Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		19 March 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			Â	ORD
	Â			Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		3,359,941		0.05%		45,460,937		0.64%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		40,354,603		0.57%		1,374,762		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				43,714,544		0.62%		46,835,699		0.66%
Â		Â		Â		Â		Â		Â
Class of relevant security:				Convertible Bond XS0475310396
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,500,000		0.20%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				4,500,000		0.20%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		782		3.7100 GBP
ORD		Purchase		1,059		3.6819 GBP
ORD		Purchase		1,632		3.7221 GBP
ORD		Purchase		2,000		44.8000 HKD
ORD		Purchase		2,142		3.7330 GBP
ORD		Purchase		2,489		3.7165 GBP
ORD		Purchase		2,782		3.7035 GBP
ORD		Purchase		3,107		3.6985 GBP
ORD		Purchase		5,769		3.7170 GBP
ORD		Purchase		9,818		3.6997 GBP
ORD		Purchase		10,920		3.7178 GBP
ORD		Purchase		11,458		3.7040 GBP
ORD		Purchase		15,711		3.7240 GBP
ORD		Purchase		35,218		3.7131 GBP
ORD		Purchase		35,238		3.7123 GBP
ORD		Purchase		46,416		3.7149 GBP
ORD		Purchase		47,114		3.7017 GBP
ORD		Purchase		95,400		3.6990 GBP
ORD		Purchase		158,269		3.7130 GBP
ORD		Purchase		225,146		3.7117 GBP
ORD		Purchase		233,988		3.7104 GBP
ORD		Purchase		414,853		3.7078 GBP
ORD		Purchase		625,000		3.7047 GBP
ORD		Purchase		860,000		3.7074 GBP
ORD		Sale		67		3.7040 GBP
ORD		Sale		2,085		3.7037 GBP
ORD		Sale		2,100		44.8000 HKD
ORD		Sale		2,433		3.7220 GBP
ORD		Sale		3,070		3.6905 GBP
ORD		Sale		3,075		3.6909 GBP
ORD		Sale		3,262		3.7221 GBP
ORD		Sale		3,846		3.7032 GBP
ORD		Sale		5,000		3.7029 GBP
ORD		Sale		8,000		3.7005 GBP
ORD		Sale		9,430		3.7127 GBP
ORD		Sale		14,941		3.7330 GBP
ORD		Sale		20,430		3.7114 GBP
ORD		Sale		28,493		3.6983 GBP
ORD		Sale		31,342		3.7136 GBP
ORD		Sale		46,597		3.7334 GBP
ORD		Sale		58,899		3.7142 GBP
ORD		Sale		78,931		3.7182 GBP
ORD		Sale		80,355		3.7295 GBP
ORD		Sale		135,325		3.7326 GBP
ORD		Sale		144,184		3.7012 GBP
ORD		Sale		229,985		3.6990 GBP
ORD		Sale		252,551		3.7093 GBP
ORD		Sale		256,475		3.7055 GBP
ORD		Sale		375,942		3.7007 GBP
ORD		Sale		840,810		3.7024 GBP
ORD (traded as ADR)		Purchase		800		11.2500 USD
ORD (traded as ADR)		Sale		800		11.2500 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		100		44.7410 HKD
ORD		SWAP		Long		751		3.6836 GBP
ORD		CFD		Long		5,022		3.7277 GBP
ORD		CFD		Long		229,234		3.6988 GBP
ORD		CFD		Short		800		3.7313 GBP
ORD		SWAP		Short		13,200		3.7065 GBP
ORD		SWAP		Short		17,374		3.7076 GBP
ORD		SWAP		Short		32,023		3.7071 GBP
ORD		CFD		Short		32,263		3.7232 GBP
ORD		CFD		Short		32,803		3.6937 GBP
ORD		CFD		Short		68,320		3.7231 GBP
ORD		CFD		Short		135,055		3.7093 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		20 Mar 2013
Contact name:		Geoff Smith
Telephone number:		0203 555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.