FORM 8.5 (EPT/NON-RI) - GLENCORE INTL PLC

FORM 8.5 (EPT/NON-RI) - GLENCORE INTL PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	GLENCORE INTL PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	Advisor to Offeree
(d) Date position held/dealing undertaken:	Â	16 April 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Â	YES: XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		6,412,691		0.09%		41,509,423		0.58%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		37,299,198		0.53%		4,458,818		0.06%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				43,711,889		0.62%		45,968,241		0.65%
											Â
Class of relevant security:		Â		Convertible Bond XS0475310396		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		900,000		0.04%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				900,000		0.04%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
Convertible Bond		Purchase		1,000,000		116.0000 USD
ORD		Purchase		200		3.2605 GBP
ORD		Purchase		600		38.7000 HKD
ORD		Purchase		787		3.2845 GBP
ORD		Purchase		800		38.8000 HKD
ORD		Purchase		1,785		3.3300 GBP
ORD		Purchase		3,129		3.3398 GBP
ORD		Purchase		5,828		3.3044 GBP
ORD		Purchase		6,320		3.2842 GBP
ORD		Purchase		38,393		3.2437 GBP
ORD		Purchase		54,300		38.3428 HKD
ORD		Purchase		57,966		3.2510 GBP
ORD		Purchase		58,216		3.3146 GBP
ORD		Purchase		61,756		3.3084 GBP
ORD		Purchase		63,882		3.3330 GBP
ORD		Purchase		66,863		3.3141 GBP
ORD		Purchase		79,790		3.2840 GBP
ORD		Purchase		96,663		3.3385 GBP
ORD		Purchase		104,223		3.3232 GBP
ORD		Purchase		136,825		3.2928 GBP
ORD		Purchase		183,400		3.2976 GBP
ORD		Purchase		193,732		3.2859 GBP
ORD		Purchase		205,140		3.3009 GBP
ORD		Purchase		250,286		3.2516 GBP
ORD		Purchase		539,865		3.2885 GBP
ORD		Purchase		1,310,461		3.3000 GBP
ORD		Sale		300		38.3500 HKD
ORD		Sale		400		39.1500 HKD
ORD		Sale		500		3.3725 GBP
ORD		Sale		700		38.7000 HKD
ORD		Sale		787		3.2846 GBP
ORD		Sale		800		37.8500 HKD
ORD		Sale		807		3.2655 GBP
ORD		Sale		1,000		37.9000 HKD
ORD		Sale		1,300		38.4500 HKD
ORD		Sale		1,300		38.7538 HKD
ORD		Sale		1,600		38.9000 HKD
ORD		Sale		1,612		3.3603 GBP
ORD		Sale		1,700		38.2500 HKD
ORD		Sale		1,900		38.1500 HKD
ORD		Sale		2,000		38.0000 HKD
ORD		Sale		2,100		38.3000 HKD
ORD		Sale		2,100		38.4000 HKD
ORD		Sale		2,500		38.2000 HKD
ORD		Sale		2,500		38.5000 HKD
ORD		Sale		2,600		38.7500 HKD
ORD		Sale		2,808		3.2632 GBP
ORD		Sale		3,400		37.8000 HKD
ORD		Sale		3,600		37.6000 HKD
ORD		Sale		3,700		39.2000 HKD
ORD		Sale		4,170		3.2695 GBP
ORD		Sale		7,082		3.3518 GBP
ORD		Sale		7,300		37.7500 HKD
ORD		Sale		8,000		38.8500 HKD
ORD		Sale		9,800		38.8000 HKD
ORD		Sale		10,000		38.6000 HKD
ORD		Sale		12,648		3.3671 GBP
ORD		Sale		13,651		3.3700 GBP
ORD		Sale		14,213		3.2743 GBP
ORD		Sale		17,184		3.3176 GBP
ORD		Sale		23,828		3.3216 GBP
ORD		Sale		25,201		3.3707 GBP
ORD		Sale		27,283		3.2900 GBP
ORD		Sale		27,551		3.3400 GBP
ORD		Sale		29,244		3.3396 GBP
ORD		Sale		41,267		3.3056 GBP
ORD		Sale		42,629		3.2925 GBP
ORD		Sale		48,999		3.3188 GBP
ORD		Sale		50,000		3.2616 GBP
ORD		Sale		57,966		3.2510 GBP
ORD		Sale		59,570		3.3366 GBP
ORD		Sale		61,400		3.3344 GBP
ORD		Sale		68,106		3.2182 GBP
ORD		Sale		90,516		3.2732 GBP
ORD		Sale		90,760		3.3958 GBP
ORD		Sale		90,947		3.2962 GBP
ORD		Sale		103,584		3.3322 GBP
ORD		Sale		110,533		3.3505 GBP
ORD		Sale		151,652		3.3112 GBP
ORD		Sale		178,581		3.3033 GBP
ORD		Sale		210,267		3.3183 GBP
ORD		Sale		214,409		3.2990 GBP
ORD		Sale		294,991		3.3199 GBP
ORD		Sale		460,983		3.3000 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		34,088		3.3470 GBP
ORD		SWAP		Long		39,236		3.3496 GBP
ORD		SWAP		Long		50,000		3.2683 GBP
ORD		SWAP		Long		90,644		3.3361 GBP
ORD		SWAP		Long		218,484		3.3192 GBP
ORD		SWAP		Short		122,166		3.2819 GBP
ORD		SWAP		Short		145,362		3.2829 GBP
ORD		SWAP		Short		273,522		3.2853 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

NO

Date of disclosure:	Â	17 April 2013
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.