Form 8.3 - Investec Plc - Amendment

Form 8.3 - Investec Plc - Amendment

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Identity of the person whose positions/dealings	Â	Barclays PLC.
Â		are being disclosed:		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		INVESTEC PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		15 December 2011
(f)		Has the discloser previously disclosed, or are		YES:
		they today disclosing, under the Code in respect		EVOLUTION GROUP PLC
Â		of any other party to this offer?		INVESTEC LIMITED

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			Â	ORD
	Â			Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		49,670,753		9.15%		52,568,830		9.68%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		5,162,819		0.95%		2,721,109		0.50%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		210,000		0.04%		105,000		0.02%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				55,043,572		10.14%		55,394,939		10.20%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		55		3.3400 GBP
ORD		Purchase		82		42.8300 ZAR
ORD		Purchase		221		3.2874 GBP
ORD		Purchase		522		42.8800 ZAR
ORD		Purchase		612		42.8400 ZAR
ORD		Purchase		976		43.1300 ZAR
ORD		Purchase		999		3.3130 GBP
ORD		Purchase		1,158		42.9100 ZAR
ORD		Purchase		1,922		42.7900 ZAR
ORD		Purchase		2,042		42.7700 ZAR
ORD		Purchase		2,200		42.9000 ZAR
ORD		Purchase		2,600		42.7000 ZAR
ORD		Purchase		2,666		43.0400 ZAR
ORD		Purchase		2,670		42.6500 ZAR
ORD		Purchase		2,699		3.3055 GBP
ORD		Purchase		2,700		3.2900 GBP
ORD		Purchase		2,748		42.6900 ZAR
ORD		Purchase		3,205		3.3063 GBP
ORD		Purchase		3,800		42.9500 ZAR
ORD		Purchase		3,828		42.8600 ZAR
ORD		Purchase		4,318		43.0700 ZAR
ORD		Purchase		4,346		42.6100 ZAR
ORD		Purchase		4,858		42.7100 ZAR
ORD		Purchase		5,532		42.7800 ZAR
ORD		Purchase		7,554		42.8200 ZAR
ORD		Purchase		7,698		42.9600 ZAR
ORD		Purchase		7,972		42.8700 ZAR
ORD		Purchase		8,000		42.8100 ZAR
ORD		Purchase		8,176		43.0800 ZAR
ORD		Purchase		9,200		42.9300 ZAR
ORD		Purchase		9,577		3.3045 GBP
ORD		Purchase		10,400		43.0600 ZAR
ORD		Purchase		10,480		42.7500 ZAR
ORD		Purchase		10,968		42.8000 ZAR
ORD		Purchase		11,466		43.0500 ZAR
ORD		Purchase		13,776		42.7600 ZAR
ORD		Purchase		15,610		43.0100 ZAR
ORD		Purchase		17,132		43.0200 ZAR
ORD		Purchase		19,208		42.8900 ZAR
ORD		Purchase		20,800		43.0900 ZAR
ORD		Purchase		30,282		3.3050 GBP
ORD		Purchase		30,462		43.0300 ZAR
ORD		Purchase		30,940		42.9900 ZAR
ORD		Purchase		33,979		3.3084 GBP
ORD		Purchase		45,543		3.3160 GBP
ORD		Purchase		56,840		43.7000 ZAR
ORD		Purchase		87,847		3.3103 GBP
ORD		Purchase		139,584		43.0000 ZAR
ORD		Purchase		162,265		3.3114 GBP
ORD		Purchase		342,117		3.3121 GBP
ORD		Purchase		1,000,000		43.2400 ZAR
ORD		Sale		14		3.2800 GBP
ORD		Sale		82		43.3400 ZAR
ORD		Sale		300		3.2980 GBP
ORD		Sale		650		3.3380 GBP
ORD		Sale		780		42.9900 ZAR
ORD		Sale		999		3.3130 GBP
ORD		Sale		1,320		43.0300 ZAR
ORD		Sale		1,800		43.3900 ZAR
ORD		Sale		2,110		42.7800 ZAR
ORD		Sale		2,380		42.7900 ZAR
ORD		Sale		2,382		43.0500 ZAR
ORD		Sale		2,553		3.3588 GBP
ORD		Sale		2,714		3.3491 GBP
ORD		Sale		3,400		3.3595 GBP
ORD		Sale		3,438		43.3300 ZAR
ORD		Sale		4,220		42.8200 ZAR
ORD		Sale		5,771		3.3508 GBP
ORD		Sale		7,283		3.3054 GBP
ORD		Sale		7,292		43.3200 ZAR
ORD		Sale		8,162		42.8300 ZAR
ORD		Sale		8,528		42.7600 ZAR
ORD		Sale		8,712		3.3142 GBP
ORD		Sale		9,556		42.9600 ZAR
ORD		Sale		9,660		42.9700 ZAR
ORD		Sale		10,000		43.2200 ZAR
ORD		Sale		10,134		43.1500 ZAR
ORD		Sale		10,290		42.8500 ZAR
ORD		Sale		10,880		43.0700 ZAR
ORD		Sale		11,350		43.2700 ZAR
ORD		Sale		12,110		43.1900 ZAR
ORD		Sale		12,228		43.2000 ZAR
ORD		Sale		14,330		43.0600 ZAR
ORD		Sale		14,354		43.2300 ZAR
ORD		Sale		16,186		42.9800 ZAR
ORD		Sale		17,678		43.1400 ZAR
ORD		Sale		17,744		42.8600 ZAR
ORD		Sale		18,306		42.7500 ZAR
ORD		Sale		19,034		43.1100 ZAR
ORD		Sale		19,078		43.0900 ZAR
ORD		Sale		19,834		43.1700 ZAR
ORD		Sale		19,958		43.0800 ZAR
ORD		Sale		20,204		43.1200 ZAR
ORD		Sale		20,740		43.2600 ZAR
ORD		Sale		21,270		42.8400 ZAR
ORD		Sale		21,576		43.0400 ZAR
ORD		Sale		21,610		42.8900 ZAR
ORD		Sale		26,738		43.1000 ZAR
ORD		Sale		27,504		42.9300 ZAR
ORD		Sale		28,386		42.8700 ZAR
ORD		Sale		29,419		3.3480 GBP
ORD		Sale		30,056		42.9200 ZAR
ORD		Sale		30,248		43.1600 ZAR
ORD		Sale		31,926		42.9500 ZAR
ORD		Sale		33,782		42.9100 ZAR
ORD		Sale		34,665		3.3281 GBP
ORD		Sale		35,668		43.2100 ZAR
ORD		Sale		37,796		42.8800 ZAR
ORD		Sale		39,338		42.9000 ZAR
ORD		Sale		41,748		42.9400 ZAR
ORD		Sale		51,558		43.1300 ZAR
ORD		Sale		52,508		43.1800 ZAR
ORD		Sale		62,192		3.3132 GBP
ORD		Sale		77,362		43.2500 ZAR
ORD		Sale		120,624		43.0527 ZAR
ORD		Sale		200,138		43.0000 ZAR
ORD		Sale		223,239		3.3127 GBP
ORD		Sale		268,310		43.7000 ZAR
ORD		Sale		509,338		43.2400 ZAR

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description		e.g. opening/closing a long/short position,		reference		unit
security		Â		increasing/reducing a long/short position		securities		Â
ORD		CFD		Long		4,602		3.3273 GBP
ORD		CFD		Long		8,979		3.3628 GBP
ORD		CFD		Long		16,315		43.2938 ZAR
ORD		CFD		Long		20,931		3.3439 GBP
ORD		CFD		Long		22,000		43.6364 ZAR
ORD		CFD		Long		42,719		3.3031 GBP
ORD		CFD		Long		60,312		43.0440 ZAR
ORD		CFD		Long		107,107		43.6860 ZAR
ORD		CFD		Long		117,621		43.1846 ZAR
ORD		CFD		Long		147,116		3.3054 GBP
ORD		CFD		Long		189,481		43.0056 ZAR
ORD		CFD		Long		500,000		3.3304 GBP
ORD		CFD		Short		100		43.1473 ZAR
Â		Futures		Short		530		43.0000 ZAR
ORD		CFD		Short		2,310		3.3588 GBP
ORD		CFD		Short		2,547		43.0963 ZAR
ORD		CFD		Short		10,182		42.8678 ZAR
ORD		CFD		Short		33,113		42.9804 ZAR
ORD		CFD		Short		37,450		3.2951 GBP
ORD		CFD		Short		44,248		3.3040 GBP
ORD		CFD		Short		54,335		3.3171 GBP
ORD		CFD		Short		106,009		42.9634 ZAR
ORD		CFD		Short		122,223		3.3282 GBP
ORD		CFD		Short		303,889		3.3032 GBP
ORD		CFD		Short		500,000		43.2443 ZAR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

YES

Date of disclosure:	Â	19 Dec 2011
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 7116 2913

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Â	Barclays PLC.
are being disclosed:		Â
Name of offeror/offeree in relation to whose		INVESTEC PLC
relevant securities this from relates:		Â

2. OPTIONS AND DERIVATIVES

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

Â

Â

Â

relates

Â

Â

Â

ORD

Put Options

Purchased

105,000

4,039.0000

American

15 Mar 2012

ORD

Put Options

Written

-105,000

4,752.0000

American

15 Mar 2012

ORD

Call Options

Purchased

105,000

5,702.0000

American

15 Mar 2012

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.