Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose

GLENCORE INTL PLC

  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 2 April 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,615,970 0.05% 44,897,139 0.63%
           
(2) Derivatives (other than
options): 40,374,860 0.57% 1,621,444 0.02%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
43,990,830 0.62% 46,518,583 0.66%
           
Class of relevant security:   Convertible Bond XS0475310396      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,300,000 0.15% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
3,300,000 0.15% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 1,300 3.6060 GBP
ORD Purchase 2,000 3.5820 GBP
ORD Purchase 2,015 3.6216 GBP
ORD Purchase 4,777 3.5736 GBP
ORD Purchase 4,934 3.6084 GBP
ORD Purchase 5,290 3.5771 GBP
ORD Purchase 5,760 3.5621 GBP
ORD Purchase 10,082 3.6017 GBP
ORD Purchase 10,700 3.5612 GBP
ORD Purchase 12,339 3.6013 GBP
ORD Purchase 14,593 3.5756 GBP
ORD Purchase 16,443 3.5908 GBP
ORD Purchase 58,041 3.5892 GBP
ORD Purchase 66,795 3.5922 GBP
ORD Purchase 93,611 3.6023 GBP
ORD Purchase 273,386 3.5971 GBP
ORD Sale 2,000 3.5820 GBP
ORD Sale 2,015 3.6216 GBP
ORD Sale 2,593 3.5791 GBP
ORD Sale 4,275 3.5940 GBP
ORD Sale 7,090 3.5980 GBP
ORD Sale 9,203 3.6031 GBP
ORD Sale 12,150 3.5842 GBP
ORD Sale 37,155 3.5874 GBP
ORD Sale 65,564 3.5916 GBP
ORD Sale 70,528 3.5936 GBP
ORD Sale 109,498 3.5928 GBP
ORD Sale 122,566 3.5942 GBP
ORD Sale 124,575 3.5924 GBP
ORD Sale 192,317 3.5851 GBP
ORD Sale 312,601 3.5741 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 27,803 3.5810 GBP
ORD CFD Long 37,803 3.5803 GBP
ORD SWAP Long 56,637 3.5932 GBP
ORD SWAP Long 59,164 3.5917 GBP
ORD SWAP Long 165,793 3.5931 GBP
ORD CFD Long 236,711 3.5693 GBP
ORD CFD Short 800 3.5363 GBP
ORD SWAP Short 5,300 3.5617 GBP
ORD CFD Short 6,723 3.5970 GBP
ORD CFD Short 6,982 3.6154 GBP
ORD SWAP Short 9,900 3.5629 GBP
ORD SWAP Short 16,460 3.5616 GBP
ORD CFD Short 84,733 3.6058 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

3 Apr 2013

Contact name:   Geoff Smith
Telephone number:   020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Glencore (GLEN)
UK 100

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