Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	GLENCORE INTL PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	Advisor to Offeree
(d) Date position held/dealing undertaken:	Â	6 February 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Â	YES:   XSTRATA PLC Â

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		2,929,182		0.04%		45,216,274		0.64%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		43,153,991		0.61%		1,286,395		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				46,083,173		0.65%		46,502,669		0.66%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,700,000		0.19%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				3,700,000		0.19%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		100		3.8385 GBP
ORD		Purchase		100		46.8500 HKD
ORD		Purchase		100		47.2000 HKD
ORD		Purchase		462		3.8482 GBP
ORD		Purchase		514		3.8635 GBP
ORD		Purchase		801		3.8772 GBP
ORD		Purchase		872		3.8629 GBP
ORD		Purchase		1,437		3.8590 GBP
ORD		Purchase		2,071		3.8805 GBP
ORD		Purchase		2,864		3.8790 GBP
ORD		Purchase		10,891		3.8890 GBP
ORD		Purchase		12,500		3.8644 GBP
ORD		Purchase		14,604		3.8670 GBP
ORD		Purchase		16,729		3.8559 GBP
ORD		Purchase		18,394		3.8643 GBP
ORD		Purchase		18,397		3.8822 GBP
ORD		Purchase		21,994		3.8675 GBP
ORD		Purchase		34,543		3.8448 GBP
ORD		Purchase		46,812		3.8580 GBP
ORD		Purchase		49,185		3.8678 GBP
ORD		Purchase		53,923		3.8686 GBP
ORD		Purchase		101,600		46.9013 HKD
ORD		Purchase		159,389		3.8709 GBP
ORD		Purchase		205,350		3.8548 GBP
ORD		Sale		79		3.8380 GBP
ORD		Sale		400		47.0500 HKD
ORD		Sale		514		3.8635 GBP
ORD		Sale		577		3.8341 GBP
ORD		Sale		800		46.8500 HKD
ORD		Sale		801		3.8772 GBP
ORD		Sale		951		3.8872 GBP
ORD		Sale		1,165		3.8935 GBP
ORD		Sale		1,315		3.8762 GBP
ORD		Sale		1,478		3.8690 GBP
ORD		Sale		1,495		3.8590 GBP
ORD		Sale		2,000		47.1500 HKD
ORD		Sale		2,600		46.7500 HKD
ORD		Sale		2,894		3.8819 GBP
ORD		Sale		2,900		46.5000 HKD
ORD		Sale		3,664		3.8559 GBP
ORD		Sale		4,068		3.8798 GBP
ORD		Sale		4,600		47.1000 HKD
ORD		Sale		12,500		3.8644 GBP
ORD		Sale		15,503		3.8823 GBP
ORD		Sale		16,200		47.0000 HKD
ORD		Sale		23,200		46.9000 HKD
ORD		Sale		23,400		46.8000 HKD
ORD		Sale		30,245		3.8656 GBP
ORD		Sale		31,900		46.9500 HKD
ORD		Sale		45,032		3.8664 GBP
ORD		Sale		54,159		3.8600 GBP
ORD		Sale		64,103		3.8573 GBP
ORD		Sale		75,639		3.8655 GBP
ORD		Sale		133,576		3.8681 GBP
ORD		Sale		158,669		3.8646 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		1,495		3.8590 GBP
ORD		CFD		Long		3,531		3.8846 GBP
ORD		CFD		Long		5,841		3.8466 GBP
ORD		CFD		Long		6,300		46.9434 HKD
ORD		CFD		Long		30,145		3.8653 GBP
ORD		CFD		Short		100		47.2594 HKD
ORD		CFD		Short		300		3.8629 GBP
ORD		CFD		Short		2,225		3.8638 GBP
ORD		CFD		Short		6,300		3.8498 GBP
ORD		CFD		Short		20,282		3.8456 GBP
ORD		CFD		Short		101,700		3.8685 GBP
ORD		CFD		Short		112,013		3.8489 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	7 Feb 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.