Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		22 February 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,685,603		0.07%		47,149,101		0.66%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		43,070,726		0.61%		3,201,415		0.05%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				47,756,329		0.67%		50,350,516		0.71%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		6,900,000		0.30%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				6,900,000		0.30%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		100		43.2000 HKD
ORD		Purchase		484		3.7160 GBP
ORD		Purchase		800		43.3500 HKD
ORD		Purchase		1,000		44.2000 HKD
ORD		Purchase		1,000		44.3000 HKD
ORD		Purchase		1,100		44.2500 HKD
ORD		Purchase		1,278		3.7310 GBP
ORD		Purchase		1,766		3.7646 GBP
ORD		Purchase		2,595		3.7627 GBP
ORD		Purchase		2,814		3.7697 GBP
ORD		Purchase		3,300		44.3500 HKD
ORD		Purchase		3,600		44.4000 HKD
ORD		Purchase		4,853		3.7577 GBP
ORD		Purchase		7,979		3.7510 GBP
ORD		Purchase		8,517		3.7583 GBP
ORD		Purchase		10,548		3.7498 GBP
ORD		Purchase		12,967		3.7360 GBP
ORD		Purchase		26,762		3.7572 GBP
ORD		Purchase		28,268		3.7605 GBP
ORD		Purchase		54,769		3.7585 GBP
ORD		Purchase		67,291		3.7596 GBP
ORD		Purchase		100,000		3.7374 GBP
ORD		Purchase		152,062		3.7575 GBP
ORD		Purchase		249,101		3.7547 GBP
ORD		Purchase		319,557		3.7584 GBP
ORD		Sale		900		3.7295 GBP
ORD		Sale		1,000		44.3000 HKD
ORD		Sale		1,115		3.7360 GBP
ORD		Sale		1,500		3.7660 GBP
ORD		Sale		1,766		3.7646 GBP
ORD		Sale		2,600		44.4000 HKD
ORD		Sale		5,003		3.7649 GBP
ORD		Sale		5,606		3.7631 GBP
ORD		Sale		9,000		44.3500 HKD
ORD		Sale		9,500		44.2500 HKD
ORD		Sale		10,206		3.7499 GBP
ORD		Sale		10,600		44.2518 HKD
ORD		Sale		12,737		3.7605 GBP
ORD		Sale		30,224		3.7681 GBP
ORD		Sale		32,430		3.7674 GBP
ORD		Sale		37,186		3.7622 GBP
ORD		Sale		51,014		3.7699 GBP
ORD		Sale		68,693		3.7615 GBP
ORD		Sale		75,418		3.7677 GBP
ORD		Sale		93,549		3.7691 GBP
ORD		Sale		120,945		3.7593 GBP
ORD		Sale		172,295		3.7601 GBP
ORD		Sale		186,605		3.7611 GBP
ORD		Sale		205,082		3.7604 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		1,490		3.7365 GBP
ORD		SWAP		Long		2,400		3.7523 GBP
ORD		CFD		Long		6,140		3.7594 GBP
ORD		CFD		Long		22,000		44.2577 HKD
ORD		CFD		Long		26,457		3.7617 GBP
ORD		CFD		Long		190,630		3.7601 GBP
ORD		CFD		Long		254,998		3.7693 GBP
ORD		CFD		Short		200		44.4289 HKD
ORD		CFD		Short		300		3.7503 GBP
ORD		SWAP		Short		484		3.7159 GBP
ORD		SWAP		Short		1,037		3.7194 GBP
ORD		CFD		Short		22,000		3.7465 GBP
ORD		CFD		Short		34,897		3.7561 GBP
ORD		CFD		Short		100,000		3.7374 GBP
ORD		CFD		Short		173,445		3.7528 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	25 Feb 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.