Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	GLENCORE INTL PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	Advisor to Offeree
(d) Date position held/dealing undertaken:	Â	1 February 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Â	YES:   XSTRATA PLC Â

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,596,368		0.05%		45,542,671		0.64%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		43,347,644		0.61%		1,215,980		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				46,944,012		0.66%		46,758,651		0.66%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		6,200,000		0.32%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				6,200,000		0.32%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		100		3.9535 GBP
ORD		Purchase		352		3.9640 GBP
ORD		Purchase		600		48.5500 HKD
ORD		Purchase		1,000		47.9500 HKD
ORD		Purchase		1,658		3.9769 GBP
ORD		Purchase		1,700		48.4000 HKD
ORD		Purchase		2,200		47.9000 HKD
ORD		Purchase		2,300		48.0500 HKD
ORD		Purchase		2,444		3.9638 GBP
ORD		Purchase		3,700		48.2500 HKD
ORD		Purchase		4,245		3.9721 GBP
ORD		Purchase		6,560		3.9484 GBP
ORD		Purchase		7,759		3.9652 GBP
ORD		Purchase		8,102		3.9714 GBP
ORD		Purchase		8,600		48.2000 HKD
ORD		Purchase		9,112		3.9400 GBP
ORD		Purchase		11,700		48.1500 HKD
ORD		Purchase		17,759		3.9469 GBP
ORD		Purchase		21,309		3.9593 GBP
ORD		Purchase		21,500		48.1000 HKD
ORD		Purchase		56,501		3.9576 GBP
ORD		Purchase		112,692		3.9785 GBP
ORD		Purchase		154,601		3.9520 GBP
ORD		Purchase		708,356		3.9782 GBP
ORD		Purchase		799,468		3.9560 GBP
ORD		Sale		300		48.2500 HKD
ORD		Sale		352		3.9640 GBP
ORD		Sale		400		48.1000 HKD
ORD		Sale		1,128		3.9785 GBP
ORD		Sale		1,200		48.2000 HKD
ORD		Sale		1,300		48.1500 HKD
ORD		Sale		4,150		3.9608 GBP
ORD		Sale		4,699		3.9637 GBP
ORD		Sale		7,862		3.9495 GBP
ORD		Sale		11,613		3.9613 GBP
ORD		Sale		11,717		3.9660 GBP
ORD		Sale		21,342		3.9665 GBP
ORD		Sale		26,896		3.9654 GBP
ORD		Sale		34,836		3.9627 GBP
ORD		Sale		35,238		3.9538 GBP
ORD		Sale		42,098		3.9551 GBP
ORD		Sale		42,314		3.9616 GBP
ORD		Sale		45,100		3.9504 GBP
ORD		Sale		53,300		48.1389 HKD
ORD		Sale		65,370		3.9574 GBP
ORD		Sale		122,238		3.9401 GBP
ORD		Sale		127,754		3.9743 GBP
ORD		Sale		188,495		3.9557 GBP
ORD		Sale		271,792		3.9708 GBP
ORD		Sale		393,910		3.9577 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		300		48.1070 HKD
ORD		CFD		Long		2,313		3.9450 GBP
ORD		CFD		Long		2,900		48.1145 HKD
ORD		CFD		Long		29,848		3.9662 GBP
ORD		CFD		Long		30,888		3.9345 GBP
ORD		CFD		Long		42,098		3.9550 GBP
ORD		CFD		Long		44,590		3.9498 GBP
ORD		CFD		Long		105,854		3.9603 GBP
ORD		CFD		Short		7,128		3.9344 GBP
ORD		CFD		Short		21,764		3.9702 GBP
ORD		CFD		Short		23,760		3.9345 GBP
ORD		SWAP		Short		708,356		3.9782 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	4 Feb 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.