Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		23 April 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		6,823,645		0.10%		43,590,978		0.61%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		39,487,517		0.56%		4,555,587		0.06%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				46,311,162		0.65%		48,146,565		0.68%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		1,500,000		0.06%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				1,500,000		0.06%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Purchase		2,000,000		112.3000 USD
Convertible Bond		Sale		2,000,000		112.3000 USD
ORD		Purchase		100		3.1457 GBP
ORD		Purchase		100		36.9000 HKD
ORD		Purchase		426		3.0678 GBP
ORD		Purchase		477		3.0621 GBP
ORD		Purchase		911		3.1100 GBP
ORD		Purchase		2,488		3.1043 GBP
ORD		Purchase		2,500		3.1469 GBP
ORD		Purchase		3,732		3.1395 GBP
ORD		Purchase		7,815		3.1227 GBP
ORD		Purchase		30,852		3.1362 GBP
ORD		Purchase		32,100		36.5289 HKD
ORD		Purchase		48,978		3.1188 GBP
ORD		Purchase		50,242		3.1140 GBP
ORD		Purchase		100,000		3.1000 GBP
ORD		Purchase		100,278		3.1248 GBP
ORD		Purchase		132,382		3.1318 GBP
ORD		Purchase		145,215		3.0810 GBP
ORD		Purchase		239,175		3.1098 GBP
ORD		Purchase		428,418		3.1278 GBP
ORD		Sale		696		3.0695 GBP
ORD		Sale		800		36.6500 HKD
ORD		Sale		846		3.1144 GBP
ORD		Sale		1,600		36.5500 HKD
ORD		Sale		2,300		36.9000 HKD
ORD		Sale		2,488		3.1044 GBP
ORD		Sale		2,500		36.8500 HKD
ORD		Sale		2,700		36.4000 HKD
ORD		Sale		2,800		36.6000 HKD
ORD		Sale		2,918		3.1049 GBP
ORD		Sale		3,200		36.4500 HKD
ORD		Sale		3,218		3.1446 GBP
ORD		Sale		4,000		3.0705 GBP
ORD		Sale		4,089		3.1018 GBP
ORD		Sale		4,123		3.1023 GBP
ORD		Sale		5,000		3.0607 GBP
ORD		Sale		6,100		36.3500 HKD
ORD		Sale		7,705		3.1104 GBP
ORD		Sale		10,100		36.5000 HKD
ORD		Sale		11,186		3.1012 GBP
ORD		Sale		23,484		3.1465 GBP
ORD		Sale		24,460		3.1048 GBP
ORD		Sale		25,709		3.1302 GBP
ORD		Sale		26,746		3.1395 GBP
ORD		Sale		30,578		3.1000 GBP
ORD		Sale		35,828		3.1313 GBP
ORD		Sale		42,300		3.1475 GBP
ORD		Sale		72,260		3.1005 GBP
ORD		Sale		92,162		3.1247 GBP
ORD		Sale		107,915		3.1106 GBP
ORD		Sale		145,215		3.0802 GBP
ORD		Sale		172,521		3.1389 GBP
ORD		Sale		242,473		3.1172 GBP
ORD		Sale		263,504		3.1358 GBP
ORD		Sale		412,242		3.1317 GBP
ORD (traded as ADR)		Purchase		3,000		9.5906 USD
ORD (traded as ADR)		Sale		3,000		9.5906 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		25,166		3.1463 GBP
ORD		SWAP		Long		34,352		3.1477 GBP
ORD		SWAP		Long		65,784		3.1471 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	24 Apr 2013 Â
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.