Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		29 April 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		10,885,084		0.15%		44,773,183		0.63%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		40,670,292		0.57%		8,404,945		0.12%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				51,555,376		0.73%		53,178,128		0.75%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,400,000		0.19%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				4,400,000		0.19%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		25		3.2145 GBP
ORD		Purchase		100		38.7500 HKD
ORD		Purchase		246		3.2546 GBP
ORD		Purchase		500		38.5000 HKD
ORD		Purchase		3,000		38.8000 HKD
ORD		Purchase		3,000		38.9000 HKD
ORD		Purchase		4,000		38.6000 HKD
ORD		Purchase		6,056		3.2185 GBP
ORD		Purchase		7,433		3.2189 GBP
ORD		Purchase		9,273		3.2201 GBP
ORD		Purchase		10,953		3.2170 GBP
ORD		Purchase		20,821		3.2542 GBP
ORD		Purchase		25,842		3.2224 GBP
ORD		Purchase		32,123		3.2218 GBP
ORD		Purchase		35,180		3.2245 GBP
ORD		Purchase		50,953		3.2484 GBP
ORD		Purchase		74,394		3.2500 GBP
ORD		Purchase		110,938		3.1955 GBP
ORD		Purchase		120,075		3.2334 GBP
ORD		Purchase		160,842		3.2387 GBP
ORD		Purchase		272,424		3.2429 GBP
ORD		Purchase		898,070		3.2393 GBP
ORD		Sale		100		38.7500 HKD
ORD		Sale		200		38.8000 HKD
ORD		Sale		446		3.1913 GBP
ORD		Sale		718		3.2460 GBP
ORD		Sale		2,353		3.2100 GBP
ORD		Sale		2,500		38.7000 HKD
ORD		Sale		6,637		3.2746 GBP
ORD		Sale		10,500		38.7380 HKD
ORD		Sale		25,000		3.2725 GBP
ORD		Sale		33,929		3.2237 GBP
ORD		Sale		40,000		3.2183 GBP
ORD		Sale		43,851		3.2112 GBP
ORD		Sale		47,130		3.2283 GBP
ORD		Sale		68,695		3.2213 GBP
ORD		Sale		73,162		3.2284 GBP
ORD		Sale		85,454		3.2500 GBP
ORD		Sale		131,413		3.2703 GBP
ORD		Sale		132,919		3.2305 GBP
ORD		Sale		142,165		3.2388 GBP
ORD		Sale		178,122		3.2292 GBP
ORD		Sale		217,458		3.2299 GBP
ORD		Sale		299,176		3.2248 GBP
ORD		Sale		772,212		3.2423 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		2,700		38.6607 HKD
ORD		CFD		Long		5,531		3.2340 GBP
ORD		SWAP		Long		16,077		3.2188 GBP
ORD		CFD		Long		17,737		3.2097 GBP
ORD		SWAP		Long		133,886		3.2312 GBP
ORD		SWAP		Long		138,476		3.2293 GBP
ORD		CFD		Long		247,130		3.2195 GBP
ORD		SWAP		Long		276,328		3.2288 GBP
ORD		CFD		Short		2,700		3.2075 GBP
ORD		CFD		Short		26,584		3.2178 GBP
ORD		CFD		Short		14,453		3.2524 GBP
ORD		SWAP		Short		104,323		3.2282 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	30 Apr 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.