Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	GLENCORE INTL PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	Advisor to Offeree
(d) Date position held/dealing undertaken:	Â	18 January 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Â	YES:   XSTRATA PLC Â

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,129,365		0.04%		43,572,175		0.61%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		41,920,811		0.59%		1,603,906		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				45,050,176		0.63%		45,176,081		0.64%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		1,100,000		0.05%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				1,100,000		0.05%		0		0.00%
											Â
Class of relevant security:		Â		ADR		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				0		0.00%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		100		47.5000 HKD
ORD		Purchase		800		3.7834 GBP
ORD		Purchase		1,298		3.7682 GBP
ORD		Purchase		4,145		3.8192 GBP
ORD		Purchase		4,704		3.8212 GBP
ORD		Purchase		4,890		3.7983 GBP
ORD		Purchase		5,021		3.8036 GBP
ORD		Purchase		5,831		3.7883 GBP
ORD		Purchase		7,476		3.7717 GBP
ORD		Purchase		9,300		3.7823 GBP
ORD		Purchase		15,075		3.7738 GBP
ORD		Purchase		18,957		3.7999 GBP
ORD		Purchase		28,133		3.7811 GBP
ORD		Purchase		44,165		3.8093 GBP
ORD		Purchase		95,569		3.7956 GBP
ORD		Purchase		98,459		3.8026 GBP
ORD		Purchase		124,464		3.8003 GBP
ORD		Sale		100		3.7825 GBP
ORD		Sale		700		3.7837 GBP
ORD		Sale		1,300		3.7920 GBP
ORD		Sale		3,410		3.8189 GBP
ORD		Sale		3,923		3.8061 GBP
ORD		Sale		4,507		3.7980 GBP
ORD		Sale		5,424		3.8128 GBP
ORD		Sale		5,527		3.7854 GBP
ORD		Sale		9,540		3.7996 GBP
ORD		Sale		12,088		3.7985 GBP
ORD		Sale		13,918		3.7773 GBP
ORD		Sale		20,096		3.7814 GBP
ORD		Sale		24,013		3.7983 GBP
ORD		Sale		24,474		3.8234 GBP
ORD		Sale		35,548		3.8017 GBP
ORD		Sale		42,778		3.8036 GBP
ORD		Sale		93,318		3.7989 GBP
ORD		Sale		96,000		3.8028 GBP
ORD		Sale		101,260		3.7838 GBP
ORD		Sale		120,157		3.7961 GBP
ORD		Sale		222,213		3.7933 GBP
ORD		Sale		305,000		3.8129 GBP
ORD		Sale		1,000,000		3.8200 GBP
ORD (traded as ADR)		Purchase		312		12.0100 USD
ORD (traded as ADR)		Sale		312		12.0100 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		1,300		3.7890 GBP
ORD		SWAP		Long		1,300		3.7920 GBP
ORD		CFD		Long		2,840		3.8267 GBP
ORD		CFD		Long		2,920		3.7871 GBP
ORD		CFD		Long		3,780		3.7882 GBP
ORD		CFD		Long		19,367		3.8034 GBP
ORD		CFD		Long		56,064		3.7889 GBP
ORD		CFD		Long		101,260		3.7838 GBP
ORD		CFD		Long		222,213		3.7933 GBP
ORD		SWAP		Long		222,213		3.7933 GBP
ORD		CFD		Long		305,000		3.8129 GBP
ORD		CFD		Short		100		47.5595 HKD
ORD		CFD		Short		3,501		3.7628 GBP
ORD		SWAP		Short		4,275		3.8042 GBP
ORD		CFD		Short		3,583		3.8005 GBP
ORD		SWAP		Short		9,300		3.7823 GBP
ORD		CFD		Short		19,406		3.7764 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	21 Jan 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.