Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		13 March 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,267,831		0.05%		45,839,509		0.65%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		40,510,505		0.57%		1,272,488		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				43,778,336		0.62%		47,111,997		0.66%
Â		Â		Â		Â		Â		Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,500,000		0.15%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				3,500,000		0.15%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		100		45.1000 HKD
ORD		Purchase		518		3.8735 GBP
ORD		Purchase		600		44.7500 HKD
ORD		Purchase		1,562		3.8675 GBP
ORD		Purchase		2,452		3.8522 GBP
ORD		Purchase		3,848		3.8592 GBP
ORD		Purchase		10,448		3.8665 GBP
ORD		Purchase		10,959		3.8596 GBP
ORD		Purchase		16,574		3.8757 GBP
ORD		Purchase		16,895		3.8586 GBP
ORD		Purchase		18,426		3.8704 GBP
ORD		Purchase		24,060		3.8664 GBP
ORD		Purchase		29,268		3.8628 GBP
ORD		Purchase		51,187		3.8697 GBP
ORD		Purchase		160,292		3.8650 GBP
ORD		Purchase		167,658		3.8657 GBP
ORD		Sale		518		3.8735 GBP
ORD		Sale		700		45.3500 HKD
ORD		Sale		756		3.8560 GBP
ORD		Sale		888		3.8590 GBP
ORD		Sale		1,162		3.8517 GBP
ORD		Sale		1,562		3.8675 GBP
ORD		Sale		2,232		3.8591 GBP
ORD		Sale		2,702		3.8683 GBP
ORD		Sale		3,393		3.8553 GBP
ORD		Sale		7,105		3.8620 GBP
ORD		Sale		7,185		3.8581 GBP
ORD		Sale		8,211		3.8724 GBP
ORD		Sale		11,961		3.8563 GBP
ORD		Sale		12,637		3.8908 GBP
ORD		Sale		16,837		3.8637 GBP
ORD		Sale		32,519		3.8598 GBP
ORD		Sale		49,453		3.8651 GBP
ORD		Sale		93,283		3.8689 GBP
ORD		Sale		94,176		3.8719 GBP
ORD		Sale		110,914		3.8713 GBP
ORD		Sale		124,865		3.8644 GBP
ORD		Sale		161,921		3.8642 GBP
ORD		Sale		279,896		3.8677 GBP
ORD (traded as ADR)		Purchase		140		11.4800 USD
ORD (traded as ADR)		Sale		140		11.4800 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		700		45.2952 HKD
ORD		SWAP		Long		3,200		3.8625 GBP
ORD		SWAP		Long		4,328		3.8642 GBP
ORD		CFD		Long		25,376		3.8559 GBP
ORD		CFD		Long		54,125		3.8542 GBP
ORD		CFD		Long		182,241		3.8765 GBP
ORD		CFD		Long		183,532		3.8656 GBP
ORD		CFD		Short		700		44.8546 HKD
ORD		CFD		Short		3,889		3.8599 GBP
ORD		SWAP		Short		13,862		3.8680 GBP
ORD		SWAP		Short		15,846		3.8719 GBP
ORD		SWAP		Short		26,587		3.8636 GBP
ORD		CFD		Short		16,549		3.8577 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	14 Mar 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.