Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		26 February 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,038,863		0.06%		49,081,079		0.69%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		44,454,560		0.63%		2,472,634		0.03%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				48,493,423		0.68%		51,553,713		0.73%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		6,900,000		0.30%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				6,900,000		0.30%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		3,394		3.8247 GBP
ORD		Purchase		4,000		3.7912 GBP
ORD		Purchase		4,993		3.7867 GBP
ORD		Purchase		5,030		3.7683 GBP
ORD		Purchase		8,674		3.8245 GBP
ORD		Purchase		11,502		3.8282 GBP
ORD		Purchase		24,666		3.8080 GBP
ORD		Purchase		26,979		3.7883 GBP
ORD		Purchase		28,514		3.7990 GBP
ORD		Purchase		33,970		3.8071 GBP
ORD		Purchase		43,272		3.8248 GBP
ORD		Purchase		71,451		3.8225 GBP
ORD		Purchase		73,204		3.8079 GBP
ORD		Purchase		100,861		3.8032 GBP
ORD		Purchase		137,921		3.7986 GBP
ORD		Purchase		138,281		3.8025 GBP
ORD		Purchase		142,903		3.7905 GBP
ORD		Purchase		170,996		3.7961 GBP
ORD		Purchase		177,180		3.8020 GBP
ORD		Purchase		200,000		3.7983 GBP
ORD		Purchase		278,596		3.7980 GBP
ORD		Purchase		500,000		3.8198 GBP
ORD		Purchase		568,896		3.8090 GBP
ORD		Sale		100		44.1500 HKD
ORD		Sale		400		44.5500 HKD
ORD		Sale		400		44.7000 HKD
ORD		Sale		461		3.8200 GBP
ORD		Sale		588		3.8116 GBP
ORD		Sale		1,179		3.7993 GBP
ORD		Sale		2,133		3.8305 GBP
ORD		Sale		2,869		3.8168 GBP
ORD		Sale		8,854		3.8097 GBP
ORD		Sale		9,940		3.8115 GBP
ORD		Sale		11,744		3.8030 GBP
ORD		Sale		15,852		3.7925 GBP
ORD		Sale		25,922		3.7875 GBP
ORD		Sale		29,703		3.7848 GBP
ORD		Sale		45,608		3.8145 GBP
ORD		Sale		59,745		3.7914 GBP
ORD		Sale		84,347		3.7958 GBP
ORD		Sale		90,142		3.7945 GBP
ORD		Sale		136,092		3.7841 GBP
ORD		Sale		141,561		3.7934 GBP
ORD		Sale		146,410		3.7867 GBP
ORD		Sale		177,662		3.7855 GBP
ORD		Sale		177,663		3.7933 GBP
ORD		Sale		303,048		3.8005 GBP
ORD		Sale		358,679		3.7928 GBP
ORD		Sale		376,777		3.8037 GBP
ORD		Sale		376,998		3.7907 GBP
ORD		Sale		383,202		3.7889 GBP
ORD		Sale		1,100,000		3.8092 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		900		44.5177 HKD
ORD		CFD		Long		5,000		3.7441 GBP
ORD		CFD		Long		26,676		3.8099 GBP
ORD		CFD		Long		18,166		3.8143 GBP
ORD		CFD		Long		59,745		3.7913 GBP
ORD		CFD		Long		100,000		3.8195 GBP
ORD		CFD		Long		177,662		3.7855 GBP
ORD		CFD		Long		177,663		3.7933 GBP
ORD		CFD		Long		272,588		3.8001 GBP
ORD		CFD		Long		1,207,988		3.7895 GBP
ORD		CFD		Short		1,049		3.7678 GBP
ORD		CFD		Short		3,981		3.7690 GBP
ORD		SWAP		Short		33,970		3.8071 GBP
ORD		CFD		Short		100,000		44.7600 HKD
ORD		CFD		Short		200,000		3.7983 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	27 Feb 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.