Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		GLENCORE INTL PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeree
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		27 March 2013
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect
Â		of any other party to this offer?		XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,660,114		0.05%		44,110,989		0.62%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		39,578,755		0.56%		1,649,247		0.02%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				43,238,869		0.61%		45,760,236		0.64%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		5,800,000		0.26%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				5,800,000		0.26%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		355		3.6175 GBP
ORD		Purchase		640		3.6027 GBP
ORD		Purchase		1,143		3.6245 GBP
ORD		Purchase		1,700		3.5577 GBP
ORD		Purchase		2,196		3.5616 GBP
ORD		Purchase		2,680		3.5763 GBP
ORD		Purchase		4,130		3.5772 GBP
ORD		Purchase		4,800		3.5594 GBP
ORD		Purchase		5,796		3.6120 GBP
ORD		Purchase		6,947		3.5958 GBP
ORD		Purchase		7,552		3.5721 GBP
ORD		Purchase		8,317		3.6198 GBP
ORD		Purchase		21,874		3.5966 GBP
ORD		Purchase		22,407		3.5853 GBP
ORD		Purchase		43,385		3.6048 GBP
ORD		Purchase		62,722		3.5926 GBP
ORD		Purchase		136,566		3.5852 GBP
ORD		Purchase		345,879		3.5911 GBP
ORD		Purchase		448,126		3.5693 GBP
ORD		Sale		47		3.5975 GBP
ORD		Sale		1,143		3.6245 GBP
ORD		Sale		1,227		3.5813 GBP
ORD		Sale		2,723		3.5740 GBP
ORD		Sale		4,130		3.5772 GBP
ORD		Sale		4,155		3.6159 GBP
ORD		Sale		4,996		3.6204 GBP
ORD		Sale		7,000		3.5715 GBP
ORD		Sale		7,123		3.5651 GBP
ORD		Sale		8,144		3.6177 GBP
ORD		Sale		8,317		3.6198 GBP
ORD		Sale		10,575		3.5833 GBP
ORD		Sale		13,500		3.5855 GBP
ORD		Sale		15,737		3.5860 GBP
ORD		Sale		20,707		3.5956 GBP
ORD		Sale		22,407		3.5853 GBP
ORD		Sale		25,374		3.5690 GBP
ORD		Sale		28,334		3.5940 GBP
ORD		Sale		33,641		3.5701 GBP
ORD		Sale		49,511		3.5985 GBP
ORD		Sale		53,810		3.5667 GBP
ORD		Sale		72,286		3.5659 GBP
ORD		Sale		92,354		3.5766 GBP
ORD		Sale		109,678		3.5761 GBP
ORD		Sale		116,929		3.5893 GBP
ORD		Sale		735,722		3.5850 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		5,811		3.6143 GBP
ORD		SWAP		Long		11,920		3.5918 GBP
ORD		SWAP		Long		19,150		3.5968 GBP
ORD		CFD		Long		19,378		3.6086 GBP
ORD		CFD		Long		30,923		3.5830 GBP
ORD		SWAP		Long		41,834		3.5912 GBP
ORD		SWAP		Short		800		3.5595 GBP
ORD		SWAP		Short		3,500		3.5630 GBP
ORD		CFD		Short		3,699		3.5850 GBP
ORD		SWAP		Short		6,500		3.5590 GBP
ORD		CFD		Short		28,042		3.6092 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	28 Mar 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.