Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	GLENCORE INTL PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	Advisor to Offeree
(d) Date position held/dealing undertaken:	Â	20 February 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Â	YES:   XSTRATA PLC Â

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		2,476,578		0.03%		46,182,304		0.65%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		42,351,475		0.60%		1,066,885		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				44,828,053		0.63%		47,249,189		0.67%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,400,000		0.19%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				4,400,000		0.19%		0		0.00%
											Â
Class of relevant security:		Â		ADR		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
		Â		0		0.00%		0		0.00%
				Â
Â		Â

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		300		46.7500 HKD
ORD		Purchase		400		47.0500 HKD
ORD		Purchase		447		3.8282 GBP
ORD		Purchase		1,000		47.1000 HKD
ORD		Purchase		1,570		3.8707 GBP
ORD		Purchase		1,832		3.8235 GBP
ORD		Purchase		2,357		3.9185 GBP
ORD		Purchase		2,400		46.9000 HKD
ORD		Purchase		4,200		3.8639 GBP
ORD		Purchase		7,630		3.9112 GBP
ORD		Purchase		11,560		3.8697 GBP
ORD		Purchase		13,283		3.8834 GBP
ORD		Purchase		15,656		3.8375 GBP
ORD		Purchase		17,473		3.8747 GBP
ORD		Purchase		18,774		3.8706 GBP
ORD		Purchase		20,407		3.8440 GBP
ORD		Purchase		23,240		3.8410 GBP
ORD		Purchase		25,422		3.8619 GBP
ORD		Purchase		28,243		3.8688 GBP
ORD		Purchase		28,470		3.8659 GBP
ORD		Purchase		33,583		3.9259 GBP
ORD		Purchase		34,109		3.9120 GBP
ORD		Purchase		36,385		3.8607 GBP
ORD		Purchase		49,932		3.8920 GBP
ORD		Purchase		82,705		3.8863 GBP
ORD		Purchase		202,206		3.8831 GBP
ORD		Purchase		492,943		3.8753 GBP
ORD		Purchase		500,000		3.8731 GBP
ORD		Purchase		553,779		3.8724 GBP
ORD		Sale		118		3.9443 GBP
ORD		Sale		147		3.9419 GBP
ORD		Sale		1,400		47.0857 HKD
ORD		Sale		1,798		3.9185 GBP
ORD		Sale		2,400		46.9000 HKD
ORD		Sale		2,471		3.8235 GBP
ORD		Sale		2,474		3.9070 GBP
ORD		Sale		3,315		3.8662 GBP
ORD		Sale		4,956		3.8540 GBP
ORD		Sale		7,050		3.8637 GBP
ORD		Sale		7,630		3.9115 GBP
ORD		Sale		11,217		3.8622 GBP
ORD		Sale		15,952		3.9324 GBP
ORD		Sale		16,303		3.9293 GBP
ORD		Sale		17,366		3.9196 GBP
ORD		Sale		22,612		3.8961 GBP
ORD		Sale		22,716		3.8605 GBP
ORD		Sale		25,988		3.8619 GBP
ORD		Sale		33,044		3.8742 GBP
ORD		Sale		36,297		3.8592 GBP
ORD		Sale		37,403		3.8790 GBP
ORD		Sale		48,933		3.8377 GBP
ORD		Sale		55,035		3.8499 GBP
ORD		Sale		99,944		3.8697 GBP
ORD		Sale		138,282		3.8780 GBP
ORD		Sale		269,795		3.8607 GBP
ORD		Sale		285,805		3.8555 GBP
ORD		Sale		300,000		3.8717 GBP
ORD		Sale		305,000		3.8692 GBP
ORD		Sale		398,572		3.8768 GBP
ORD (traded as ADR)		Purchase		2,000		11.5800 USD
ORD (traded as ADR)		Purchase		2,000		11.6000 USD
ORD (traded as ADR)		Sale		2,000		11.5800 USD
ORD (traded as ADR)		Sale		2,000		11.6000 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		300		3.8996 GBP
ORD		SWAP		Long		700		3.8325 GBP
ORD		CFD		Long		1,932		3.9378 GBP
ORD		CFD		Long		14,655		3.9340 GBP
ORD		CFD		Long		15,598		3.9293 GBP
ORD		CFD		Long		20,866		3.9235 GBP
ORD		CFD		Short		300		46.8093 HKD
ORD		SWAP		Short		8,761		3.8415 GBP
ORD		SWAP		Short		9,715		3.8393 GBP
ORD		CFD		Short		25,673		3.8582 GBP
ORD		CFD		Short		19,899		3.8701 GBP
ORD		SWAP		Short		43,647		3.8424 GBP
ORD		CFD		Short		492,943		3.8756 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	21 Feb 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.