Form 8.3 - Investec Plc Amendment

Form 8.3 - Investec Plc Amendment

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are being disclosed:	Â	BARCLAYS PLC
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient	Â	Â
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	INVESTEC PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:	Â	Â
(e) Date position held/dealing undertaken:	Â	27 September 2011
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?	Â	YES: EVOLUTION GROUP PLC INVESTEC LIMITED Â

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		43,831,303		8.08%		44,991,408		8.29%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		3,307,414		0.61%		3,672,677		0.68%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		50,000		0.01%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				47,188,717		8.70%		48,664,085		8.97%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		105		3.6380 GBP
ORD		Purchase		130		3.7420 GBP
ORD		Purchase		3,297		3.6945 GBP
ORD		Purchase		3,865		3.6703 GBP
ORD		Purchase		4,378		3.6709 GBP
ORD		Purchase		16,874		3.6624 GBP
ORD		Purchase		19,771		3.6614 GBP
ORD		Purchase		25,667		3.6936 GBP
ORD		Purchase		33,749		3.6933 GBP
ORD		Purchase		36,149		3.6831 GBP
ORD		Purchase		37,714		3.6598 GBP
ORD		Purchase		38,738		3.6685 GBP
ORD		Purchase		109,156		3.6923 GBP
ORD		Purchase		471,729		3.6769 GBP
ORD		Sale		125		3.6340 GBP
ORD		Sale		227		3.7030 GBP
ORD		Sale		1,585		3.7420 GBP
ORD		Sale		2,626		3.6902 GBP
ORD		Sale		6,970		3.7047 GBP
ORD		Sale		10,351		3.6820 GBP
ORD		Sale		11,424		3.7085 GBP
ORD		Sale		12,372		3.6866 GBP
ORD		Sale		30,384		3.6800 GBP
ORD		Sale		36,149		3.6831 GBP
ORD		Sale		57,878		3.7110 GBP
ORD		Sale		64,480		3.6760 GBP
ORD		Sale		190,562		3.6786 GBP
ORD		Sale		403,399		3.6709 GBP
ORD		Sale		486,000		44.5000 ZAR
ORD		Purchase		22		45.0000 ZAR
ORD		Purchase		58		45.0000 ZAR
ORD		Purchase		63		45.1200 ZAR
ORD		Purchase		99		45.0000 ZAR
ORD		Purchase		104		45.0000 ZAR
ORD		Purchase		150		44.9900 ZAR
ORD		Purchase		215		45.7500 ZAR
ORD		Purchase		223		45.0000 ZAR
ORD		Purchase		239		45.1200 ZAR
ORD		Purchase		261		44.9200 ZAR
ORD		Purchase		264		45.0000 ZAR
ORD		Purchase		272		45.0000 ZAR
ORD		Purchase		286		44.9900 ZAR
ORD		Purchase		300		45.0000 ZAR
ORD		Purchase		300		45.0400 ZAR
ORD		Purchase		314		45.1000 ZAR
ORD		Purchase		341		45.0000 ZAR
ORD		Purchase		353		45.0000 ZAR
ORD		Purchase		398		45.0000 ZAR
ORD		Purchase		400		45.0200 ZAR
ORD		Purchase		405		44.9600 ZAR
ORD		Purchase		405		45.3400 ZAR
ORD		Purchase		413		44.9300 ZAR
ORD		Purchase		413		45.0000 ZAR
ORD		Purchase		437		45.0000 ZAR
ORD		Purchase		452		45.0800 ZAR
ORD		Purchase		526		45.0000 ZAR
ORD		Purchase		529		45.0100 ZAR
ORD		Purchase		551		45.0000 ZAR
ORD		Purchase		569		45.0000 ZAR
ORD		Purchase		600		44.9700 ZAR
ORD		Purchase		635		45.0000 ZAR
ORD		Purchase		661		45.1200 ZAR
ORD		Purchase		686		45.0000 ZAR
ORD		Purchase		722		45.2600 ZAR
ORD		Purchase		786		45.1500 ZAR
ORD		Purchase		788		45.1200 ZAR
ORD		Purchase		790		44.9900 ZAR
ORD		Purchase		797		45.2500 ZAR
ORD		Purchase		803		45.0600 ZAR
ORD		Purchase		822		45.0000 ZAR
ORD		Purchase		825		44.9900 ZAR
ORD		Purchase		825		45.1000 ZAR
ORD		Purchase		863		44.9900 ZAR
ORD		Purchase		869		45.0600 ZAR
ORD		Purchase		872		44.8000 ZAR
ORD		Purchase		940		44.9800 ZAR
ORD		Purchase		969		44.9800 ZAR
ORD		Purchase		969		44.9900 ZAR
ORD		Purchase		969		45.0000 ZAR
ORD		Purchase		977		44.9900 ZAR
ORD		Purchase		980		44.9700 ZAR
ORD		Purchase		989		45.0000 ZAR
ORD		Purchase		990		45.0000 ZAR
ORD		Purchase		990		45.0000 ZAR
ORD		Purchase		998		45.0000 ZAR
ORD		Purchase		1000		45.0200 ZAR
ORD		Purchase		1000		45.3000 ZAR
ORD		Purchase		1025		44.9900 ZAR
ORD		Purchase		1053		45.0000 ZAR
ORD		Purchase		1074		44.9900 ZAR
ORD		Purchase		1078		44.9900 ZAR
ORD		Purchase		1096		45.0000 ZAR
ORD		Purchase		1102		44.9900 ZAR
ORD		Purchase		1115		45.0000 ZAR
ORD		Purchase		1139		44.9900 ZAR
ORD		Purchase		1139		45.3000 ZAR
ORD		Purchase		1147		44.9900 ZAR
ORD		Purchase		1150		45.3000 ZAR
ORD		Purchase		1192		44.9900 ZAR
ORD		Purchase		1206		45.1500 ZAR
ORD		Purchase		1213		45.0000 ZAR
ORD		Purchase		1238		44.9800 ZAR
ORD		Purchase		1304		45.0000 ZAR
ORD		Purchase		1346		44.9800 ZAR
ORD		Purchase		1437		44.9800 ZAR
ORD		Purchase		1482		45.0000 ZAR
ORD		Purchase		1495		45.0000 ZAR
ORD		Purchase		1518		45.0000 ZAR
ORD		Purchase		1549		44.9800 ZAR
ORD		Purchase		1579		45.0300 ZAR
ORD		Purchase		1619		45.3400 ZAR
ORD		Purchase		1663		44.9700 ZAR
ORD		Purchase		1664		44.9900 ZAR
ORD		Purchase		1722		45.2500 ZAR
ORD		Purchase		1786		44.9800 ZAR
ORD		Purchase		1789		45.0000 ZAR
ORD		Purchase		1844		45.0000 ZAR
ORD		Purchase		1855		45.0000 ZAR
ORD		Purchase		1885		45.0000 ZAR
ORD		Purchase		1914		45.0600 ZAR
ORD		Purchase		1922		45.0000 ZAR
ORD		Purchase		1955		44.9800 ZAR
ORD		Purchase		1969		44.9900 ZAR
ORD		Purchase		1990		44.9800 ZAR
ORD		Purchase		1992		45.0000 ZAR
ORD		Purchase		1994		45.0000 ZAR
ORD		Purchase		2000		45.0000 ZAR
ORD		Purchase		2019		44.9700 ZAR
ORD		Purchase		2045		44.9800 ZAR
ORD		Purchase		2050		45.0000 ZAR
ORD		Purchase		2064		45.0000 ZAR
ORD		Purchase		2195		44.9900 ZAR
ORD		Purchase		2211		45.1000 ZAR
ORD		Purchase		2214		44.9800 ZAR
ORD		Purchase		2466		45.3000 ZAR
ORD		Purchase		2491		44.9800 ZAR
ORD		Purchase		2500		45.0400 ZAR
ORD		Purchase		2563		45.0000 ZAR
ORD		Purchase		2647		45.0000 ZAR
ORD		Purchase		2793		45.3000 ZAR
ORD		Purchase		2963		45.3000 ZAR
ORD		Purchase		2993		44.9800 ZAR
ORD		Purchase		3000		45.3000 ZAR
ORD		Purchase		3023		44.9900 ZAR
ORD		Purchase		3031		44.9900 ZAR
ORD		Purchase		3278		45.2600 ZAR
ORD		Purchase		3449		44.9900 ZAR
ORD		Purchase		3524		45.0800 ZAR
ORD		Purchase		3663		45.0000 ZAR
ORD		Purchase		3673		45.2500 ZAR
ORD		Purchase		3686		45.3400 ZAR
ORD		Purchase		3989		45.3000 ZAR
ORD		Purchase		4000		44.9100 ZAR
ORD		Purchase		4000		44.9500 ZAR
ORD		Purchase		4000		44.9700 ZAR
ORD		Purchase		4000		45.0000 ZAR
ORD		Purchase		4000		45.3100 ZAR
ORD		Purchase		4759		45.0400 ZAR
ORD		Purchase		4943		44.9900 ZAR
ORD		Purchase		5000		44.9900 ZAR
ORD		Purchase		5000		45.3000 ZAR
ORD		Purchase		5302		45.0500 ZAR
ORD		Purchase		6000		45.0200 ZAR
ORD		Purchase		6003		44.9900 ZAR
ORD		Purchase		6009		45.0500 ZAR
ORD		Purchase		7203		44.9900 ZAR
ORD		Purchase		7226		45.0000 ZAR
ORD		Purchase		7505		45.0000 ZAR
ORD		Purchase		7526		45.0500 ZAR
ORD		Purchase		8000		45.0200 ZAR
ORD		Purchase		8449		44.9900 ZAR
ORD		Purchase		9136		45.7500 ZAR
ORD		Purchase		10000		45.2500 ZAR
ORD		Purchase		12000		45.0500 ZAR
ORD		Purchase		12000		45.3000 ZAR
ORD		Purchase		12000		45.0000 ZAR
ORD		Purchase		14716		45.7500 ZAR
ORD		Purchase		16000		44.9900 ZAR
ORD		Purchase		18000		45.0000 ZAR
ORD		Purchase		20000		45.1500 ZAR
ORD		Purchase		27000		44.9800 ZAR
ORD		Purchase		36000		45.0500 ZAR
ORD		Purchase		54000		44.9900 ZAR
ORD		Purchase		82557		44.8434 ZAR
ORD		Purchase		131000		44.5000 ZAR
ORD		Purchase		355000		44.5000 ZAR
ORD		Sale		45		44.9400 ZAR
ORD		Sale		63		45.1200 ZAR
ORD		Sale		71		44.9900 ZAR
ORD		Sale		101		44.8000 ZAR
ORD		Sale		104		45.0000 ZAR
ORD		Sale		140		45.1000 ZAR
ORD		Sale		222		45.2800 ZAR
ORD		Sale		224		45.5500 ZAR
ORD		Sale		239		45.1200 ZAR
ORD		Sale		295		45.0000 ZAR
ORD		Sale		335		45.1800 ZAR
ORD		Sale		398		45.1600 ZAR
ORD		Sale		413		44.9800 ZAR
ORD		Sale		440		45.1600 ZAR
ORD		Sale		444		45.1200 ZAR
ORD		Sale		444		45.2300 ZAR
ORD		Sale		502		44.9500 ZAR
ORD		Sale		522		45.2000 ZAR
ORD		Sale		525		44.9300 ZAR
ORD		Sale		564		45.1000 ZAR
ORD		Sale		600		45.0100 ZAR
ORD		Sale		600		45.0700 ZAR
ORD		Sale		638		44.9300 ZAR
ORD		Sale		678		45.0700 ZAR
ORD		Sale		700		45.1600 ZAR
ORD		Sale		771		44.9900 ZAR
ORD		Sale		777		45.1800 ZAR
ORD		Sale		786		45.1500 ZAR
ORD		Sale		788		45.1200 ZAR
ORD		Sale		822		45.0000 ZAR
ORD		Sale		825		45.1600 ZAR
ORD		Sale		889		45.0700 ZAR
ORD		Sale		934		45.1000 ZAR
ORD		Sale		971		45.0000 ZAR
ORD		Sale		986		45.2000 ZAR
ORD		Sale		1000		44.9100 ZAR
ORD		Sale		1000		44.9400 ZAR
ORD		Sale		1000		45.0100 ZAR
ORD		Sale		1000		45.6400 ZAR
ORD		Sale		1018		44.9600 ZAR
ORD		Sale		1019		45.1600 ZAR
ORD		Sale		1025		45.2900 ZAR
ORD		Sale		1032		44.9300 ZAR
ORD		Sale		1032		44.9500 ZAR
ORD		Sale		1032		44.9600 ZAR
ORD		Sale		1032		45.7800 ZAR
ORD		Sale		1075		45.6300 ZAR
ORD		Sale		1089		45.2500 ZAR
ORD		Sale		1126		45.0200 ZAR
ORD		Sale		1139		44.9900 ZAR
ORD		Sale		1183		45.1900 ZAR
ORD		Sale		1206		45.1500 ZAR
ORD		Sale		1207		44.9500 ZAR
ORD		Sale		1218		44.9900 ZAR
ORD		Sale		1238		44.9800 ZAR
ORD		Sale		1238		44.9900 ZAR
ORD		Sale		1238		45.2900 ZAR
ORD		Sale		1247		45.7000 ZAR
ORD		Sale		1305		45.0000 ZAR
ORD		Sale		1312		45.0100 ZAR
ORD		Sale		1375		44.9000 ZAR
ORD		Sale		1414		44.9800 ZAR
ORD		Sale		1462		44.9900 ZAR
ORD		Sale		1578		45.2700 ZAR
ORD		Sale		1596		44.9800 ZAR
ORD		Sale		1619		44.9800 ZAR
ORD		Sale		1620		45.1100 ZAR
ORD		Sale		1699		45.2700 ZAR
ORD		Sale		1700		45.2400 ZAR
ORD		Sale		1700		45.2500 ZAR
ORD		Sale		1703		45.1800 ZAR
ORD		Sale		1709		44.9700 ZAR
ORD		Sale		1839		44.9200 ZAR
ORD		Sale		1943		45.4800 ZAR
ORD		Sale		2051		45.7200 ZAR
ORD		Sale		2276		45.0000 ZAR
ORD		Sale		2351		44.9800 ZAR
ORD		Sale		2404		44.9800 ZAR
ORD		Sale		2404		44.9900 ZAR
ORD		Sale		2542		44.9200 ZAR
ORD		Sale		2836		44.9800 ZAR
ORD		Sale		2963		45.3000 ZAR
ORD		Sale		3000		45.2200 ZAR
ORD		Sale		3002		45.0100 ZAR
ORD		Sale		3175		44.9900 ZAR
ORD		Sale		3304		44.9800 ZAR
ORD		Sale		3509		44.9400 ZAR
ORD		Sale		4000		44.9000 ZAR
ORD		Sale		4000		44.9100 ZAR
ORD		Sale		4000		44.9500 ZAR
ORD		Sale		4000		44.9600 ZAR
ORD		Sale		4000		44.9900 ZAR
ORD		Sale		4000		45.0500 ZAR
ORD		Sale		4000		45.1600 ZAR
ORD		Sale		4000		45.2000 ZAR
ORD		Sale		4000		45.3000 ZAR
ORD		Sale		4000		45.6400 ZAR
ORD		Sale		4000		45.6700 ZAR
ORD		Sale		4000		45.7300 ZAR
ORD		Sale		4650		45.6300 ZAR
ORD		Sale		5000		45.2000 ZAR
ORD		Sale		5500		44.9000 ZAR
ORD		Sale		8778		45.2800 ZAR
ORD		Sale		9000		44.9300 ZAR
ORD		Sale		9528		44.9800 ZAR

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		934		45.0855 ZAR
ORD		CFD		Long		5,773		3.7379 GBP
ORD		CFD		Long		37,222		3.6316 GBP
ORD		CFD		Long		52,177		3.6769 GBP
ORD		CFD		Long		168,081		45.1328 ZAR
ORD		CFD		Long		486,000		3.5279 GBP
ORD		CFD		Long		508,284		3.6757 GBP
ORD		CFD		Long		1,065,714		44.8057 ZAR
ORD		CFD		Short		894		45.0091 ZAR
ORD		CFD		Short		1,770		3.6394 GBP
ORD		CFD		Short		2,063		45.1428 ZAR
ORD		CFD		Short		14,716		45.7682 ZAR
ORD		CFD		Short		19,684		3.6631 GBP
ORD		CFD		Short		38,051		3.6611 GBP
ORD		CFD		Short		52,711		3.6671 GBP
ORD		CFD		Short		57,918		3.6698 GBP
ORD		CFD		Short		82,557		44.8523 ZAR
ORD		CFD		Short		117,273		45.1006 ZAR
ORD		CFD		Short		169,015		45.1348 ZAR
ORD		CFD		Short		280,130		3.6757 GBP
ORD		CFD		Short		362,211		45.0516 ZAR
ORD		CFD		Short		486,000		44.5044 ZAR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

YES

Date of disclosure:	Â	4 Oct 2011
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 7116 2913

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of person whose open positions are being disclosed:	Â	Barclays PLC.
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:		INVESTEC PLC

2. OPTIONS AND DERIVATIVES

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

Â

Â

Â

relates

Â

Â

Â

ORD

Put Options

Purchased

50,000

4,425.0000

American

15 Dec 2011

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.