Form 8.5 (EPT/NON-RI)- GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI)- GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	GLENCORE INTL PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	Advisor to Offeree
(d) Date position held/dealing undertaken:	Â	7 February 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Â	YES: XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		2,454,540		0.03%		45,262,363		0.64%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		43,309,896		0.61%		1,079,129		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				45,764,436		0.64%		46,341,492		0.65%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,700,000		0.19%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				3,700,000		0.19%		0		0.00%
											Â
Class of relevant security:		Â		ADR		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				0		0.00%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		100		47.2500 HKD
ORD		Purchase		191		3.8630 GBP
ORD		Purchase		200		46.9500 HKD
ORD		Purchase		300		3.8335 GBP
ORD		Purchase		400		47.0000 HKD
ORD		Purchase		401		3.8738 GBP
ORD		Purchase		594		3.8732 GBP
ORD		Purchase		1,000		46.8500 HKD
ORD		Purchase		1,400		46.9000 HKD
ORD		Purchase		1,407		3.8837 GBP
ORD		Purchase		1,923		3.8521 GBP
ORD		Purchase		2,051		3.8598 GBP
ORD		Purchase		2,434		3.8620 GBP
ORD		Purchase		2,823		3.8405 GBP
ORD		Purchase		4,000		3.8857 GBP
ORD		Purchase		4,304		3.8323 GBP
ORD		Purchase		9,883		3.8690 GBP
ORD		Purchase		12,200		3.8616 GBP
ORD		Purchase		12,500		3.8699 GBP
ORD		Purchase		15,577		3.8448 GBP
ORD		Purchase		18,284		3.8689 GBP
ORD		Purchase		19,717		3.8342 GBP
ORD		Purchase		31,478		3.8280 GBP
ORD		Purchase		34,000		3.8753 GBP
ORD		Purchase		44,436		3.8644 GBP
ORD		Purchase		71,451		3.8411 GBP
ORD		Purchase		82,702		3.8756 GBP
ORD		Purchase		142,903		3.8785 GBP
ORD		Purchase		500,000		3.8371 GBP
ORD		Sale		100		47.2500 HKD
ORD		Sale		539		3.8171 GBP
ORD		Sale		687		3.8815 GBP
ORD		Sale		1,107		3.8720 GBP
ORD		Sale		2,000		3.8885 GBP
ORD		Sale		2,088		3.8580 GBP
ORD		Sale		2,200		46.8818 HKD
ORD		Sale		2,823		3.8405 GBP
ORD		Sale		4,662		3.8842 GBP
ORD		Sale		11,571		3.8916 GBP
ORD		Sale		12,500		3.8699 GBP
ORD		Sale		21,304		3.8323 GBP
ORD		Sale		25,016		3.8354 GBP
ORD		Sale		25,211		3.8750 GBP
ORD		Sale		37,214		3.8712 GBP
ORD		Sale		49,754		3.8562 GBP
ORD		Sale		80,240		3.8327 GBP
ORD		Sale		80,426		3.8658 GBP
ORD		Sale		94,459		3.8588 GBP
ORD		Sale		187,157		3.8322 GBP
ORD		Sale		229,992		3.8527 GBP
ORD		Sale		251,741		3.8586 GBP
ORD		Sale		416,599		3.8431 GBP
ORD (traded as ADR)		Purchase		214		11.9900 USD
ORD (traded as ADR)		Sale		214		11.9900 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		7,533		3.8741 GBP
ORD		CFD		Long		197,767		3.8562 GBP
ORD		CFD		Short		800		47.0068 HKD
ORD		CFD		Short		7,416		3.8623 GBP
ORD		CFD		Short		41,862		3.8299 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	8 Feb 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.