Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		26 March 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,865,132		0.05%		44,016,881		0.62%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		39,493,590		0.56%		1,650,557		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				43,358,722		0.61%		45,667,438		0.64%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		5,800,000		0.26%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				5,800,000		0.26%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		770		3.5705 GBP
ORD		Purchase		1,253		3.5752 GBP
ORD		Purchase		1,299		3.5835 GBP
ORD		Purchase		1,312		3.5735 GBP
ORD		Purchase		1,600		3.5729 GBP
ORD		Purchase		2,200		42.0000 HKD
ORD		Purchase		2,333		3.5792 GBP
ORD		Purchase		3,300		42.6666 HKD
ORD		Purchase		3,681		3.5878 GBP
ORD		Purchase		3,800		3.5829 GBP
ORD		Purchase		4,304		3.5809 GBP
ORD		Purchase		12,600		3.5865 GBP
ORD		Purchase		31,074		3.5817 GBP
ORD		Purchase		55,107		3.5801 GBP
ORD		Purchase		61,437		3.5802 GBP
ORD		Purchase		62,306		3.5795 GBP
ORD		Purchase		74,472		3.5832 GBP
ORD		Purchase		75,378		3.5818 GBP
ORD		Purchase		83,415		3.5629 GBP
ORD		Purchase		173,059		3.5791 GBP
ORD		Purchase		226,900		3.5773 GBP
ORD		Purchase		313,014		3.5758 GBP
ORD		Sale		121		3.5635 GBP
ORD		Sale		1,100		42.7000 HKD
ORD		Sale		2,000		3.5850 GBP
ORD		Sale		2,200		42.0000 HKD
ORD		Sale		2,200		42.6500 HKD
ORD		Sale		3,041		3.5733 GBP
ORD		Sale		6,759		3.5694 GBP
ORD		Sale		7,746		3.5800 GBP
ORD		Sale		7,936		3.5808 GBP
ORD		Sale		10,753		3.5655 GBP
ORD		Sale		23,143		3.5735 GBP
ORD		Sale		26,276		3.5690 GBP
ORD		Sale		36,197		3.5889 GBP
ORD		Sale		38,629		3.5751 GBP
ORD		Sale		45,090		3.5815 GBP
ORD		Sale		55,074		3.5686 GBP
ORD		Sale		74,220		3.5771 GBP
ORD		Sale		166,025		3.5797 GBP
ORD		Sale		254,358		3.5802 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		35,571		3.5671 GBP
ORD		CFD		Long		236,420		3.5809 GBP
ORD		CFD		Short		3,248		3.5808 GBP
ORD		CFD		Short		3,343		3.5805 GBP
ORD		SWAP		Short		8,633		3.5802 GBP
ORD		SWAP		Short		10,890		3.5774 GBP
ORD		SWAP		Short		43,674		3.5831 GBP
ORD		CFD		Short		67,967		3.5777 GBP
ORD		CFD		Short		127,429		3.5864 GBP
ORD		CFD		Short		82,912		3.5745 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	27 Mar 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.