Form 8.3 - Investec Plc - Amendment

Form 8.3 - Investec Plc - Amendment

BARCLAYS PLC

Amendment

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose INVESTEC PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 26 September 2011
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect EVOLUTION GROUP PLC
  of any other party to this offer? INVESTEC LIMITED

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:     ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 43,116,806 7.95% 44,651,185 8.23%
           
(2) Derivatives (other than
options): 1,683,303 0.31% 1,791,059 0.33%
           
(3) Options and agreements to
purchase/sell: 50,000 0.01% 0 0.00%
           
(4) TOTAL:
44,850,109 8.27% 46,442,244 8.56%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 5,046 3.5562 GBP
ORD Purchase 11,568 3.5839 GBP
ORD Purchase 12,937 3.5743 GBP
ORD Purchase 15,434 3.5711 GBP
ORD Purchase 18,252 3.5731 GBP
ORD Purchase 32,616 3.5754 GBP
ORD Purchase 80,449 3.5676 GBP
ORD Purchase 334,288 3.5793 GBP
ORD Sale 2,235 3.5760 GBP
ORD Sale 3,709 3.5786 GBP
ORD Sale 9,468 3.5713 GBP
ORD Sale 12,502 3.5694 GBP
ORD Sale 17,322 3.5851 GBP
ORD Sale 61,678 3.5661 GBP
ORD Sale 66,692 3.5767 GBP
ORD Sale 75,793 3.5728 GBP
ORD Sale 399,931 3.5696 GBP
ORD Sale 689,727 3.5660 GBP
ORD Purchase 1 44.6500 ZAR
ORD Purchase 33 45.0000 ZAR
ORD Purchase 38 44.9100 ZAR
ORD Purchase 41 44.8700 ZAR
ORD Purchase 52 44.7900 ZAR
ORD Purchase 62 44.9300 ZAR
ORD Purchase 63 45.0100 ZAR
ORD Purchase 73 44.9600 ZAR
ORD Purchase 76 44.8200 ZAR
ORD Purchase 94 44.8500 ZAR
ORD Purchase 107 44.7900 ZAR
ORD Purchase 114 44.8600 ZAR
ORD Purchase 121 44.9000 ZAR
ORD Purchase 131 44.9500 ZAR
ORD Purchase 144 44.8200 ZAR
ORD Purchase 175 44.8500 ZAR
ORD Purchase 194 45.3200 ZAR
ORD Purchase 195 44.5000 ZAR
ORD Purchase 199 45.3600 ZAR
ORD Purchase 203 45.0200 ZAR
ORD Purchase 213 44.9500 ZAR
ORD Purchase 228 44.9500 ZAR
ORD Purchase 250 44.7600 ZAR
ORD Purchase 276 44.6600 ZAR
ORD Purchase 278 44.9800 ZAR
ORD Purchase 282 44.5000 ZAR
ORD Purchase 287 44.8500 ZAR
ORD Purchase 314 45.3200 ZAR
ORD Purchase 326 45.2000 ZAR
ORD Purchase 330 45.1500 ZAR
ORD Purchase 333 44.8100 ZAR
ORD Purchase 364 45.2000 ZAR
ORD Purchase 367 44.8100 ZAR
ORD Purchase 406 45.0100 ZAR
ORD Purchase 416 44.9000 ZAR
ORD Purchase 421 44.9200 ZAR
ORD Purchase 434 44.7700 ZAR
ORD Purchase 452 45.0200 ZAR
ORD Purchase 491 44.9000 ZAR
ORD Purchase 500 44.7900 ZAR
ORD Purchase 500 44.8700 ZAR
ORD Purchase 500 44.9000 ZAR
ORD Purchase 502 44.8400 ZAR
ORD Purchase 510 44.7000 ZAR
ORD Purchase 537 44.9400 ZAR
ORD Purchase 544 44.5400 ZAR
ORD Purchase 574 44.9000 ZAR
ORD Purchase 600 44.7600 ZAR
ORD Purchase 600 44.9500 ZAR
ORD Purchase 600 44.9600 ZAR
ORD Purchase 600 44.9900 ZAR
ORD Purchase 600 45.1600 ZAR
ORD Purchase 619 44.8100 ZAR
ORD Purchase 619 45.1500 ZAR
ORD Purchase 628 44.9000 ZAR
ORD Purchase 677 44.9000 ZAR
ORD Purchase 691 44.7000 ZAR
ORD Purchase 700 44.8800 ZAR
ORD Purchase 700 45.4000 ZAR
ORD Purchase 701 44.9500 ZAR
ORD Purchase 704 44.9500 ZAR
ORD Purchase 752 44.7900 ZAR
ORD Purchase 759 44.9500 ZAR
ORD Purchase 773 44.9000 ZAR
ORD Purchase 790 44.7500 ZAR
ORD Purchase 797 45.0200 ZAR
ORD Purchase 825 44.8700 ZAR
ORD Purchase 825 45.0600 ZAR
ORD Purchase 859 44.6500 ZAR
ORD Purchase 869 44.9400 ZAR
ORD Purchase 890 44.7500 ZAR
ORD Purchase 912 44.5600 ZAR
ORD Purchase 947 44.7100 ZAR
ORD Purchase 948 44.8100 ZAR
ORD Purchase 966 44.9000 ZAR
ORD Purchase 974 44.5300 ZAR
ORD Purchase 983 44.9100 ZAR
ORD Purchase 985 44.9000 ZAR
ORD Purchase 1000 44.8000 ZAR
ORD Purchase 1000 44.9400 ZAR
ORD Purchase 1000 44.9500 ZAR
ORD Purchase 1000 45.1700 ZAR
ORD Purchase 1010 45.0000 ZAR
ORD Purchase 1011 44.8100 ZAR
ORD Purchase 1022 44.9500 ZAR
ORD Purchase 1025 45.0900 ZAR
ORD Purchase 1028 44.8000 ZAR
ORD Purchase 1031 44.6500 ZAR
ORD Purchase 1032 44.7300 ZAR
ORD Purchase 1032 44.7500 ZAR
ORD Purchase 1032 44.7700 ZAR
ORD Purchase 1032 44.8500 ZAR
ORD Purchase 1074 45.0000 ZAR
ORD Purchase 1074 44.9000 ZAR
ORD Purchase 1076 44.6300 ZAR
ORD Purchase 1110 44.9500 ZAR
ORD Purchase 1130 44.8500 ZAR
ORD Purchase 1144 45.0000 ZAR
ORD Purchase 1185 44.7100 ZAR
ORD Purchase 1190 44.5900 ZAR
ORD Purchase 1200 45.0500 ZAR
ORD Purchase 1201 44.5400 ZAR
ORD Purchase 1203 44.9200 ZAR
ORD Purchase 1212 44.8500 ZAR
ORD Purchase 1237 44.8500 ZAR
ORD Purchase 1238 44.8100 ZAR
ORD Purchase 1238 45.0500 ZAR
ORD Purchase 1238 45.1000 ZAR
ORD Purchase 1239 45.1900 ZAR
ORD Purchase 1249 44.8500 ZAR
ORD Purchase 1253 44.7300 ZAR
ORD Purchase 1265 45.2100 ZAR
ORD Purchase 1275 45.1600 ZAR
ORD Purchase 1287 44.8000 ZAR
ORD Purchase 1336 45.1800 ZAR
ORD Purchase 1347 45.3000 ZAR
ORD Purchase 1356 45.2000 ZAR
ORD Purchase 1357 44.7500 ZAR
ORD Purchase 1372 44.7100 ZAR
ORD Purchase 1379 45.1500 ZAR
ORD Purchase 1412 44.9600 ZAR
ORD Purchase 1413 44.8000 ZAR
ORD Purchase 1473 44.7000 ZAR
ORD Purchase 1480 44.5400 ZAR
ORD Purchase 1491 45.0000 ZAR
ORD Purchase 1500 44.8600 ZAR
ORD Purchase 1500 44.9500 ZAR
ORD Purchase 1502 45.0200 ZAR
ORD Purchase 1533 44.9000 ZAR
ORD Purchase 1587 44.8000 ZAR
ORD Purchase 1588 44.5000 ZAR
ORD Purchase 1634 45.1700 ZAR
ORD Purchase 1661 45.2000 ZAR
ORD Purchase 1671 44.8100 ZAR
ORD Purchase 1682 45.2100 ZAR
ORD Purchase 1787 44.9500 ZAR
ORD Purchase 1799 45.0000 ZAR
ORD Purchase 1825 45.0000 ZAR
ORD Purchase 1904 45.2000 ZAR
ORD Purchase 1944 45.0000 ZAR
ORD Purchase 1949 44.6200 ZAR
ORD Purchase 2000 44.7000 ZAR
ORD Purchase 2000 44.9300 ZAR
ORD Purchase 2000 44.9400 ZAR
ORD Purchase 2000 44.9700 ZAR
ORD Purchase 2000 44.9700 ZAR
ORD Purchase 2000 45.0000 ZAR
ORD Purchase 2000 45.1200 ZAR
ORD Purchase 2018 45.0000 ZAR
ORD Purchase 2038 44.8500 ZAR
ORD Purchase 2041 45.4200 ZAR
ORD Purchase 2063 44.5000 ZAR
ORD Purchase 2063 44.6600 ZAR
ORD Purchase 2064 44.6500 ZAR
ORD Purchase 2064 44.7500 ZAR
ORD Purchase 2226 44.9500 ZAR
ORD Purchase 2327 44.7900 ZAR
ORD Purchase 2430 44.9400 ZAR
ORD Purchase 2500 44.5400 ZAR
ORD Purchase 2500 44.7100 ZAR
ORD Purchase 2500 44.8200 ZAR
ORD Purchase 2506 44.7100 ZAR
ORD Purchase 2550 44.9400 ZAR
ORD Purchase 2600 44.8000 ZAR
ORD Purchase 2649 44.8500 ZAR
ORD Purchase 2664 45.1900 ZAR
ORD Purchase 2672 45.1900 ZAR
ORD Purchase 2690 44.9800 ZAR
ORD Purchase 2713 44.8100 ZAR
ORD Purchase 2735 45.2100 ZAR
ORD Purchase 2780 44.7700 ZAR
ORD Purchase 2794 44.8900 ZAR
ORD Purchase 2869 45.2000 ZAR
ORD Purchase 2879 44.9000 ZAR
ORD Purchase 3015 44.9000 ZAR
ORD Purchase 3020 44.7900 ZAR
ORD Purchase 3161 44.9600 ZAR
ORD Purchase 3258 44.9100 ZAR
ORD Purchase 3306 44.8500 ZAR
ORD Purchase 3327 44.7800 ZAR
ORD Purchase 3356 44.6000 ZAR
ORD Purchase 3366 45.2000 ZAR
ORD Purchase 3490 45.2000 ZAR
ORD Purchase 3526 44.8200 ZAR
ORD Purchase 3601 44.9000 ZAR
ORD Purchase 3609 44.8500 ZAR
ORD Purchase 3628 45.2500 ZAR
ORD Purchase 3631 44.9700 ZAR
ORD Purchase 3688 45.0300 ZAR
ORD Purchase 3751 44.8000 ZAR
ORD Purchase 3769 44.5000 ZAR
ORD Purchase 4000 44.9600 ZAR
ORD Purchase 4000 44.6000 ZAR
ORD Purchase 4000 44.6800 ZAR
ORD Purchase 4000 44.7000 ZAR
ORD Purchase 4000 44.7600 ZAR
ORD Purchase 4000 44.7800 ZAR
ORD Purchase 4000 44.8100 ZAR
ORD Purchase 4000 44.8400 ZAR
ORD Purchase 4000 44.8900 ZAR
ORD Purchase 4000 45.0100 ZAR
ORD Purchase 4000 45.0300 ZAR
ORD Purchase 4000 45.0700 ZAR
ORD Purchase 4000 45.0800 ZAR
ORD Purchase 4000 45.1200 ZAR
ORD Purchase 4000 44.9800 ZAR
ORD Purchase 4122 44.9500 ZAR
ORD Purchase 4200 44.9800 ZAR
ORD Purchase 4318 44.7000 ZAR
ORD Purchase 4500 45.0000 ZAR
ORD Purchase 4682 44.7500 ZAR
ORD Purchase 4812 44.9000 ZAR
ORD Purchase 4861 44.9500 ZAR
ORD Purchase 5000 44.9600 ZAR
ORD Purchase 5000 45.0600 ZAR
ORD Purchase 5000 44.8100 ZAR
ORD Purchase 5000 44.8500 ZAR
ORD Purchase 5097 44.5000 ZAR
ORD Purchase 5568 44.9000 ZAR
ORD Purchase 6000 44.8000 ZAR
ORD Purchase 6148 44.9000 ZAR
ORD Purchase 6613 45.0000 ZAR
ORD Purchase 6729 44.8500 ZAR
ORD Purchase 6755 44.8000 ZAR
ORD Purchase 7138 45.0200 ZAR
ORD Purchase 7968 44.8500 ZAR
ORD Purchase 7970 44.9000 ZAR
ORD Purchase 8000 44.7700 ZAR
ORD Purchase 8000 44.6900 ZAR
ORD Purchase 8000 44.9000 ZAR
ORD Purchase 8000 44.8500 ZAR
ORD Purchase 8000 44.8600 ZAR
ORD Purchase 8000 44.9900 ZAR
ORD Purchase 8000 44.9500 ZAR
ORD Purchase 8294 44.8000 ZAR
ORD Purchase 8332 44.9000 ZAR
ORD Purchase 10000 44.7900 ZAR
ORD Purchase 10000 44.8000 ZAR
ORD Purchase 10000 44.8500 ZAR
ORD Purchase 10000 44.9000 ZAR
ORD Purchase 10000 44.9400 ZAR
ORD Purchase 10250 44.5000 ZAR
ORD Purchase 11120 44.7500 ZAR
ORD Purchase 11326 44.5000 ZAR
ORD Purchase 12000 44.9100 ZAR
ORD Purchase 12000 44.9400 ZAR
ORD Purchase 12000 44.7900 ZAR
ORD Purchase 16000 44.8000 ZAR
ORD Purchase 18000 44.8500 ZAR
ORD Purchase 20000 44.9500 ZAR
ORD Purchase 24000 45.0000 ZAR
ORD Purchase 510938 44.9357 ZAR
ORD Sale 44 44.5000 ZAR
ORD Sale 91 44.8700 ZAR
ORD Sale 92 44.4900 ZAR
ORD Sale 177 44.8300 ZAR
ORD Sale 232 44.6500 ZAR
ORD Sale 247 44.6500 ZAR
ORD Sale 282 44.5000 ZAR
ORD Sale 312 44.6400 ZAR
ORD Sale 318 44.6700 ZAR
ORD Sale 357 44.6000 ZAR
ORD Sale 382 44.5700 ZAR
ORD Sale 395 44.4900 ZAR
ORD Sale 406 44.5000 ZAR
ORD Sale 421 44.9200 ZAR
ORD Sale 422 44.6600 ZAR
ORD Sale 436 44.9600 ZAR
ORD Sale 438 44.7800 ZAR
ORD Sale 445 44.6500 ZAR
ORD Sale 472 44.6900 ZAR
ORD Sale 472 45.1900 ZAR
ORD Sale 482 44.6400 ZAR
ORD Sale 500 44.9600 ZAR
ORD Sale 502 44.8400 ZAR
ORD Sale 506 44.8100 ZAR
ORD Sale 513 44.4900 ZAR
ORD Sale 528 44.6900 ZAR
ORD Sale 536 44.6500 ZAR
ORD Sale 540 44.6200 ZAR
ORD Sale 600 44.9900 ZAR
ORD Sale 600 45.1600 ZAR
ORD Sale 615 44.6200 ZAR
ORD Sale 619 45.1500 ZAR
ORD Sale 655 44.6200 ZAR
ORD Sale 699 44.7400 ZAR
ORD Sale 700 44.9500 ZAR
ORD Sale 713 44.8600 ZAR
ORD Sale 723 44.9000 ZAR
ORD Sale 747 45.0000 ZAR
ORD Sale 797 44.6200 ZAR
ORD Sale 875 44.5000 ZAR
ORD Sale 1000 44.4900 ZAR
ORD Sale 1000 45.1700 ZAR
ORD Sale 1000 45.1800 ZAR
ORD Sale 1000 44.7000 ZAR
ORD Sale 1000 44.7500 ZAR
ORD Sale 1000 44.8500 ZAR
ORD Sale 1020 44.9400 ZAR
ORD Sale 1032 44.6500 ZAR
ORD Sale 1032 44.7700 ZAR
ORD Sale 1032 44.9000 ZAR
ORD Sale 1032 44.9400 ZAR
ORD Sale 1069 44.6700 ZAR
ORD Sale 1074 44.8100 ZAR
ORD Sale 1095 44.5100 ZAR
ORD Sale 1101 44.7800 ZAR
ORD Sale 1200 45.0500 ZAR
ORD Sale 1236 44.7100 ZAR
ORD Sale 1275 45.1600 ZAR
ORD Sale 1364 44.9100 ZAR
ORD Sale 1416 44.8400 ZAR
ORD Sale 1500 44.8400 ZAR
ORD Sale 1588 44.5000 ZAR
ORD Sale 1627 44.9600 ZAR
ORD Sale 1634 45.1700 ZAR
ORD Sale 1897 44.8800 ZAR
ORD Sale 2000 45.1200 ZAR
ORD Sale 2000 45.2700 ZAR
ORD Sale 2000 45.3500 ZAR
ORD Sale 2000 44.5000 ZAR
ORD Sale 2063 44.8400 ZAR
ORD Sale 2103 44.8700 ZAR
ORD Sale 2300 44.9900 ZAR
ORD Sale 3132 44.5000 ZAR
ORD Sale 3509 44.9100 ZAR
ORD Sale 3631 44.9700 ZAR
ORD Sale 3775 44.9500 ZAR
ORD Sale 4000 44.6800 ZAR
ORD Sale 4000 44.9000 ZAR
ORD Sale 7346 44.5000 ZAR

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 1,000 44.7356 ZAR
ORD CFD Long 3,600 44.9822 ZAR
ORD CFD Long 3,806 44.9526 ZAR
ORD CFD Long 5,648 3.5610 GBP
ORD CFD Long 10,506 44.6710 ZAR
ORD CFD Long 30,764 44.8692 ZAR
ORD CFD Long 64,894 3.5692 GBP
ORD CFD Long 1,121,821 3.5670 GBP
ORD CFD Long 1,211,016 44.9121 ZAR
ORD Futures Short 5 45.4200 ZAR
ORD CFD Short 2,500 44.8343 ZAR
ORD CFD Short 2,900 45.0938 ZAR
ORD CFD Short 3,576 44.9427 ZAR
ORD CFD Short 15,496 3.5746 GBP
ORD CFD Short 21,099 3.5737 GBP
ORD CFD Short 27,607 3.5910 GBP
ORD CFD Short 29,213 44.5177 ZAR
ORD CFD Short 40,815 3.5721 GBP
ORD CFD Short 49,652 3.5820 GBP
ORD CFD Short 49,676 44.8396 ZAR
ORD CFD Short 63,124 44.8972 ZAR
ORD CFD Short 80,828 3.5892 GBP
ORD CFD Short 510,938 44.9445 ZAR
ORD CFD Short 598,765 44.9057 ZAR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

4 Oct 2011

Contact name:   Geoff Smith
Telephone number:   020 7116 2913

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased 50,000 4,425.0000 American 15 Dec 2011

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Investec (INVP)
UK 100