Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		14 January 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,658,128		0.05%		42,716,678		0.60%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		42,040,533		0.59%		2,296,223		0.03%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				45,698,661		0.64%		45,012,901		0.63%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,100,000		0.13%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				3,100,000		0.13%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Purchase		2,000,000		128.4500 USD
ORD		Purchase		1,319		3.9175 GBP
ORD		Purchase		1,391		3.9027 GBP
ORD		Purchase		1,708		3.9150 GBP
ORD		Purchase		1,822		3.9157 GBP
ORD		Purchase		2,200		48.2500 HKD
ORD		Purchase		2,218		3.9075 GBP
ORD		Purchase		2,291		3.8996 GBP
ORD		Purchase		3,714		3.9091 GBP
ORD		Purchase		3,992		3.9094 GBP
ORD		Purchase		4,782		3.9087 GBP
ORD		Purchase		5,128		3.9020 GBP
ORD		Purchase		5,700		48.3500 HKD
ORD		Purchase		5,808		3.9034 GBP
ORD		Purchase		6,000		48.3000 HKD
ORD		Purchase		7,530		3.9101 GBP
ORD		Purchase		11,000		48.4000 HKD
ORD		Purchase		11,538		3.9063 GBP
ORD		Purchase		13,038		3.9083 GBP
ORD		Purchase		25,700		48.6000 HKD
ORD		Purchase		26,500		48.4500 HKD
ORD		Purchase		30,500		48.5500 HKD
ORD		Purchase		34,500		48.6500 HKD
ORD		Purchase		50,250		3.9070 GBP
ORD		Purchase		50,900		48.5000 HKD
ORD		Purchase		81,440		3.9084 GBP
ORD		Purchase		142,876		3.9030 GBP
ORD		Purchase		142,877		3.9035 GBP
ORD		Purchase		625,000		3.9040 GBP
ORD		Sale		100		48.0500 HKD
ORD		Sale		100		48.4000 HKD
ORD		Sale		300		48.4500 HKD
ORD		Sale		300		48.6500 HKD
ORD		Sale		600		48.5500 HKD
ORD		Sale		900		48.5000 HKD
ORD		Sale		1,148		3.9010 GBP
ORD		Sale		1,910		3.9098 GBP
ORD		Sale		2,000		3.9035 GBP
ORD		Sale		2,654		3.9120 GBP
ORD		Sale		3,154		3.9175 GBP
ORD		Sale		6,173		3.9075 GBP
ORD		Sale		10,053		3.9087 GBP
ORD		Sale		21,642		3.9084 GBP
ORD		Sale		47,385		3.9070 GBP
ORD		Sale		48,372		3.9077 GBP
ORD		Sale		61,350		3.9061 GBP
ORD		Sale		67,243		3.9051 GBP
ORD		Sale		78,343		3.9064 GBP
ORD		Sale		79,552		3.9037 GBP
ORD		Sale		100,000		3.8978 GBP
ORD		Sale		107,182		3.9055 GBP
ORD		Sale		111,234		3.9076 GBP
ORD		Sale		133,609		3.9053 GBP
ORD		Sale		174,300		3.9162 GBP
ORD		Sale		178,200		48.5195 HKD
ORD		Sale		192,757		3.9036 GBP
ORD		Sale		454,205		3.9048 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		12		3.9091 GBP
ORD		CFD		Long		100		48.3372 HKD
ORD		CFD		Long		2,200		48.4484 HKD
ORD		CFD		Long		3,662		3.9037 GBP
ORD		CFD		Long		7,732		3.9074 GBP
ORD		CFD		Long		8,456		3.9052 GBP
ORD		CFD		Long		67,243		3.9051 GBP
ORD		CFD		Long		100,000		3.8978 GBP
ORD		CFD		Long		161,008		3.9061 GBP
ORD		CFD		Long		189,095		3.9036 GBP
ORD		CFD		Short		14,466		3.9063 GBP
ORD		CFD		Short		14,800		48.6121 HKD

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	15 Jan 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.