Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		30 April 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â		Â
				Interests				Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		10,075,380		0.14%		45,132,533		0.64%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		40,861,745		0.58%		7,992,226		0.11%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				50,937,125		0.72%		53,124,759		0.75%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests				Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,400,000		0.15%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
`		TOTAL:
				3,400,000		0.15%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Sale		1,000,000		115.0000 USD
ORD		Purchase		100		38.7500 HKD
ORD		Purchase		100		38.8500 HKD
ORD		Purchase		800		38.7000 HKD
ORD		Purchase		819		3.2074 GBP
ORD		Purchase		873		3.1890 GBP
ORD		Purchase		1,000		39.3000 HKD
ORD		Purchase		1,337		3.1949 GBP
ORD		Purchase		2,100		39.1000 HKD
ORD		Purchase		2,200		3.1765 GBP
ORD		Purchase		11,897		3.1971 GBP
ORD		Purchase		14,598		3.1834 GBP
ORD		Purchase		34,752		3.2089 GBP
ORD		Purchase		35,042		3.1963 GBP
ORD		Purchase		36,829		3.1924 GBP
ORD		Purchase		54,676		3.1699 GBP
ORD		Purchase		76,265		3.2280 GBP
ORD		Purchase		90,355		3.2072 GBP
ORD		Purchase		100,000		3.1870 GBP
ORD		Purchase		132,399		3.2248 GBP
ORD		Purchase		140,544		3.1951 GBP
ORD		Purchase		156,801		3.1695 GBP
ORD		Purchase		172,593		3.2478 GBP
ORD		Purchase		912,127		3.1901 GBP
ORD		Purchase		2,021,506		3.1729 GBP
ORD		Sale		796		3.1722 GBP
ORD		Sale		2,619		3.2000 GBP
ORD		Sale		3,100		39.1645 HKD
ORD		Sale		8,080		3.2580 GBP
ORD		Sale		11,065		3.2639 GBP
ORD		Sale		11,933		3.2376 GBP
ORD		Sale		11,941		3.1994 GBP
ORD		Sale		20,000		3.3144 GBP
ORD		Sale		40,428		3.1915 GBP
ORD		Sale		50,000		3.1845 GBP
ORD		Sale		75,000		3.2390 GBP
ORD		Sale		80,606		3.2635 GBP
ORD		Sale		100,000		3.1920 GBP
ORD		Sale		100,000		3.2170 GBP
ORD		Sale		109,602		3.2073 GBP
ORD		Sale		117,397		3.2006 GBP
ORD		Sale		132,399		3.1657 GBP
ORD		Sale		157,083		3.2145 GBP
ORD		Sale		162,566		3.1954 GBP
ORD		Sale		200,000		3.1664 GBP
ORD		Sale		304,950		3.2254 GBP
ORD		Sale		603,433		3.1949 GBP
ORD		Sale		610,760		3.2314 GBP
ORD		Sale		2,255,009		3.1695 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		7,877		3.1627 GBP
ORD		CFD		Long		14,058		3.1980 GBP
ORD		SWAP		Long		45,442		3.1924 GBP
ORD		SWAP		Long		102,502		3.2085 GBP
ORD		CFD		Long		57,333		3.2555 GBP
ORD		CFD		Long		145,943		3.2497 GBP
ORD		CFD		Long		304,950		3.2254 GBP
ORD		CFD		Long		343,638		3.2095 GBP
ORD		CFD		Short		1,000		38.7667 HKD
ORD		CFD		Short		4,000		3.1662 GBP
ORD		CFD		Short		4,006		3.1860 GBP
ORD		CFD		Short		11,502		3.2061 GBP
ORD		CFD		Short		23,264		3.1858 GBP
ORD		SWAP		Short		54,676		3.1699 GBP
ORD		CFD		Short		38,048		3.1987 GBP
ORD		SWAP		Short		97,638		3.2039 GBP
ORD		CFD		Short		100,000		3.1870 GBP
ORD		SWAP		Short		103,367		3.2093 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	1 May 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.