Form 8.3 - Investec Plc

Form 8.3 - Investec Plc

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Identity of the person whose positions/dealings	Â	Barclays PLC.
Â	are being disclosed:		Â
(b)	Owner or controller of interest and short
Â	positions disclosed, if different from 1(a):		Â
(c)	Name of offeror/offeree in relation to whose		INVESTEC PLC
Â	relevant securities this form relates:		Â
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
Â	offeror/offeree:		Â
(e)	Date position held/dealing undertaken:		10 November 2011
(f)	Has the discloser previously disclosed, or are		YES:
	they today disclosing, under the Code in respect		EVOLUTION GROUP PLC
Â	of any other party to this offer?		INVESTEC LIMITED

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	ORD	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		44,123,337		8.13%		46,313,447		8.54%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		2,786,353		0.51%		837,630		0.15%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		310,000		0.06%		105,000		0.02%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			47,219,690		8.71%		47,256,077		8.71%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		83		46.6500 ZAR
ORD		Purchase		100		45.7400 ZAR
ORD		Purchase		151		45.7600 ZAR
ORD		Purchase		154		46.3400 ZAR
ORD		Purchase		157		45.4100 ZAR
ORD		Purchase		162		45.8400 ZAR
ORD		Purchase		225		46.6000 ZAR
ORD		Purchase		243		45.5400 ZAR
ORD		Purchase		243		45.7300 ZAR
ORD		Purchase		312		46.1000 ZAR
ORD		Purchase		401		45.2400 ZAR
ORD		Purchase		411		45.7500 ZAR
ORD		Purchase		424		46.1500 ZAR
ORD		Purchase		497		45.1900 ZAR
ORD		Purchase		500		45.6000 ZAR
ORD		Purchase		500		46.2100 ZAR
ORD		Purchase		501		45.3500 ZAR
ORD		Purchase		502		45.3200 ZAR
ORD		Purchase		578		45.3800 ZAR
ORD		Purchase		585		46.2700 ZAR
ORD		Purchase		600		46.5100 ZAR
ORD		Purchase		603		46.3300 ZAR
ORD		Purchase		636		45.2200 ZAR
ORD		Purchase		649		45.5200 ZAR
ORD		Purchase		652		45.5500 ZAR
ORD		Purchase		684		45.5300 ZAR
ORD		Purchase		758		45.6200 ZAR
ORD		Purchase		900		45.3300 ZAR
ORD		Purchase		926		45.4200 ZAR
ORD		Purchase		1,011		46.1400 ZAR
ORD		Purchase		1,045		46.2300 ZAR
ORD		Purchase		1,100		3.5690 GBP
ORD		Purchase		1,241		46.3500 ZAR
ORD		Purchase		1,252		45.4500 ZAR
ORD		Purchase		1,300		45.4300 ZAR
ORD		Purchase		1,307		45.5100 ZAR
ORD		Purchase		1,389		45.3700 ZAR
ORD		Purchase		1,411		46.2600 ZAR
ORD		Purchase		1,477		46.1700 ZAR
ORD		Purchase		1,500		45.6100 ZAR
ORD		Purchase		1,541		45.2600 ZAR
ORD		Purchase		1,558		46.2900 ZAR
ORD		Purchase		1,679		45.2100 ZAR
ORD		Purchase		1,699		46.2800 ZAR
ORD		Purchase		1,978		46.3100 ZAR
ORD		Purchase		2,010		45.2800 ZAR
ORD		Purchase		2,030		46.4100 ZAR
ORD		Purchase		2,258		45.3900 ZAR
ORD		Purchase		2,284		45.2000 ZAR
ORD		Purchase		2,354		46.6600 ZAR
ORD		Purchase		2,802		46.2500 ZAR
ORD		Purchase		3,000		46.3200 ZAR
ORD		Purchase		3,120		45.4400 ZAR
ORD		Purchase		3,223		46.4000 ZAR
ORD		Purchase		3,228		46.2000 ZAR
ORD		Purchase		3,261		45.3000 ZAR
ORD		Purchase		4,111		3.5950 GBP
ORD		Purchase		4,539		3.6358 GBP
ORD		Purchase		4,933		45.2900 ZAR
ORD		Purchase		6,312		46.3000 ZAR
ORD		Purchase		15,581		3.6119 GBP
ORD		Purchase		21,929		46.1900 ZAR
ORD		Purchase		34,266		3.5633 GBP
ORD		Purchase		52,657		3.5591 GBP
ORD		Purchase		53,826		3.6034 GBP
ORD		Purchase		216,768		3.5746 GBP
ORD		Purchase		540,823		3.5715 GBP
ORD		Sale		100		45.5200 ZAR
ORD		Sale		200		45.4900 ZAR
ORD		Sale		202		46.3300 ZAR
ORD		Sale		224		45.4100 ZAR
ORD		Sale		271		46.0600 ZAR
ORD		Sale		392		46.1400 ZAR
ORD		Sale		397		45.8400 ZAR
ORD		Sale		413		45.9600 ZAR
ORD		Sale		413		46.6700 ZAR
ORD		Sale		592		45.5400 ZAR
ORD		Sale		600		46.4200 ZAR
ORD		Sale		627		46.5900 ZAR
ORD		Sale		678		3.5308 GBP
ORD		Sale		683		46.5800 ZAR
ORD		Sale		700		45.4600 ZAR
ORD		Sale		800		46.6500 ZAR
ORD		Sale		826		46.3700 ZAR
ORD		Sale		890		46.4100 ZAR
ORD		Sale		910		46.3500 ZAR
ORD		Sale		1,005		46.0200 ZAR
ORD		Sale		1,033		46.0900 ZAR
ORD		Sale		1,033		46.6600 ZAR
ORD		Sale		1,159		46.2900 ZAR
ORD		Sale		1,189		3.5293 GBP
ORD		Sale		1,300		45.7300 ZAR
ORD		Sale		1,339		46.3200 ZAR
ORD		Sale		1,366		46.0700 ZAR
ORD		Sale		1,387		45.8500 ZAR
ORD		Sale		1,450		45.7600 ZAR
ORD		Sale		1,477		46.1700 ZAR
ORD		Sale		1,489		45.9900 ZAR
ORD		Sale		1,522		45.2300 ZAR
ORD		Sale		1,522		46.2700 ZAR
ORD		Sale		1,552		45.6600 ZAR
ORD		Sale		1,599		46.5100 ZAR
ORD		Sale		1,700		3.6191 GBP
ORD		Sale		1,775		46.2000 ZAR
ORD		Sale		1,839		46.5700 ZAR
ORD		Sale		2,083		3.5948 GBP
ORD		Sale		2,121		3.5991 GBP
ORD		Sale		2,152		46.4800 ZAR
ORD		Sale		2,173		45.2400 ZAR
ORD		Sale		2,179		45.2100 ZAR
ORD		Sale		2,231		45.4200 ZAR
ORD		Sale		2,250		46.4000 ZAR
ORD		Sale		2,521		46.1300 ZAR
ORD		Sale		2,930		45.4500 ZAR
ORD		Sale		2,985		45.4800 ZAR
ORD		Sale		3,113		45.9500 ZAR
ORD		Sale		3,167		46.2500 ZAR
ORD		Sale		3,207		46.6800 ZAR
ORD		Sale		3,410		46.4300 ZAR
ORD		Sale		3,437		45.8300 ZAR
ORD		Sale		3,462		3.5946 GBP
ORD		Sale		3,523		45.9400 ZAR
ORD		Sale		3,734		46.3000 ZAR
ORD		Sale		3,960		45.7700 ZAR
ORD		Sale		3,970		46.6900 ZAR
ORD		Sale		4,000		45.2200 ZAR
ORD		Sale		4,000		45.4700 ZAR
ORD		Sale		4,000		45.6300 ZAR
ORD		Sale		4,000		45.7800 ZAR
ORD		Sale		4,000		46.0000 ZAR
ORD		Sale		4,000		46.4900 ZAR
ORD		Sale		4,074		46.2600 ZAR
ORD		Sale		4,082		45.3800 ZAR
ORD		Sale		4,104		45.5700 ZAR
ORD		Sale		4,115		45.6100 ZAR
ORD		Sale		4,234		46.2400 ZAR
ORD		Sale		4,245		45.4400 ZAR
ORD		Sale		4,256		46.3400 ZAR
ORD		Sale		4,328		45.8700 ZAR
ORD		Sale		4,428		45.5800 ZAR
ORD		Sale		4,500		45.6000 ZAR
ORD		Sale		4,500		46.5000 ZAR
ORD		Sale		4,580		45.6900 ZAR
ORD		Sale		4,885		45.2700 ZAR
ORD		Sale		4,978		45.2600 ZAR
ORD		Sale		5,112		45.5100 ZAR
ORD		Sale		5,272		45.9300 ZAR
ORD		Sale		5,348		46.2300 ZAR
ORD		Sale		5,429		45.4300 ZAR
ORD		Sale		5,457		45.9200 ZAR
ORD		Sale		5,826		45.6500 ZAR
ORD		Sale		5,827		45.7200 ZAR
ORD		Sale		5,859		46.6000 ZAR
ORD		Sale		6,049		45.3600 ZAR
ORD		Sale		6,324		46.6100 ZAR
ORD		Sale		6,481		45.6800 ZAR
ORD		Sale		6,523		46.5600 ZAR
ORD		Sale		6,776		45.3200 ZAR
ORD		Sale		6,997		3.5909 GBP
ORD		Sale		7,122		46.4700 ZAR
ORD		Sale		7,453		45.2000 ZAR
ORD		Sale		7,493		45.6200 ZAR
ORD		Sale		7,747		45.3000 ZAR
ORD		Sale		7,933		45.3900 ZAR
ORD		Sale		8,000		45.8800 ZAR
ORD		Sale		8,200		45.5600 ZAR
ORD		Sale		9,599		46.5400 ZAR
ORD		Sale		10,047		45.9100 ZAR
ORD		Sale		10,772		45.3500 ZAR
ORD		Sale		11,320		45.2900 ZAR
ORD		Sale		11,428		45.3300 ZAR
ORD		Sale		11,433		45.3700 ZAR
ORD		Sale		12,046		45.2500 ZAR
ORD		Sale		12,167		45.5500 ZAR
ORD		Sale		12,754		3.5890 GBP
ORD		Sale		13,189		45.2800 ZAR
ORD		Sale		13,338		45.5900 ZAR
ORD		Sale		16,160		46.1900 ZAR
ORD		Sale		16,679		45.8900 ZAR
ORD		Sale		17,036		45.3400 ZAR
ORD		Sale		19,533		3.5939 GBP
ORD		Sale		22,244		45.9000 ZAR
ORD		Sale		22,790		45.6400 ZAR
ORD		Sale		23,230		3.5322 GBP
ORD		Sale		23,399		45.3100 ZAR
ORD		Sale		27,666		3.5362 GBP
ORD		Sale		27,696		45.5000 ZAR
ORD		Sale		44,465		3.5885 GBP
ORD		Sale		61,025		3.6165 GBP
ORD		Sale		248,922		45.7740 ZAR

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		321		46.1163 ZAR
ORD		CFD		Long		468		45.7017 ZAR
ORD		CFD		Long		834		3.6414 GBP
ORD		CFD		Long		1,155		46.1196 ZAR
ORD		CFD		Long		7,482		3.6416 GBP
ORD		CFD		Long		31,188		3.6164 GBP
ORD		CFD		Long		78,489		45.4440 ZAR
ORD		CFD		Long		248,922		45.7647 ZAR
ORD		CFD		Long		421,360		45.7090 ZAR
ORD		CFD		Short		979		3.5506 GBP
ORD		CFD		Short		1,328		45.8778 ZAR
ORD		CFD		Short		2,043		46.1365 ZAR
ORD		CFD		Short		2,918		3.5797 GBP
ORD		CFD		Short		3,719		3.6564 GBP
ORD		CFD		Short		4,306		46.3050 ZAR
ORD		CFD		Short		4,702		3.5796 GBP
ORD		CFD		Short		32,078		3.5804 GBP
ORD		CFD		Short		35,197		3.5936 GBP
ORD		CFD		Short		59,260		45.7374 ZAR
ORD		CFD		Short		87,642		3.5730 GBP
ORD		CFD		Short		673,695		3.5711 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

YES

Date of disclosure:	Â	11 Nov 2011
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 7116 2913

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Â	Barclays PLC.
are being disclosed:		Â
Name of offeror/offeree in relation to whose		INVESTEC PLC
relevant securities this from relates:		Â

2. OPTIONS AND DERIVATIVES

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

Â

Â

Â

relates

Â

Â

Â

ORD

Put Options

Purchased

105,000

4,039.0000

American

15 Mar 2012

ORD

Put Options

Written

-105,000

4,752.0000

American

15 Mar 2012

ORD

Call Options

Purchased

105,000

5,702.0000

American

15 Mar 2012

ORD

Put Options

Purchased

50,000

4,425.0000

American

15 Dec 2011

ORD

Put Options

Purchased

50,000

4,500.0000

American

15 Dec 2011

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.