Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	GLENCORE INTL PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	Advisor to Offeree
(d) Date position held/dealing undertaken:	Â	22 April 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Â	YES:   XSTRATA PLC Â

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		6,830,091		0.10%		43,077,847		0.61%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		38,746,888		0.55%		4,451,199		0.06%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				45,576,979		0.64%		47,529,046		0.67%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		700,000		0.03%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				700,000		0.03%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
CONVERTIBLE BOND		Sale		3,200,000		112.2938 USD
ORD		Purchase		100		37.5000 HKD
ORD		Purchase		1,678		3.0806 GBP
ORD		Purchase		1,817		3.0837 GBP
ORD		Purchase		1,828		3.0678 GBP
ORD		Purchase		2,682		3.0704 GBP
ORD		Purchase		3,219		3.1181 GBP
ORD		Purchase		8,623		3.1279 GBP
ORD		Purchase		22,812		3.0879 GBP
ORD		Purchase		22,821		3.0941 GBP
ORD		Purchase		30,700		37.4114 HKD
ORD		Purchase		35,292		3.0917 GBP
ORD		Purchase		36,773		3.1049 GBP
ORD		Purchase		47,866		3.0972 GBP
ORD		Purchase		142,574		3.0575 GBP
ORD		Purchase		142,574		3.0790 GBP
ORD		Purchase		229,962		3.0942 GBP
ORD		Purchase		287,000		3.0746 GBP
ORD		Purchase		302,047		3.0984 GBP
ORD		Sale		100		37.2500 HKD
ORD		Sale		200		37.5500 HKD
ORD		Sale		200		37.6000 HKD
ORD		Sale		300		37.1500 HKD
ORD		Sale		300		37.8000 HKD
ORD		Sale		374		3.1400 GBP
ORD		Sale		762		3.1455 GBP
ORD		Sale		800		37.6500 HKD
ORD		Sale		1,000		37.4500 HKD
ORD		Sale		1,100		37.1000 HKD
ORD		Sale		1,500		37.2000 HKD
ORD		Sale		1,500		37.3500 HKD
ORD		Sale		1,500		37.8500 HKD
ORD		Sale		1,810		3.0760 GBP
ORD		Sale		5,500		37.3000 HKD
ORD		Sale		5,800		37.5000 HKD
ORD		Sale		8,623		3.1280 GBP
ORD		Sale		10,900		37.4000 HKD
ORD		Sale		12,440		3.1356 GBP
ORD		Sale		16,653		3.0963 GBP
ORD		Sale		23,167		3.1009 GBP
ORD		Sale		32,000		3.1320 GBP
ORD		Sale		33,393		3.0679 GBP
ORD		Sale		63,493		3.1348 GBP
ORD		Sale		71,265		3.0740 GBP
ORD		Sale		141,753		3.1192 GBP
ORD		Sale		151,782		3.1360 GBP
ORD		Sale		164,647		3.1077 GBP
ORD		Sale		176,319		3.1297 GBP
ORD		Sale		265,611		3.0996 GBP
ORD (traded as ADR)		Purchase		200		9.3000 USD
ORD (traded as ADR)		Purchase		3,000		9.4106 USD
ORD (traded as ADR)		Sale		200		9.3000 USD
ORD (traded as ADR)		Sale		3,000		9.4106 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Short		629		3.1737 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	25 Apr 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.