Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		19 February 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		2,532,222		0.04%		46,274,231		0.65%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		42,888,197		0.60%		1,056,720		0.01%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				45,420,419		0.64%		47,330,951		0.67%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,400,000		0.19%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				4,400,000		0.19%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		900		47.3500 HKD
ORD		Purchase		1,116		3.9117 GBP
ORD		Purchase		1,265		3.9207 GBP
ORD		Purchase		1,318		3.9151 GBP
ORD		Purchase		1,501		3.9062 GBP
ORD		Purchase		2,000		47.2500 HKD
ORD		Purchase		2,998		3.9208 GBP
ORD		Purchase		3,641		3.8987 GBP
ORD		Purchase		4,085		3.9228 GBP
ORD		Purchase		4,286		3.8834 GBP
ORD		Purchase		4,337		3.8933 GBP
ORD		Purchase		4,682		3.9196 GBP
ORD		Purchase		5,674		3.9133 GBP
ORD		Purchase		5,800		46.8500 HKD
ORD		Purchase		9,336		3.8989 GBP
ORD		Purchase		13,670		3.9153 GBP
ORD		Purchase		18,765		3.9246 GBP
ORD		Purchase		36,782		3.9148 GBP
ORD		Purchase		44,678		3.9138 GBP
ORD		Purchase		103,803		3.9177 GBP
ORD		Purchase		156,471		3.9168 GBP
ORD		Sale		91		3.9133 GBP
ORD		Sale		100		47.2500 HKD
ORD		Sale		394		3.9135 GBP
ORD		Sale		880		3.9210 GBP
ORD		Sale		900		47.3500 HKD
ORD		Sale		1,000		46.8000 HKD
ORD		Sale		2,842		3.9206 GBP
ORD		Sale		4,508		3.9195 GBP
ORD		Sale		7,294		3.9236 GBP
ORD		Sale		7,800		46.9525 HKD
ORD		Sale		11,985		3.9178 GBP
ORD		Sale		16,401		3.8993 GBP
ORD		Sale		16,690		3.9240 GBP
ORD		Sale		17,658		3.9077 GBP
ORD		Sale		23,756		3.9205 GBP
ORD		Sale		44,863		3.9143 GBP
ORD		Sale		52,350		3.9115 GBP
ORD		Sale		78,380		3.9120 GBP
ORD		Sale		102,946		3.9156 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		100		47.1905 HKD
ORD		CFD		Long		1,000		46.7406 HKD
ORD		CFD		Long		6,927		3.9160 GBP
ORD		CFD		Long		46,303		3.9107 GBP
ORD		CFD		Short		733		3.8859 GBP
ORD		CFD		Short		1,932		3.8991 GBP
ORD		CFD		Short		5,262		3.8885 GBP
ORD		CFD		Short		156,471		3.9168 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	20 Feb 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.