Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	GLENCORE INTL PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	Advisor to Offeree
(d) Date position held/dealing undertaken:	Â	4 March 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Â	YES:   XSTRATA PLC Â

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,843,106		0.05%		49,629,377		0.70%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		44,129,732		0.62%		1,787,055		0.03%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				47,972,838		0.68%		51,416,432		0.72%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		6,900,000		0.30%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				6,900,000		0.30%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		100		45.0000 HKD
ORD		Purchase		196		3.6640 GBP
ORD		Purchase		730		3.6900 GBP
ORD		Purchase		1,929		3.6850 GBP
ORD		Purchase		2,771		3.7083 GBP
ORD		Purchase		3,748		3.6679 GBP
ORD		Purchase		4,430		3.6810 GBP
ORD		Purchase		5,942		3.6945 GBP
ORD		Purchase		7,065		3.6915 GBP
ORD		Purchase		9,996		3.6856 GBP
ORD		Purchase		13,026		3.6967 GBP
ORD		Purchase		13,768		3.6747 GBP
ORD		Purchase		20,104		3.6802 GBP
ORD		Purchase		24,091		3.6947 GBP
ORD		Purchase		28,310		3.6794 GBP
ORD		Purchase		67,200		44.0404 HKD
ORD		Purchase		72,640		3.6781 GBP
ORD		Purchase		95,440		3.6801 GBP
ORD		Purchase		100,000		3.7044 GBP
ORD		Purchase		105,403		3.6811 GBP
ORD		Purchase		401,392		3.6995 GBP
ORD		Purchase		450,888		3.7104 GBP
ORD		Purchase		464,207		3.6907 GBP
ORD		Purchase		724,365		3.6809 GBP
ORD		Sale		196		3.6640 GBP
ORD		Sale		1,598		3.6790 GBP
ORD		Sale		2,937		3.7049 GBP
ORD		Sale		3,200		44.0500 HKD
ORD		Sale		3,600		44.1500 HKD
ORD		Sale		3,775		3.6792 GBP
ORD		Sale		4,720		3.7095 GBP
ORD		Sale		7,764		3.7064 GBP
ORD		Sale		10,336		3.7007 GBP
ORD		Sale		11,079		3.7022 GBP
ORD		Sale		12,285		3.6840 GBP
ORD		Sale		13,754		3.7099 GBP
ORD		Sale		16,030		3.6776 GBP
ORD		Sale		20,036		3.6995 GBP
ORD		Sale		20,200		44.1000 HKD
ORD		Sale		24,088		3.6906 GBP
ORD		Sale		33,739		3.6864 GBP
ORD		Sale		36,747		3.7083 GBP
ORD		Sale		40,200		44.0000 HKD
ORD		Sale		70,898		3.6817 GBP
ORD		Sale		79,268		3.6850 GBP
ORD		Sale		133,713		3.6807 GBP
ORD		Sale		148,776		3.6924 GBP
ORD		Sale		163,992		3.6856 GBP
ORD		Sale		179,810		3.6847 GBP
ORD		Sale		324,167		3.6788 GBP
ORD		Sale		468,768		3.6973 GBP
ORD		Sale		581,293		3.7030 GBP
ORD		Sale		767,816		3.6814 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		360		3.7102 GBP
ORD		SWAP		Long		511		3.6903 GBP
ORD		CFD		Long		15,346		3.6782 GBP
ORD		SWAP		Long		64,224		3.6847 GBP
ORD		SWAP		Long		64,598		3.6820 GBP
ORD		SWAP		Long		259,078		3.6848 GBP
ORD		CFD		Long		324,167		3.6788 GBP
ORD		CFD		Short		100		45.0590 HKD
ORD		SWAP		Short		3,748		3.6679 GBP
ORD		CFD		Short		7,069		3.6787 GBP
ORD		CFD		Short		55,086		3.7195 GBP
ORD		CFD		Short		64,186		3.6711 GBP
ORD		CFD		Short		605,113		3.6788 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	5 Mar 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.