Form 8.5 (EPT/RI) - Glencore International Plc

Form 8.5 (EPT/RI) - Glencore International Plc

J.P. Morgan Securities plc.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	J.P. Morgan Securities plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	Glencore International Plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	Xstrata Plc
(d) Date dealing undertaken:	Â	07 September 2012
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Â	Yes

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant security	Â	Purchases/ sales	Â	Total number of securities	Â	Highest price per unit paid/received	Â	Lowest price per unit paid/received
Ordinary Shares	Â	Purchases   Sales	Â	25,062,959   21,366,208	Â	3.9890 GBP   3.9763 GBP	Â	3.6920 GBP   3.6500 GBP

(b) Derivatives transactions (other than options)

Class of relevant security	Â	Product description e.g. CFD	Â	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Â	Number of reference securities	Â	Price per unit
Ordinary Shares	Â	Equity Swap	Â	Long                 Short	Â	220,000 300,000 1,000,000 199,165 500,000 200,000 500,000 500,000   191,437 191,429 504,000 490,000 350,000 825,000 980,000 2,384 4,524 500,000 350,000 2,520,000 840,000 350,000 700,000 500,000 382,861	Â	3.7070 GBP 3.7223 GBP 3.7470 GBP 3.7712 GBP 3.7805 GBP 3.7813 GBP 3.8028 GBP 3.7549 GBP   3.7156 GBP 3.7246 GBP 3.7355 GBP 3.7358 GBP 3.7490 GBP 3.7563 GBP 3.7566 GBP 3.7605 GBP 3.7654 GBP 3.7696 GBP 3.7706 GBP 3.7770 GBP 3.7821 GBP 3.7957 GBP 3.7993 GBP 3.8047 GBP 3.8188 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

Date of disclosure:	Â	10 September 2012
Contact name:	Â	Jay Supaya
Telephone number:	Â	0207 134 6114

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.