Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		18 March 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,278,142		0.05%		45,587,821		0.64%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		40,372,328		0.57%		1,295,756		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				43,650,470		0.61%		46,883,577		0.66%
Â		Â		Â		Â		Â		Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,500,000		0.20%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				4,500,000		0.20%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Purchase		1,000,000		121.3750 USD
ORD		Purchase		701		3.8055 GBP
ORD		Purchase		1,000		44.4000 HKD
ORD		Purchase		1,216		3.8100 GBP
ORD		Purchase		1,300		44.3500 HKD
ORD		Purchase		2,087		3.7918 GBP
ORD		Purchase		2,400		44.6000 HKD
ORD		Purchase		5,174		3.7722 GBP
ORD		Purchase		5,800		44.4500 HKD
ORD		Purchase		5,900		44.5500 HKD
ORD		Purchase		6,200		44.6500 HKD
ORD		Purchase		9,503		3.7774 GBP
ORD		Purchase		17,500		44.5000 HKD
ORD		Purchase		36,336		3.7719 GBP
ORD		Purchase		40,090		3.7811 GBP
ORD		Purchase		87,408		3.7808 GBP
ORD		Purchase		91,676		3.7803 GBP
ORD		Purchase		112,932		3.7773 GBP
ORD		Purchase		113,124		3.7764 GBP
ORD		Purchase		140,744		3.7781 GBP
ORD		Purchase		145,045		3.7810 GBP
ORD		Purchase		151,462		3.7865 GBP
ORD		Sale		52		3.7720 GBP
ORD		Sale		245		3.7955 GBP
ORD		Sale		1,105		3.7899 GBP
ORD		Sale		1,400		44.8500 HKD
ORD		Sale		2,198		3.8028 GBP
ORD		Sale		2,330		3.7809 GBP
ORD		Sale		5,283		3.7723 GBP
ORD		Sale		5,813		3.7838 GBP
ORD		Sale		7,942		3.7870 GBP
ORD		Sale		9,503		3.7774 GBP
ORD		Sale		27,500		44.5330 HKD
ORD		Sale		30,786		3.7962 GBP
ORD		Sale		36,336		3.7719 GBP
ORD		Sale		69,763		3.7856 GBP
ORD		Sale		112,932		3.7773 GBP
ORD		Sale		113,124		3.7764 GBP
ORD		Sale		118,268		3.7808 GBP
ORD		Sale		134,608		3.7790 GBP
ORD		Sale		140,387		3.7868 GBP
ORD		Sale		156,112		3.7865 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		1,400		44.7960 HKD
ORD		CFD		Long		2,000		3.8059 GBP
ORD		CFD		Long		8,570		3.7802 GBP
ORD		CFD		Long		11,200		3.8126 GBP
ORD		CFD		Long		17,211		3.7854 GBP
ORD		SWAP		Short		766		3.8141 GBP
ORD		CFD		Short		2,179		3.8305 GBP
ORD		CFD		Short		7,492		3.8004 GBP
ORD		CFD		Short		12,600		44.5510 HKD

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	19 Mar 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.