Form 8.3 - Investec Plc - Amendment

Form 8.3 - Investec Plc - Amendment

BARCLAYS PLC

Amendment

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Identity of the person whose positions/dealings	Â	Barclays PLC.
Â	are being disclosed:		Â
(b)	Owner or controller of interest and short
Â	positions disclosed, if different from 1(a):		Â
(c)	Name of offeror/offeree in relation to whose		INVESTEC PLC
Â	relevant securities this form relates:		Â
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
Â	offeror/offeree:		Â
(e)	Date position held/dealing undertaken:		11 August 2011
(f)	Has the discloser previously disclosed, or are		YES:
	they today disclosing, under the Code in respect		EVOLUTION GROUP PLC
	of any other party to this offer?		INVESTEC LIMITED

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		Â	ORD
			Interests	Â	Â	Â	Short Positions	Â	Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		32,788,095		6.04%		34,218,436		6.31%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		4,337,744		0.80%		4,495,224		0.83%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		1,072,000		0.20%		0		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			38,197,839		7.04%		38,713,660		7.14%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		87		45.4600 ZAR
ORD		Purchase		111		47.0600 ZAR
ORD		Purchase		115		47.5600 ZAR
ORD		Purchase		139		45.9500 ZAR
ORD		Purchase		233		47.7400 ZAR
ORD		Purchase		257		46.4100 ZAR
ORD		Purchase		298		45.2900 ZAR
ORD		Purchase		300		45.9600 ZAR
ORD		Purchase		300		46.8000 ZAR
ORD		Purchase		313		46.0400 ZAR
ORD		Purchase		318		47.1300 ZAR
ORD		Purchase		400		45.3900 ZAR
ORD		Purchase		400		45.4500 ZAR
ORD		Purchase		400		45.7300 ZAR
ORD		Purchase		400		45.8200 ZAR
ORD		Purchase		413		45.2800 ZAR
ORD		Purchase		457		46.7900 ZAR
ORD		Purchase		488		47.5400 ZAR
ORD		Purchase		492		47.3500 ZAR
ORD		Purchase		500		45.3800 ZAR
ORD		Purchase		500		46.1300 ZAR
ORD		Purchase		510		45.6600 ZAR
ORD		Purchase		522		45.8900 ZAR
ORD		Purchase		531		46.5100 ZAR
ORD		Purchase		553		47.2100 ZAR
ORD		Purchase		600		45.5200 ZAR
ORD		Purchase		600		45.5300 ZAR
ORD		Purchase		600		45.6900 ZAR
ORD		Purchase		638		45.5900 ZAR
ORD		Purchase		690		47.0800 ZAR
ORD		Purchase		700		45.5400 ZAR
ORD		Purchase		700		45.5700 ZAR
ORD		Purchase		700		45.8800 ZAR
ORD		Purchase		701		46.4700 ZAR
ORD		Purchase		800		45.6700 ZAR
ORD		Purchase		800		47.7300 ZAR
ORD		Purchase		827		45.9200 ZAR
ORD		Purchase		855		46.3700 ZAR
ORD		Purchase		869		47.5700 ZAR
ORD		Purchase		884		46.1600 ZAR
ORD		Purchase		894		46.5400 ZAR
ORD		Purchase		900		3.8910 GBP
ORD		Purchase		900		45.6500 ZAR
ORD		Purchase		900		45.7900 ZAR
ORD		Purchase		900		45.9700 ZAR
ORD		Purchase		900		46.2300 ZAR
ORD		Purchase		964		46.3000 ZAR
ORD		Purchase		965		46.2800 ZAR
ORD		Purchase		984		46.3100 ZAR
ORD		Purchase		999		47.3600 ZAR
ORD		Purchase		1,000		45.6000 ZAR
ORD		Purchase		1,000		45.7400 ZAR
ORD		Purchase		1,000		46.0700 ZAR
ORD		Purchase		1,050		46.5500 ZAR
ORD		Purchase		1,080		45.5500 ZAR
ORD		Purchase		1,080		46.4500 ZAR
ORD		Purchase		1,150		46.1200 ZAR
ORD		Purchase		1,163		46.1800 ZAR
ORD		Purchase		1,169		46.0100 ZAR
ORD		Purchase		1,171		46.3300 ZAR
ORD		Purchase		1,200		45.9800 ZAR
ORD		Purchase		1,235		47.0100 ZAR
ORD		Purchase		1,240		45.9000 ZAR
ORD		Purchase		1,249		45.6300 ZAR
ORD		Purchase		1,300		45.5600 ZAR
ORD		Purchase		1,348		45.6800 ZAR
ORD		Purchase		1,351		47.6400 ZAR
ORD		Purchase		1,352		45.7600 ZAR
ORD		Purchase		1,360		46.0300 ZAR
ORD		Purchase		1,431		46.5200 ZAR
ORD		Purchase		1,492		46.4800 ZAR
ORD		Purchase		1,500		45.7000 ZAR
ORD		Purchase		1,520		46.2700 ZAR
ORD		Purchase		1,544		45.9400 ZAR
ORD		Purchase		1,567		47.4700 ZAR
ORD		Purchase		1,583		47.4600 ZAR
ORD		Purchase		1,609		46.5300 ZAR
ORD		Purchase		1,642		46.8200 ZAR
ORD		Purchase		1,647		46.1400 ZAR
ORD		Purchase		1,689		47.0000 ZAR
ORD		Purchase		1,803		46.4900 ZAR
ORD		Purchase		1,874		46.0600 ZAR
ORD		Purchase		1,896		45.7100 ZAR
ORD		Purchase		1,896		46.4400 ZAR
ORD		Purchase		1,973		47.2900 ZAR
ORD		Purchase		2,080		45.6100 ZAR
ORD		Purchase		2,124		45.7700 ZAR
ORD		Purchase		2,126		46.1700 ZAR
ORD		Purchase		2,236		47.2000 ZAR
ORD		Purchase		2,370		46.3900 ZAR
ORD		Purchase		2,421		46.4600 ZAR
ORD		Purchase		2,530		45.8000 ZAR
ORD		Purchase		2,633		45.6400 ZAR
ORD		Purchase		2,674		45.8300 ZAR
ORD		Purchase		2,823		45.5800 ZAR
ORD		Purchase		3,323		46.1100 ZAR
ORD		Purchase		3,718		46.2100 ZAR
ORD		Purchase		3,842		46.2000 ZAR
ORD		Purchase		3,876		46.3400 ZAR
ORD		Purchase		4,000		45.7200 ZAR
ORD		Purchase		4,158		46.8500 ZAR
ORD		Purchase		4,194		46.2600 ZAR
ORD		Purchase		4,616		47.3400 ZAR
ORD		Purchase		4,627		46.1900 ZAR
ORD		Purchase		4,705		46.0900 ZAR
ORD		Purchase		4,800		3.9630 GBP
ORD		Purchase		4,862		45.8700 ZAR
ORD		Purchase		4,947		46.2200 ZAR
ORD		Purchase		6,300		45.9900 ZAR
ORD		Purchase		7,378		46.1000 ZAR
ORD		Purchase		8,066		46.5000 ZAR
ORD		Purchase		8,934		46.3500 ZAR
ORD		Purchase		4,962		3.9774 GBP
ORD		Purchase		10,182		46.1500 ZAR
ORD		Purchase		12,471		47.7500 ZAR
ORD		Purchase		12,632		46.6700 ZAR
ORD		Purchase		13,769		46.3200 ZAR
ORD		Purchase		7,316		3.9775 GBP
ORD		Purchase		17,794		46.2900 ZAR
ORD		Purchase		18,214		3.9623 GBP
ORD		Purchase		20,634		3.9200 GBP
ORD		Purchase		21,756		46.0000 ZAR
ORD		Purchase		28,083		46.2500 ZAR
ORD		Purchase		19,115		3.9766 GBP
ORD		Purchase		40,694		3.9396 GBP
ORD		Purchase		59,657		4.0325 GBP
ORD		Purchase		64,760		3.9525 GBP
ORD		Purchase		35,230		3.9800 GBP
ORD		Purchase		121,150		3.8761 GBP
ORD		Purchase		145,109		46.0622 ZAR
ORD		Purchase		145,578		3.9463 GBP
ORD		Sale		14		46.8500 ZAR
ORD		Sale		72		45.4800 ZAR
ORD		Sale		72		45.7800 ZAR
ORD		Sale		92		45.3400 ZAR
ORD		Sale		92		45.4900 ZAR
ORD		Sale		100		46.0000 ZAR
ORD		Sale		100		46.4400 ZAR
ORD		Sale		107		45.3300 ZAR
ORD		Sale		112		46.0200 ZAR
ORD		Sale		194		45.4600 ZAR
ORD		Sale		233		45.7600 ZAR
ORD		Sale		253		45.8100 ZAR
ORD		Sale		269		45.9700 ZAR
ORD		Sale		294		45.4300 ZAR
ORD		Sale		347		46.0700 ZAR
ORD		Sale		400		45.7100 ZAR
ORD		Sale		402		46.3900 ZAR
ORD		Sale		425		46.3400 ZAR
ORD		Sale		464		46.4300 ZAR
ORD		Sale		468		45.5300 ZAR
ORD		Sale		471		45.9600 ZAR
ORD		Sale		473		47.4500 ZAR
ORD		Sale		484		45.6600 ZAR
ORD		Sale		492		45.4500 ZAR
ORD		Sale		500		45.3800 ZAR
ORD		Sale		500		46.7800 ZAR
ORD		Sale		513		45.4700 ZAR
ORD		Sale		526		45.9300 ZAR
ORD		Sale		576		46.3200 ZAR
ORD		Sale		600		47.1500 ZAR
ORD		Sale		600		47.1800 ZAR
ORD		Sale		600		47.2100 ZAR
ORD		Sale		600		47.2800 ZAR
ORD		Sale		612		47.6100 ZAR
ORD		Sale		642		46.6400 ZAR
ORD		Sale		700		45.8800 ZAR
ORD		Sale		703		47.3000 ZAR
ORD		Sale		714		47.5000 ZAR
ORD		Sale		800		47.7300 ZAR
ORD		Sale		861		45.5100 ZAR
ORD		Sale		875		47.0800 ZAR
ORD		Sale		901		45.6700 ZAR
ORD		Sale		938		45.3900 ZAR
ORD		Sale		962		45.9100 ZAR
ORD		Sale		1,000		46.1300 ZAR
ORD		Sale		1,000		47.4600 ZAR
ORD		Sale		1,033		46.3300 ZAR
ORD		Sale		1,040		47.0900 ZAR
ORD		Sale		1,056		46.2200 ZAR
ORD		Sale		1,057		45.9000 ZAR
ORD		Sale		1,065		45.8900 ZAR
ORD		Sale		1,080		46.2800 ZAR
ORD		Sale		1,092		45.4400 ZAR
ORD		Sale		1,100		47.5400 ZAR
ORD		Sale		1,141		46.3100 ZAR
ORD		Sale		1,191		45.8000 ZAR
ORD		Sale		1,229		47.0600 ZAR
ORD		Sale		1,240		45.3000 ZAR
ORD		Sale		1,242		47.6400 ZAR
ORD		Sale		1,248		45.5500 ZAR
ORD		Sale		1,251		45.3600 ZAR
ORD		Sale		1,300		3.9450 GBP
ORD		Sale		1,300		47.0000 ZAR
ORD		Sale		1,325		46.2700 ZAR
ORD		Sale		1,386		45.7900 ZAR
ORD		Sale		1,445		46.2300 ZAR
ORD		Sale		1,447		45.5400 ZAR
ORD		Sale		1,493		46.9900 ZAR
ORD		Sale		1,529		45.8300 ZAR
ORD		Sale		1,624		46.1400 ZAR
ORD		Sale		1,642		46.8200 ZAR
ORD		Sale		1,663		46.3000 ZAR
ORD		Sale		1,690		46.6800 ZAR
ORD		Sale		1,840		45.7400 ZAR
ORD		Sale		1,973		46.7900 ZAR
ORD		Sale		2,024		45.6300 ZAR
ORD		Sale		2,139		46.4700 ZAR
ORD		Sale		2,163		46.1700 ZAR
ORD		Sale		2,282		47.4700 ZAR
ORD		Sale		2,299		45.7200 ZAR
ORD		Sale		2,350		45.8700 ZAR
ORD		Sale		2,352		45.9500 ZAR
ORD		Sale		2,362		46.2000 ZAR
ORD		Sale		2,363		46.0300 ZAR
ORD		Sale		2,368		46.6900 ZAR
ORD		Sale		2,462		46.5100 ZAR
ORD		Sale		2,515		46.4500 ZAR
ORD		Sale		2,594		46.4900 ZAR
ORD		Sale		2,595		45.9400 ZAR
ORD		Sale		2,692		45.4200 ZAR
ORD		Sale		2,758		46.0400 ZAR
ORD		Sale		2,772		46.4800 ZAR
ORD		Sale		2,836		46.5200 ZAR
ORD		Sale		2,862		46.3600 ZAR
ORD		Sale		3,193		47.3600 ZAR
ORD		Sale		3,242		46.2400 ZAR
ORD		Sale		3,291		46.5400 ZAR
ORD		Sale		3,423		46.4200 ZAR
ORD		Sale		3,455		45.5800 ZAR
ORD		Sale		3,540		45.7000 ZAR
ORD		Sale		3,559		45.6400 ZAR
ORD		Sale		3,710		46.2500 ZAR
ORD		Sale		3,716		45.6100 ZAR
ORD		Sale		3,748		45.9200 ZAR
ORD		Sale		3,754		45.5900 ZAR
ORD		Sale		3,812		46.1800 ZAR
ORD		Sale		3,836		45.6800 ZAR
ORD		Sale		3,903		46.6300 ZAR
ORD		Sale		3,990		46.7700 ZAR
ORD		Sale		4,000		46.1100 ZAR
ORD		Sale		4,000		46.4000 ZAR
ORD		Sale		4,000		47.4900 ZAR
ORD		Sale		4,117		45.5200 ZAR
ORD		Sale		4,600		46.6700 ZAR
ORD		Sale		4,653		46.1600 ZAR
ORD		Sale		4,662		46.2100 ZAR
ORD		Sale		4,779		46.5300 ZAR
ORD		Sale		4,842		45.8500 ZAR
ORD		Sale		5,006		46.4600 ZAR
ORD		Sale		5,169		45.7300 ZAR
ORD		Sale		5,195		46.0800 ZAR
ORD		Sale		5,263		45.7700 ZAR
ORD		Sale		5,266		46.6200 ZAR
ORD		Sale		5,280		46.2600 ZAR
ORD		Sale		5,309		45.7500 ZAR
ORD		Sale		3,568		3.9951 GBP
ORD		Sale		5,387		47.2900 ZAR
ORD		Sale		5,695		45.5600 ZAR
ORD		Sale		5,803		46.0600 ZAR
ORD		Sale		5,969		45.8600 ZAR
ORD		Sale		6,252		45.6000 ZAR
ORD		Sale		6,383		45.6200 ZAR
ORD		Sale		6,400		46.5000 ZAR
ORD		Sale		6,522		45.8400 ZAR
ORD		Sale		6,534		45.8200 ZAR
ORD		Sale		6,627		45.6500 ZAR
ORD		Sale		7,191		45.9900 ZAR
ORD		Sale		7,603		46.3700 ZAR
ORD		Sale		8,302		46.1500 ZAR
ORD		Sale		8,883		46.3500 ZAR
ORD		Sale		9,000		46.8000 ZAR
ORD		Sale		9,025		46.1900 ZAR
ORD		Sale		10,023		46.0500 ZAR
ORD		Sale		11,147		46.3800 ZAR
ORD		Sale		11,825		45.5700 ZAR
ORD		Sale		12,836		45.6900 ZAR
ORD		Sale		14,504		46.0900 ZAR
ORD		Sale		10,749		4.0257 GBP
ORD		Sale		28,295		46.1000 ZAR
ORD		Sale		34,038		3.9213 GBP
ORD		Sale		34,837		47.7500 ZAR
ORD		Sale		41,770		3.9303 GBP
ORD		Sale		25,736		3.9988 GBP
ORD		Sale		72,754		4.0071 GBP
ORD		Sale		129,074		3.9433 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		134		46.4651 ZAR
ORD		CFD		Long		3,092		46.2771 ZAR
ORD		CFD		Long		3,214		46.8322 ZAR
ORD		CFD		Long		7,879		46.9697 ZAR
ORD		CFD		Long		7,921		46.8116 ZAR
ORD		CFD		Long		13,682		48.6353 ZAR
ORD		CFD		Long		14,323		4.0159 GBP
ORD		CFD		Long		16,221		48.4944 ZAR
ORD		CFD		Long		16,620		3.9497 GBP
ORD		CFD		Long		26,894		3.9806 GBP
ORD		CFD		Long		31,637		47.7308 ZAR
ORD		CFD		Long		105,292		3.9306 GBP
ORD		CFD		Long		155,529		48.5635 ZAR
ORD		CFD		Long		316,971		3.9363 GBP
ORD		CFD		Long		380,586		46.1810 ZAR
ORD		CFD		Long		399,550		46.1292 ZAR
ORD		Futures		Short		9		46.0500 ZAR
ORD		CFD		Short		134		46.0247 ZAR
ORD		CFD		Short		1,728		45.7266 ZAR
ORD		CFD		Short		3,126		3.9740 GBP
ORD		CFD		Short		5,282		46.2867 ZAR
ORD		CFD		Short		7,812		47.0163 ZAR
ORD		CFD		Short		12,376		3.9722 GBP
ORD		CFD		Short		14,458		48.4461 ZAR
ORD		CFD		Short		21,104		45.9095 ZAR
ORD		CFD		Short		23,732		48.5912 ZAR
ORD		CFD		Short		31,546		45.9410 ZAR
ORD		CFD		Short		42,735		3.9726 GBP
ORD		CFD		Short		75,887		46.1974 ZAR
ORD		CFD		Short		91,984		46.4161 ZAR
ORD		CFD		Short		103,108		3.9322 GBP
ORD		CFD		Short		130,340		48.3917 ZAR
ORD		CFD		Short		145,109		46.0713 ZAR
ORD		CFD		Short		321,822		48.3848 ZAR
ORD		CFD		Short		453,427		46.2758 ZAR
ORD		CFD		Short		484,836		3.9373 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

YES

Date of disclosure:	Â	15 Aug 2011
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 7116 2913

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Â	Barclays PLC.
are being disclosed:		Â
Name of offeror/offeree in relation to whose		INVESTEC
relevant securities this from relates:		Â

2. OPTIONS AND DERIVATIVES

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

Â

Â

Â

relates

Â

Â

Â

ORD

Put Options

Purchased

100,000

5,200.0000

American

15 Sep 2011

ORD

Call Options

Purchased

972,000

5,800.0000

American

15 Sep 2011

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.