Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		15 February 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			Â	ORD
	Â			Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		2,409,497		0.03%		46,499,690		0.65%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		43,236,415		0.61%		1,065,881		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				45,645,912		0.64%		47,565,571		0.67%
Â		Â		Â		Â		Â		Â
Class of relevant security:				Convertible Bond XS0475310396
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,400,000		0.19%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				4,400,000		0.19%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		200		47.1000 HKD
ORD		Purchase		700		47.3000 HKD
ORD		Purchase		1,246		3.9405 GBP
ORD		Purchase		2,000		47.2000 HKD
ORD		Purchase		2,452		3.9531 GBP
ORD		Purchase		4,360		3.9453 GBP
ORD		Purchase		6,722		3.9397 GBP
ORD		Purchase		8,793		3.9381 GBP
ORD		Purchase		8,816		3.9379 GBP
ORD		Purchase		10,000		47.2350 HKD
ORD		Purchase		11,557		3.9433 GBP
ORD		Purchase		11,780		3.9423 GBP
ORD		Purchase		14,330		3.9349 GBP
ORD		Purchase		25,930		3.9484 GBP
ORD		Purchase		36,169		3.9519 GBP
ORD		Purchase		38,068		3.9205 GBP
ORD		Purchase		88,703		3.9451 GBP
ORD		Purchase		132,625		3.9450 GBP
ORD		Purchase		850,000		3.9472 GBP
ORD		Sale		600		47.3000 HKD
ORD		Sale		708		3.9446 GBP
ORD		Sale		1,256		3.9205 GBP
ORD		Sale		1,376		3.9355 GBP
ORD		Sale		1,773		3.9493 GBP
ORD		Sale		2,200		47.1909 HKD
ORD		Sale		2,452		3.9531 GBP
ORD		Sale		2,984		3.9498 GBP
ORD		Sale		8,729		3.9507 GBP
ORD		Sale		10,000		47.2350 HKD
ORD		Sale		13,175		3.9416 GBP
ORD		Sale		24,154		3.9515 GBP
ORD		Sale		27,475		3.9524 GBP
ORD		Sale		30,723		3.9454 GBP
ORD		Sale		34,316		3.9492 GBP
ORD		Sale		44,914		3.9523 GBP
ORD		Sale		57,124		3.9451 GBP
ORD		Sale		76,477		3.9449 GBP
ORD		Sale		109,340		3.9476 GBP
ORD		Sale		184,318		3.9413 GBP
ORD		Sale		397,826		3.9463 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		6,096		3.9557 GBP
ORD		SWAP		Long		9,985		3.9516 GBP
ORD		CFD		Long		5,952		3.9564 GBP
ORD		SWAP		Long		12,709		3.9532 GBP
ORD		SWAP		Long		62,855		3.9520 GBP
ORD		CFD		Long		211,367		3.9481 GBP
ORD		CFD		Short		100		47.3595 HKD
ORD		SWAP		Short		5,600		3.9403 GBP
ORD		SWAP		Short		5,700		3.9394 GBP
ORD		CFD		Short		13,907		3.9341 GBP
ORD		SWAP		Short		14,700		3.9387 GBP
ORD		CFD		Short		850,000		3.9472 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		18 Feb 2013
Contact name:		Geoff Smith
Telephone number:		0203 555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.