Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	GLENCORE INTL PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	Advisor to Offeree
(d) Date position held/dealing undertaken:	Â	12 March 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Â	YES:   XSTRATA PLC Â

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,271,792		0.05%		45,892,188		0.65%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		40,612,779		0.57%		1,289,333		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				43,884,571		0.62%		47,181,521		0.66%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,500,000		0.15%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				3,500,000		0.15%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		100		3.9165 GBP
ORD		Purchase		1,100		44.3500 HKD
ORD		Purchase		1,112		3.9040 GBP
ORD		Purchase		1,306		3.8955 GBP
ORD		Purchase		2,200		44.7500 HKD
ORD		Purchase		3,099		3.9008 GBP
ORD		Purchase		3,400		44.4500 HKD
ORD		Purchase		3,493		3.8925 GBP
ORD		Purchase		3,600		44.5000 HKD
ORD		Purchase		3,700		44.4000 HKD
ORD		Purchase		5,494		3.8937 GBP
ORD		Purchase		11,424		3.8845 GBP
ORD		Purchase		13,642		3.8973 GBP
ORD		Purchase		18,600		44.8139 HKD
ORD		Purchase		19,459		3.8734 GBP
ORD		Purchase		20,871		3.8939 GBP
ORD		Purchase		29,272		3.8977 GBP
ORD		Purchase		31,300		3.8972 GBP
ORD		Purchase		56,069		3.8959 GBP
ORD		Purchase		80,298		3.9052 GBP
ORD		Purchase		82,578		3.8999 GBP
ORD		Purchase		137,958		3.9010 GBP
ORD		Purchase		149,551		3.8981 GBP
ORD		Purchase		218,356		3.8979 GBP
ORD		Purchase		952,195		3.8962 GBP
ORD		Sale		100		3.9130 GBP
ORD		Sale		100		44.3500 HKD
ORD		Sale		400		3.9075 GBP
ORD		Sale		400		45.1000 HKD
ORD		Sale		500		44.9500 HKD
ORD		Sale		596		3.9046 GBP
ORD		Sale		949		3.8980 GBP
ORD		Sale		1,500		45.0000 HKD
ORD		Sale		3,493		3.8925 GBP
ORD		Sale		5,400		44.7500 HKD
ORD		Sale		7,509		3.8915 GBP
ORD		Sale		7,735		3.8937 GBP
ORD		Sale		10,908		3.9062 GBP
ORD		Sale		11,424		3.8904 GBP
ORD		Sale		11,500		44.8000 HKD
ORD		Sale		11,800		44.4402 HKD
ORD		Sale		18,227		3.8918 GBP
ORD		Sale		24,328		3.8955 GBP
ORD		Sale		33,235		3.8988 GBP
ORD		Sale		55,228		3.8885 GBP
ORD		Sale		95,718		3.8950 GBP
ORD		Sale		122,322		3.8913 GBP
ORD		Sale		176,224		3.8979 GBP
ORD		Sale		203,624		3.8973 GBP
ORD		Sale		261,238		3.8961 GBP
ORD		Sale		685,696		3.8971 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		800		44.6431 HKD
ORD		CFD		Long		440		3.8909 GBP
ORD		CFD		Long		1,425		3.9026 GBP
ORD		CFD		Long		2,200		3.8796 GBP
ORD		CFD		Long		119,902		3.8912 GBP
ORD		CFD		Short		440		3.8978 GBP
ORD		CFD		Short		2,200		44.8039 HKD
ORD		SWAP		Short		8,799		3.8971 GBP
ORD		SWAP		Short		13,642		3.8973 GBP
ORD		CFD		Short		19,532		3.8987 GBP
ORD		CFD		Short		13,868		3.9005 GBP
ORD		SWAP		Short		52,171		3.8959 GBP
ORD		CFD		Short		108,218		3.8981 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	13 Mar 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.