Form 8.3 - Investec Plc

Form 8.3 - Investec Plc

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Identity of the person whose positions/dealings	Â	Barclays PLC.
Â	are being disclosed:		Â
(b)	Owner or controller of interest and short
Â	positions disclosed, if different from 1(a):		Â
(c)	Name of offeror/offeree in relation to whose		INVESTEC PLC
Â	relevant securities this form relates:		Â
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
Â	offeror/offeree:		Â
(e)	Date position held/dealing undertaken:		28 November 2011
(f)	Has the discloser previously disclosed, or are		YES:
	they today disclosing, under the Code in respect		EVOLUTION GROUP PLC
Â	of any other party to this offer?		INVESTEC LIMITED

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	ORD	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		49,042,753		9.03%		51,198,463		9.43%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		7,374,404		1.36%		4,304,087		0.79%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		310,000		0.06%		105,000		0.02%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			56,727,157		10.45%		55,607,550		10.24%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		173		44.3600 ZAR
ORD		Purchase		249		3.4064 GBP
ORD		Purchase		250		3.4155 GBP
ORD		Purchase		300		43.5300 ZAR
ORD		Purchase		500		43.8700 ZAR
ORD		Purchase		836		44.2500 ZAR
ORD		Purchase		900		44.2800 ZAR
ORD		Purchase		920		44.2000 ZAR
ORD		Purchase		967		43.6800 ZAR
ORD		Purchase		1,000		43.5100 ZAR
ORD		Purchase		1,600		43.5200 ZAR
ORD		Purchase		1,627		43.9200 ZAR
ORD		Purchase		1,867		43.6200 ZAR
ORD		Purchase		2,000		44.1600 ZAR
ORD		Purchase		2,159		43.6600 ZAR
ORD		Purchase		2,200		3.3953 GBP
ORD		Purchase		2,391		3.3849 GBP
ORD		Purchase		3,000		43.9600 ZAR
ORD		Purchase		3,379		43.7500 ZAR
ORD		Purchase		3,479		3.3874 GBP
ORD		Purchase		3,984		43.6500 ZAR
ORD		Purchase		4,000		43.5600 ZAR
ORD		Purchase		4,000		43.8900 ZAR
ORD		Purchase		4,000		43.9100 ZAR
ORD		Purchase		4,000		43.9400 ZAR
ORD		Purchase		4,266		43.6000 ZAR
ORD		Purchase		4,958		44.4000 ZAR
ORD		Purchase		4,970		43.9000 ZAR
ORD		Purchase		5,000		44.0500 ZAR
ORD		Purchase		5,430		3.3766 GBP
ORD		Purchase		5,460		44.1900 ZAR
ORD		Purchase		6,024		3.3857 GBP
ORD		Purchase		7,753		44.1000 ZAR
ORD		Purchase		7,834		43.9500 ZAR
ORD		Purchase		8,500		3.3587 GBP
ORD		Purchase		9,000		44.1200 ZAR
ORD		Purchase		9,946		43.8600 ZAR
ORD		Purchase		10,446		3.4005 GBP
ORD		Purchase		13,399		43.5500 ZAR
ORD		Purchase		14,699		44.2400 ZAR
ORD		Purchase		15,569		43.5000 ZAR
ORD		Purchase		16,885		43.8500 ZAR
ORD		Purchase		17,569		3.3832 GBP
ORD		Purchase		25,733		44.0000 ZAR
ORD		Purchase		26,963		3.3784 GBP
ORD		Purchase		36,723		3.3904 GBP
ORD		Purchase		63,036		3.3794 GBP
ORD		Purchase		88,555		3.3957 GBP
ORD		Purchase		296,496		3.3900 GBP
ORD		Purchase		869,000		43.5700 ZAR
ORD		Sale		1		44.3400 ZAR
ORD		Sale		23		44.0500 ZAR
ORD		Sale		100		3.3650 GBP
ORD		Sale		100		43.5800 ZAR
ORD		Sale		100		43.5900 ZAR
ORD		Sale		138		44.3300 ZAR
ORD		Sale		162		3.3620 GBP
ORD		Sale		201		3.3940 GBP
ORD		Sale		212		44.2000 ZAR
ORD		Sale		212		44.2200 ZAR
ORD		Sale		299		43.8600 ZAR
ORD		Sale		300		43.9100 ZAR
ORD		Sale		300		43.9400 ZAR
ORD		Sale		400		44.3100 ZAR
ORD		Sale		413		44.1300 ZAR
ORD		Sale		413		44.4200 ZAR
ORD		Sale		413		44.4500 ZAR
ORD		Sale		499		44.0300 ZAR
ORD		Sale		500		43.9600 ZAR
ORD		Sale		500		44.1400 ZAR
ORD		Sale		500		44.3600 ZAR
ORD		Sale		587		43.5600 ZAR
ORD		Sale		600		43.5500 ZAR
ORD		Sale		600		43.6000 ZAR
ORD		Sale		636		44.0900 ZAR
ORD		Sale		698		43.8700 ZAR
ORD		Sale		700		43.7700 ZAR
ORD		Sale		700		43.8000 ZAR
ORD		Sale		705		85.6961 ZAR
ORD		Sale		712		44.4100 ZAR
ORD		Sale		733		44.1500 ZAR
ORD		Sale		800		3.4076 GBP
ORD		Sale		800		43.7400 ZAR
ORD		Sale		800		43.8400 ZAR
ORD		Sale		1,000		43.9000 ZAR
ORD		Sale		1,030		44.2400 ZAR
ORD		Sale		1,133		43.6900 ZAR
ORD		Sale		1,141		43.8900 ZAR
ORD		Sale		1,250		43.5100 ZAR
ORD		Sale		1,340		44.0800 ZAR
ORD		Sale		1,387		44.1100 ZAR
ORD		Sale		1,477		43.9500 ZAR
ORD		Sale		1,699		43.5000 ZAR
ORD		Sale		1,799		3.4094 GBP
ORD		Sale		1,850		44.2700 ZAR
ORD		Sale		2,019		44.1700 ZAR
ORD		Sale		2,298		44.3900 ZAR
ORD		Sale		2,436		3.4071 GBP
ORD		Sale		2,438		44.1600 ZAR
ORD		Sale		2,490		43.9300 ZAR
ORD		Sale		2,618		43.9200 ZAR
ORD		Sale		3,174		43.5400 ZAR
ORD		Sale		3,268		43.9800 ZAR
ORD		Sale		4,000		44.1200 ZAR
ORD		Sale		4,289		44.1800 ZAR
ORD		Sale		4,625		44.3200 ZAR
ORD		Sale		4,672		44.1900 ZAR
ORD		Sale		4,739		44.4600 ZAR
ORD		Sale		4,906		44.3000 ZAR
ORD		Sale		5,405		44.2900 ZAR
ORD		Sale		5,700		43.8500 ZAR
ORD		Sale		8,292		43.9900 ZAR
ORD		Sale		8,500		44.2800 ZAR
ORD		Sale		8,633		44.2500 ZAR
ORD		Sale		8,651		43.9700 ZAR
ORD		Sale		10,362		44.0000 ZAR
ORD		Sale		10,390		3.3825 GBP
ORD		Sale		12,226		44.3800 ZAR
ORD		Sale		13,398		44.4000 ZAR
ORD		Sale		14,488		44.2600 ZAR
ORD		Sale		15,217		3.3997 GBP
ORD		Sale		19,014		3.3672 GBP
ORD		Sale		20,694		3.3797 GBP
ORD		Sale		22,527		3.3938 GBP
ORD		Sale		26,114		3.4009 GBP
ORD		Sale		108,965		3.3816 GBP
ORD		Sale		251,360		3.3783 GBP
ORD		Sale		869,000		43.5700 ZAR

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		499		44.0159 ZAR
ORD		CFD		Long		705		85.6789 ZAR
ORD		CFD		Long		1,058		3.3789 GBP
ORD		CFD		Long		6,967		3.4023 GBP
ORD		CFD		Long		10,000		44.3857 ZAR
ORD		CFD		Long		13,850		3.4035 GBP
ORD		CFD		Long		51,688		3.3832 GBP
ORD		CFD		Long		125,647		44.1401 ZAR
ORD		CFD		Long		190,205		3.3733 GBP
ORD		CFD		Short		580		44.2076 ZAR
ORD		CFD		Short		5,282		43.8988 ZAR
ORD		CFD		Short		23,800		44.0322 ZAR
ORD		CFD		Short		26,331		43.8182 ZAR
ORD		CFD		Short		30,974		3.3942 GBP
ORD		CFD		Short		42,343		3.3915 GBP
ORD		CFD		Short		53,580		3.3798 GBP
ORD		CFD		Short		109,244		43.8546 ZAR
ORD		CFD		Short		207,975		3.3954 GBP
ORD		CFD		Short		269,000		3.3149 GBP
ORD		CFD		Short		869,000		43.5743 ZAR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

YES

Date of disclosure:	Â	29 Nov 2011
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 7116 2913

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Â	Barclays PLC.
are being disclosed:		Â
Name of offeror/offeree in relation to whose		INVESTEC PLC
relevant securities this from relates:		Â

2. OPTIONS AND DERIVATIVES

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

Â

Â

Â

relates

Â

Â

Â

ORD

Put Options

Purchased

105,000

4,039.0000

American

15 Mar 2012

ORD

Put Options

Written

-105,000

4,752.0000

American

15 Mar 2012

ORD

Call Options

Purchased

105,000

5,702.0000

American

15 Mar 2012

ORD

Put Options

Purchased

50,000

4,425.0000

American

15 Dec 2011

ORD

Put Options

Purchased

50,000

4,500.0000

American

15 Dec 2011

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.