Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	GLENCORE INTL PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	Advisor to Offeree
(d) Date position held/dealing undertaken:	Â	14 February 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Â	YES:   XSTRATA PLC Â

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		2,465,250		0.03%		46,777,974		0.66%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		43,809,547		0.62%		1,057,970		0.01%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				46,274,797		0.65%		47,835,944		0.67%
Â		Â		Â		Â		Â		Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,400,000		0.19%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				4,400,000		0.19%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Purchase		1,200,000		126.1250 USD
ORD		Purchase		95		3.9485 GBP
ORD		Purchase		100		48.0000 HKD
ORD		Purchase		200		47.7000 HKD
ORD		Purchase		1,500		48.1000 HKD
ORD		Purchase		1,500		48.1500 HKD
ORD		Purchase		1,600		47.6500 HKD
ORD		Purchase		1,839		3.9493 GBP
ORD		Purchase		2,500		47.9500 HKD
ORD		Purchase		3,168		3.9203 GBP
ORD		Purchase		3,500		47.9000 HKD
ORD		Purchase		3,769		3.9261 GBP
ORD		Purchase		6,839		3.9446 GBP
ORD		Purchase		6,914		3.9405 GBP
ORD		Purchase		8,600		47.8500 HKD
ORD		Purchase		10,100		48.0084 HKD
ORD		Purchase		11,355		3.9308 GBP
ORD		Purchase		17,930		3.9390 GBP
ORD		Purchase		27,254		3.9444 GBP
ORD		Purchase		29,767		3.9410 GBP
ORD		Purchase		32,496		3.9411 GBP
ORD		Purchase		43,751		3.9374 GBP
ORD		Purchase		118,254		3.9383 GBP
ORD		Purchase		152,500		3.9339 GBP
ORD		Purchase		158,416		3.9441 GBP
ORD		Sale		1,100		3.9570 GBP
ORD		Sale		1,458		3.9340 GBP
ORD		Sale		1,700		48.0500 HKD
ORD		Sale		2,064		3.9278 GBP
ORD		Sale		2,303		3.9447 GBP
ORD		Sale		2,355		3.9491 GBP
ORD		Sale		2,381		3.9442 GBP
ORD		Sale		2,412		3.9350 GBP
ORD		Sale		3,500		47.9000 HKD
ORD		Sale		4,240		3.9473 GBP
ORD		Sale		6,205		3.9471 GBP
ORD		Sale		6,852		3.9326 GBP
ORD		Sale		7,500		47.9500 HKD
ORD		Sale		8,500		48.0000 HKD
ORD		Sale		11,100		47.8500 HKD
ORD		Sale		15,880		3.9481 GBP
ORD		Sale		19,500		47.8969 HKD
ORD		Sale		23,944		3.9422 GBP
ORD		Sale		43,468		3.9405 GBP
ORD		Sale		80,902		3.9433 GBP
ORD		Sale		115,383		3.9449 GBP
ORD		Sale		119,000		3.9574 GBP
ORD		Sale		172,006		3.9421 GBP
ORD		Sale		273,527		3.9485 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		100		47.9404 HKD
ORD		SWAP		Long		1,100		3.9570 GBP
ORD		CFD		Long		8,629		3.9564 GBP
ORD		CFD		Long		20,725		3.9505 GBP
ORD		CFD		Long		22,100		47.8343 HKD
ORD		CFD		Long		43,038		3.9373 GBP
ORD		CFD		Long		119,364		3.9414 GBP
ORD		CFD		Short		326		3.9707 GBP
ORD		CFD		Short		21,959		3.9280 GBP
ORD		CFD		Short		22,100		3.9461 GBP
ORD		CFD		Short		152,500		3.9339 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	15 Feb 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.