Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		6 March 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			Â	ORD
	Â			Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		3,297,692		0.05%		46,066,203		0.65%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		41,049,908		0.58%		1,471,644		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				44,347,600		0.62%		47,537,847		0.67%
Â		Â		Â		Â		Â		Â
Class of relevant security:				Convertible Bond XS0475310396
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,800,000		0.21%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				4,800,000		0.21%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		100		45.1500 HKD
ORD		Purchase		268		3.8858 GBP
ORD		Purchase		372		3.8852 GBP
ORD		Purchase		1,006		3.8817 GBP
ORD		Purchase		1,300		45.4500 HKD
ORD		Purchase		1,632		3.8750 GBP
ORD		Purchase		1,775		3.9126 GBP
ORD		Purchase		2,388		3.8974 GBP
ORD		Purchase		4,800		45.5500 HKD
ORD		Purchase		5,400		45.5000 HKD
ORD		Purchase		6,700		45.6500 HKD
ORD		Purchase		6,720		3.8741 GBP
ORD		Purchase		7,048		3.8746 GBP
ORD		Purchase		7,971		3.8790 GBP
ORD		Purchase		10,527		3.9006 GBP
ORD		Purchase		10,800		45.6000 HKD
ORD		Purchase		11,000		45.7000 HKD
ORD		Purchase		37,343		3.8853 GBP
ORD		Purchase		42,103		3.8821 GBP
ORD		Purchase		63,656		3.8868 GBP
ORD		Purchase		66,429		3.8915 GBP
ORD		Purchase		69,539		3.8779 GBP
ORD		Purchase		70,632		3.8841 GBP
ORD		Purchase		77,485		3.8826 GBP
ORD		Purchase		120,913		3.8820 GBP
ORD		Purchase		157,341		3.8761 GBP
ORD		Purchase		192,868		3.8874 GBP
ORD		Purchase		287,547		3.8751 GBP
ORD		Purchase		366,000		3.8897 GBP
ORD		Sale		186		3.8763 GBP
ORD		Sale		500		45.7000 HKD
ORD		Sale		610		3.8715 GBP
ORD		Sale		1,000		45.6500 HKD
ORD		Sale		1,650		3.9122 GBP
ORD		Sale		3,949		3.9139 GBP
ORD		Sale		4,563		3.8976 GBP
ORD		Sale		5,964		3.9029 GBP
ORD		Sale		6,542		3.8959 GBP
ORD		Sale		19,821		3.8750 GBP
ORD		Sale		20,587		3.9056 GBP
ORD		Sale		26,000		45.5748 HKD
ORD		Sale		47,287		3.8941 GBP
ORD		Sale		50,647		3.8984 GBP
ORD		Sale		75,233		3.8907 GBP
ORD		Sale		76,250		3.7929 GBP
ORD		Sale		76,250		3.8556 GBP
ORD		Sale		93,573		3.8950 GBP
ORD		Sale		99,917		3.8915 GBP
ORD		Sale		174,354		3.8872 GBP
ORD		Sale		210,714		3.8899 GBP
ORD (traded as ADR)		Purchase		3,000		11.6660 USD
ORD (traded as ADR)		Sale		3,000		11.6660 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		1,500		45.6085 HKD
ORD		CFD		Long		14,100		3.9156 GBP
ORD		CFD		Long		76,250		3.7924 GBP
ORD		CFD		Long		76,250		3.8551 GBP
ORD		CFD		Long		114,676		3.8935 GBP
ORD		CFD		Long		186,414		3.8888 GBP
ORD		CFD		Short		3,929		3.9187 GBP
ORD		CFD		Short		14,100		45.7307 HKD
ORD		CFD		Short		26,505		3.8989 GBP
ORD		SWAP		Short		30,046		3.8806 GBP
ORD		SWAP		Short		37,500		3.8803 GBP
ORD		SWAP		Short		117,233		3.8824 GBP
ORD		CFD		Short		366,000		3.8897 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		7 Mar 2013
Contact name:		Geoff Smith
Telephone number:		0203 555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.