Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		24 April 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		11,930,002		0.17%		44,085,160		0.62%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		40,085,687		0.56%		9,590,546		0.14%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				52,015,689		0.73%		53,675,706		0.76%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		700,000		0.03%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				700,000		0.03%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Purchase		2,500,000		115.2500 USD
Convertible Bond		Sale		500,000		114.5000 USD
Convertible Bond		Sale		2,000,000		115.0000 USD
ORD		Purchase		100		37.5500 HKD
ORD		Purchase		100		38.3000 HKD
ORD		Purchase		800		37.4000 HKD
ORD		Purchase		916		3.2322 GBP
ORD		Purchase		2,878		3.1535 GBP
ORD		Purchase		3,000		37.5000 HKD
ORD		Purchase		3,100		37.4500 HKD
ORD		Purchase		7,090		3.2339 GBP
ORD		Purchase		7,472		3.2237 GBP
ORD		Purchase		9,414		3.2554 GBP
ORD		Purchase		10,760		3.2726 GBP
ORD		Purchase		14,100		38.0000 HKD
ORD		Purchase		15,379		3.2399 GBP
ORD		Purchase		17,899		3.2327 GBP
ORD		Purchase		19,093		3.2541 GBP
ORD		Purchase		19,464		3.2662 GBP
ORD		Purchase		19,464		3.2798 GBP
ORD		Purchase		62,073		3.2567 GBP
ORD		Purchase		67,666		3.2324 GBP
ORD		Purchase		126,234		3.2682 GBP
ORD		Purchase		315,482		3.2469 GBP
ORD		Purchase		548,533		3.2609 GBP
ORD		Purchase		580,831		3.2552 GBP
ORD		Purchase		1,838,549		3.2627 GBP
ORD		Purchase		5,000,000		3.2800 GBP
ORD		Sale		330		3.2710 GBP
ORD		Sale		1,700		38.3000 HKD
ORD		Sale		3,622		3.2782 GBP
ORD		Sale		4,006		3.1535 GBP
ORD		Sale		4,730		3.2702 GBP
ORD		Sale		5,273		3.2238 GBP
ORD		Sale		7,179		3.2698 GBP
ORD		Sale		19,500		37.8538 HKD
ORD		Sale		29,017		3.2184 GBP
ORD		Sale		38,402		3.2489 GBP
ORD		Sale		66,261		3.2622 GBP
ORD		Sale		139,872		3.2509 GBP
ORD		Sale		145,023		3.2582 GBP
ORD		Sale		175,460		3.2625 GBP
ORD		Sale		200,299		3.2535 GBP
ORD		Sale		204,200		3.2737 GBP
ORD		Sale		310,524		3.2533 GBP
ORD		Sale		344,182		3.2544 GBP
ORD		Sale		800,000		3.2673 GBP
ORD		Sale		1,570,717		3.2597 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		668		3.2193 GBP
ORD		SWAP		Short		9,414		3.2554 GBP
ORD		SWAP		Short		5,000,000		3.2800 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	25 Apr 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.