0015 HKD
ORD		SWAP		Short		800		3.4047 GBP
ORD		CFD		Short		1,438		3.4032 GBP
ORD		CFD		Short		2,000		42.6912 HKD
ORD		CFD		Short		3,666		3.4183 GBP
ORD		SWAP		Short		26,842		3.4265 GBP
ORD		CFD		Short		35,096		3.4070 GBP
ORD		CFD		Short		41,921		3.4085 GBP
ORD		SWAP		Short		70,299		3.4036 GBP
ORD		CFD		Short		97,565		3.4138 GBP
ORD		SWAP		Short		241,727		3.4010 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

YES

Date of disclosure:	Â	4 Oct 2012
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Â	BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:		Â
Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
relevant securities this from relates:		Â

2. OPTIONS AND DERIVATIVES

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

Â

Â

Â

relates

Â

Â

Â

ORD

Call Options

Purchased

363,800

3.8500

European

13 Nov 2012

ORD

Call Options

Purchased

363,800

4.1000

European

16 Oct 2012

ORD

Put Options

Purchased

1,000,000

3.2000

American

5 Oct 2012

ORD

Call Options

Written

-250,000

3.6000

American

5 Oct 2012

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.