Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		1 March 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,886,444		0.05%		49,163,355		0.69%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		44,505,150		0.63%		2,055,455		0.03%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				48,391,594		0.68%		51,218,810		0.72%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		6,900,000		0.30%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				6,900,000		0.30%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		100		45.0500 HKD
ORD		Purchase		679		3.7633 GBP
ORD		Purchase		815		3.7882 GBP
ORD		Purchase		3,536		3.7889 GBP
ORD		Purchase		3,789		3.7478 GBP
ORD		Purchase		4,930		3.7627 GBP
ORD		Purchase		5,229		3.7199 GBP
ORD		Purchase		8,465		3.7704 GBP
ORD		Purchase		15,250		3.7167 GBP
ORD		Purchase		15,916		3.7504 GBP
ORD		Purchase		17,368		3.7575 GBP
ORD		Purchase		39,663		3.7402 GBP
ORD		Purchase		46,445		3.7213 GBP
ORD		Purchase		63,418		3.7451 GBP
ORD		Purchase		80,171		3.7555 GBP
ORD		Purchase		88,538		3.7135 GBP
ORD		Purchase		199,606		3.7407 GBP
ORD		Purchase		354,250		3.7397 GBP
ORD		Purchase		422,958		3.7569 GBP
ORD		Sale		100		45.0500 HKD
ORD		Sale		206		3.7640 GBP
ORD		Sale		2,950		3.7633 GBP
ORD		Sale		3,161		3.7969 GBP
ORD		Sale		5,022		3.7375 GBP
ORD		Sale		5,745		3.7663 GBP
ORD		Sale		7,689		3.7342 GBP
ORD		Sale		10,223		3.7303 GBP
ORD		Sale		11,904		3.7378 GBP
ORD		Sale		13,179		3.6988 GBP
ORD		Sale		25,966		3.7369 GBP
ORD		Sale		26,450		3.7799 GBP
ORD		Sale		30,100		3.7138 GBP
ORD		Sale		34,479		3.7481 GBP
ORD		Sale		41,791		3.8616 GBP
ORD		Sale		46,808		3.7508 GBP
ORD		Sale		50,600		3.7376 GBP
ORD		Sale		54,921		3.7173 GBP
ORD		Sale		63,883		3.7459 GBP
ORD		Sale		68,561		3.7695 GBP
ORD		Sale		85,585		3.7466 GBP
ORD		Sale		89,297		3.7340 GBP
ORD		Sale		90,287		3.7344 GBP
ORD		Sale		150,000		3.7242 GBP
ORD		Sale		159,315		3.7366 GBP
ORD		Sale		244,393		3.7329 GBP
ORD		Sale		247,184		3.7769 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		20,746		3.7272 GBP
ORD		SWAP		Long		21,448		3.7443 GBP
ORD		SWAP		Long		40,462		3.7545 GBP
ORD		CFD		Long		51,332		3.7498 GBP
ORD		CFD		Long		63,883		3.7459 GBP
ORD		SWAP		Long		120,064		3.7470 GBP
ORD		CFD		Long		84,846		3.7274 GBP
ORD		SWAP		Short		753		3.7671 GBP
ORD		CFD		Short		46,672		3.7544 GBP
ORD		CFD		Short		331,885		3.7393 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	4 Mar 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.