Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose

GLENCORE INTL PLC

  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 29 April 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 10,885,084 0.15% 44,773,183 0.63%
           
(2) Derivatives (other than
options): 40,670,292 0.57% 8,404,945 0.12%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
51,555,376 0.73% 53,178,128 0.75%
 
Class of relevant security:   Convertible Bond XS0475310396      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,400,000 0.19% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
4,400,000 0.19% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 25 3.2145 GBP
ORD Purchase 100 38.7500 HKD
ORD Purchase 246 3.2546 GBP
ORD Purchase 500 38.5000 HKD
ORD Purchase 3,000 38.8000 HKD
ORD Purchase 3,000 38.9000 HKD
ORD Purchase 4,000 38.6000 HKD
ORD Purchase 6,056 3.2185 GBP
ORD Purchase 7,433 3.2189 GBP
ORD Purchase 9,273 3.2201 GBP
ORD Purchase 10,953 3.2170 GBP
ORD Purchase 20,821 3.2542 GBP
ORD Purchase 25,842 3.2224 GBP
ORD Purchase 32,123 3.2218 GBP
ORD Purchase 35,180 3.2245 GBP
ORD Purchase 50,953 3.2484 GBP
ORD Purchase 74,394 3.2500 GBP
ORD Purchase 110,938 3.1955 GBP
ORD Purchase 120,075 3.2334 GBP
ORD Purchase 160,842 3.2387 GBP
ORD Purchase 272,424 3.2429 GBP
ORD Purchase 898,070 3.2393 GBP
ORD Sale 100 38.7500 HKD
ORD Sale 200 38.8000 HKD
ORD Sale 446 3.1913 GBP
ORD Sale 718 3.2460 GBP
ORD Sale 2,353 3.2100 GBP
ORD Sale 2,500 38.7000 HKD
ORD Sale 6,637 3.2746 GBP
ORD Sale 10,500 38.7380 HKD
ORD Sale 25,000 3.2725 GBP
ORD Sale 33,929 3.2237 GBP
ORD Sale 40,000 3.2183 GBP
ORD Sale 43,851 3.2112 GBP
ORD Sale 47,130 3.2283 GBP
ORD Sale 68,695 3.2213 GBP
ORD Sale 73,162 3.2284 GBP
ORD Sale 85,454 3.2500 GBP
ORD Sale 131,413 3.2703 GBP
ORD Sale 132,919 3.2305 GBP
ORD Sale 142,165 3.2388 GBP
ORD Sale 178,122 3.2292 GBP
ORD Sale 217,458 3.2299 GBP
ORD Sale 299,176 3.2248 GBP
ORD Sale 772,212 3.2423 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 2,700 38.6607 HKD
ORD CFD Long 5,531 3.2340 GBP
ORD SWAP Long 16,077 3.2188 GBP
ORD CFD Long 17,737 3.2097 GBP
ORD SWAP Long 133,886 3.2312 GBP
ORD SWAP Long 138,476 3.2293 GBP
ORD CFD Long 247,130 3.2195 GBP
ORD SWAP Long 276,328 3.2288 GBP
ORD CFD Short 2,700 3.2075 GBP
ORD CFD Short 26,584 3.2178 GBP
ORD CFD Short 14,453 3.2524 GBP
ORD SWAP Short 104,323 3.2282 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

30 Apr 2013

Contact name:   Geoff Smith
Telephone number:   020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Glencore (GLEN)
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