Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose

GLENCORE INTL PLC

  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 1 May 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 13,333,586 0.19% 44,723,548 0.63%
           
(2) Derivatives (other than
options): 40,384,283 0.57% 8,338,651 0.12%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
53,717,869 0.76% 53,062,199 0.75%
 
Class of relevant security:   Convertible Bond XS0475310396      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,400,000 0.15% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
3,400,000 0.15% 0 0.00%
 
Class of relevant security:   ADR      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
0 0.00% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 7,036 3.1728 GBP
ORD Purchase 11,422 3.1283 GBP
ORD Purchase 12,300 3.2053 GBP
ORD Purchase 18,090 3.1962 GBP
ORD Purchase 18,469 3.2010 GBP
ORD Purchase 20,377 3.2025 GBP
ORD Purchase 54,345 3.1852 GBP
ORD Purchase 72,435 3.1879 GBP
ORD Purchase 128,632 3.1970 GBP
ORD Purchase 129,301 3.1940 GBP
ORD Purchase 162,968 3.1430 GBP
ORD Purchase 246,700 3.1982 GBP
ORD Purchase 663,222 3.1385 GBP
ORD Purchase 3,114,460 TRANSFER
ORD Sale 1,481 3.2174 GBP
ORD Sale 2,395 3.1485 GBP
ORD Sale 7,125 3.1469 GBP
ORD Sale 8,295 3.1525 GBP
ORD Sale 8,480 3.2006 GBP
ORD Sale 9,521 3.2008 GBP
ORD Sale 12,501 3.2010 GBP
ORD Sale 16,190 3.1421 GBP
ORD Sale 18,350 3.1468 GBP
ORD Sale 29,870 3.2021 GBP
ORD Sale 30,749 3.1337 GBP
ORD Sale 37,743 3.1753 GBP
ORD Sale 69,164 3.1531 GBP
ORD Sale 73,641 3.1430 GBP
ORD Sale 120,204 3.1393 GBP
ORD Sale 144,112 TRANSFER
ORD Sale 165,523 3.1589 GBP
ORD Sale 181,982 3.1674 GBP
ORD Sale 251,885 3.1465 GBP
ORD Sale 508,305 3.1462 GBP
ORD (traded as ADR) Purchase 532 10.2500 USD
ORD (traded as ADR) Purchase 600 9.7500 USD
ORD (traded as ADR) Sale 532 10.2500 USD
ORD (traded as ADR) Sale 600 9.7500 USD

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 4,841 3.2124 GBP
ORD SWAP Long 21,083 3.2035 GBP
ORD CFD Long 28,679 3.2091 GBP
ORD SWAP Long 32,706 3.1637 GBP
ORD CFD Long 43,434 3.2042 GBP
ORD CFD Short 4,840 3.1253 GBP
ORD CFD Short 19,292 3.1533 GBP
ORD SWAP Short 20,183 3.2035 GBP
ORD SWAP Short 205,400 3.1975 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

2 May 2013

Contact name:   Geoff Smith
Telephone number:   020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Glencore (GLEN)
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